Abbey Capital Limited

Abbey Capital Limited, otherwise known as ABBEY CAPITAL LIMITED, is a corporation with a team of 45 employees, among whom are 14 advisors. The number of clients served by this firm remains undisclosed, but its SEC status is listed as Approved, dating back to April 12, 2010.

• ANTHONY GANNON

  CHIEF EXECUTIVE OFFICER owns less than 5%

• CAVENDISH CAPITAL LIMITED

  HOLDING COMPANY - OWNS 100% OF ABBEY CAPITAL LIMITED owns 75% or more

• CLAIRE CATHERINE GATELY

  NON-EXECUTIVE DIRECTOR owns less than 5%

• DAVID MCCARTHY

  NON-EXECUTIVE DIRECTOR owns less than 5%

• DAVID MCINERNEY

  CHIEF FINANCIAL OFFICER owns less than 5%

• LOUISE EILEEN HARRIS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MICHAEL GERARD SWIFT

  DEPUTY CHIEF EXECUTIVE OFFICER owns less than 5%

• PETER GERARD CARNEY

  CHIEF OPERATING OFFICER owns less than 5%

• TIMOTHY JOSEPH BROSNAN

  NON-EXECUTIVE CHAIRMAN owns less than 5%

• ANTHONY GANNON

  SHAREHOLDER AND NON-EXECUTIVE DIRECTOR owns more than 50% but less than 75%

• TIMOTHY JOSEPH BROSNAN

  SHAREHOLDER AND CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER owns more than 25% but less than 50%

• BANK OF AMERICA, N.A.
  United States
• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• SG AMERICAS SECURITIES, LLC.
  United States
• UBS AG
  Switzerland

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