20 Gates Management LLC

20 Gates Management LLC is a Delaware Limited Liability Company with eight advisory employees out of a total of ten. Although its client base is not publicly known, it has been granted approved status by the U.S. Securities and Exchange Commission as of June 22, 2011.

• 20 GATES HOLDING LLC

  SINGLE MEMBER owns 75% or more

• ALEXANDER MATTHEW SMITH

  MANAGING DIRECTOR owns less than 5%

• HANS WALTER BALD

  PRESIDENT, CHIEF EXECUTIVE OFFICER owns less than 5%

• JOSEPH ANTHONY SOAVE

  CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR owns less than 5%

• JOSH DAVID BORG

  MANAGING DIRECTOR owns less than 5%

• MARK GOLOMBECK

  MANAGING DIRECTOR owns less than 5%

• RAYMOND JOHN ZOROVICH

  CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL owns less than 5%

• ALEXANDER MATTHEW SMITH

  MANAGING MEMBER OF 20 GATES HOLDING LLC AND MANAGING DIRECTOR 20 GATES MANAGEMENT LLC

• HANS WALTER BALD

  MANAGING MEMBER 20 GATES HOLDING LLC, PRESIDENT AND CEO 20 GATES MANAGEMENT LLC owns more than 50% but less than 75%

• JOSEPH ANTHONY SOAVE

  MANAGING MEMBER 20 GATES HOLDING LLC, CFO AND MANAGING DIRECTOR 20 GATES MANAGEMENT LLC

• JOSH DAVID BORG

  MANAGING MEMBER 20 GATES HOLDING LLC, AND MANAGING DIRECTOR 20 GATES MANAGEMENT LLC

• MARK GOLOMBECK

  MANAGING MEMBER OF 20 GATES HOLDING LLC, MANAGING DIRECTOR OF 20 GATES MANAGEMENT LLC

• BNY MELLON CAPITAL MARKETS, LLC
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• J.P. MORGAN SECURITIES LLC
  United States
• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• NATIXIS SECURITIES AMERICAS LLC
  United States
• RBC CAPITAL MARKETS, LLC
  United States

• Ascribe Management LLC
• ROAM Global Management LP
• MILL Hill Capital LLC
• Resource Alternative Advisor LLC
• Altaris Capital Partners LLC
• United Maritime Capital LLC
• ZMC Advisors LLC
• VOYA Alternative Asset Management LLC
• DSAM Partners US LLC
• ELCO Management Company LLC