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Reported Holdings Of The
Abner Herrman & Brock LLC

Legal Name: ABNER HERRMAN & BROCK, LLC

Period of report: Jun 30, 2019
Effectiveness Date: Jul 19, 2019

Security Shares Held / Principal Amount Market Value Option
MICROSOFT CORP (594918104) 255,109 $34,174k
MASTERCARD INC (57636Q104) 125,486 $33,195k
Boeing Co/The (097023105) 91,112 $33,166k
PayPal Holdings Inc (70450Y103) 233,465 $26,722k
JPMORGAN CHASE & CO (46625H100) 235,716 $26,353k
MERCK & CO INC (58933Y105) 311,189 $26,093k
ABBOTT LABS (002824100) 280,955 $23,628k
ADP (053015103) 137,700 $22,766k
WALMART INC COM (931142103) 193,843 $21,418k
MARRIOTT INTL INC (571903202) 148,646 $20,854k
Bank of America Corp. (060505104) 714,846 $20,731k
American Express Co. (025816109) 164,444 $20,299k
Lockheed Martin Corp (539830109) 55,147 $20,048k
HOME DEPOT INC (437076102) 90,171 $18,753k
PEPSICO INC (713448108) 135,167 $17,724k
CISCO SYSTEMS INC (17275R102) 321,795 $17,612k
RAYTHEON (755111507) 94,957 $16,511k
JOHNSON & JOHNSON (478160104) 117,717 $16,396k
Aon, PLC (G0408V102) 83,915 $16,194k
NIKE INC (654106103) 181,590 $15,244k
HONEYWELL INTL INC (438516106) 87,056 $15,199k
NEXTERA ENERGY INC (65339F101) 65,201 $13,357k
UNITEDHEALTH GRP INC (91324P102) 54,035 $13,185k
METLIFE INC (59156R108) 244,240 $12,131k
HP INC (40434L105) 582,478 $12,110k
Thermo Fisher Scientific Inc (883556102) 39,720 $11,665k
ROYAL CARIBBEAN CRUISES LTD (v7780t103) 94,660 $11,474k
VERIZON COMMUNICATIONS (92343V104) 200,627 $11,462k
ORACLE CORP (68389X105) 185,785 $10,584k
TRAVELERS CO(THE) (89417E109) 69,603 $10,407k
SUNTRUST BANKS INC (867914103) 162,586 $10,219k
EMERSON ELEC CO (291011104) 145,940 $9,737k
BECTON DICKINSON (075887109) 34,990 $8,818k
CITIGROUP INC (172967424) 107,912 $7,557k
Chevron Corp (166764100) 43,416 $5,403k
COMCAST CORP (20030N101) 127,350 $5,384k
Caterpillar Inc (149123101) 37,553 $5,118k
Amazon.com Inc (023135106) 2,394 $4,533k
ADOBE INC (00724F101) 14,159 $4,172k
Exxon Mobil Corp (30231G102) 54,128 $4,148k
MORGAN STANLEY (617446448) 87,444 $3,831k
COCA-COLA CO (191216100) 73,373 $3,736k
Apple Inc (037833100) 17,295 $3,423k
PRUDENTIAL FINL (744320102) 27,684 $2,796k
AIR PRODS & CHEMS INC (009158106) 10,036 $2,272k
DuPont de Nemours Inc (26614N102) 27,846 $2,090k
US BANCORP DEL (902973304) 32,634 $1,710k
PROCTER & GAMBLE CO (742718109) 14,675 $1,609k
Dow Inc (260557103) 30,974 $1,527k
PHILIP MORRIS INTL (718172109) 18,636 $1,463k
INTL BUSINESS MCHN (459200101) 10,250 $1,413k
BB&T CORPORATION (054937107) 28,610 $1,406k
DISNEY WALT CO (254687106) 9,737 $1,360k
WELLS FARGO CO NEW (949746101) 28,069 $1,328k
MCDONALDS CORP (580135101) 6,236 $1,295k
Alphabet Inc (02079K107) 1,168 $1,263k
PFIZER INC (717081103) 27,397 $1,187k
ALPHABET INC (02079K305) 1,088 $1,178k
INTEL CORP (458140100) 24,116 $1,154k
Deere & Co (244199105) 6,240 $1,034k
ALLSTATE CORP (020002101) 10,037 $1,021k
AT&T INC (00206R102) 27,521 $922k
ABBVIE INC (00287Y109) 12,579 $915k
UNITED TECHNOLOGIES (913017109) 6,860 $893k
VISA INC COM CL A (92826C839) 4,806 $834k
3M CO (88579Y101) 4,729 $820k
NORTHROP GRUMMAN CO (666807102) 2,258 $730k
UNION PAC CORP (907818108) 4,180 $707k
AMERICAN TOWER CORP NEW (03027X100) 3,420 $699k
Berkshire Hathaway, Inc. (084670702) 2,967 $632k
SPDR S&P 500 ETF TR TR UNIT (78462F103) 2,020 $592k
VANGUARD INDEX TR MID-CAP INDE (922908645) 2,731 $565k
ACCENTURE PLC IRELAND (G1151C101) 2,937 $543k
Facebook Inc (30303M102) 2,804 $541k
SOUTHERN CO (842587107) 9,183 $508k
ALLERGAN PLC (G0177J108) 3,013 $504k
MICROCHIP TECHNOLOGY (595017104) 5,660 $491k
VANGUARD SMALL-CAP INDEX FD AD (922908686) 6,458 $485k
GILEAD SCIENCES INC (375558103) 7,170 $484k
GATEWAY FUND CL A (367829207) 14,237 $474k
ALTRIA GROUP INC (02209S103) 9,188 $435k
AEP (025537101) 4,639 $408k
STARBUCKS CORP (855244109) 4,529 $380k
CBS CORPORATION (124857202) 7,500 $374k
AMGEN INC (031162100) 1,972 $363k
PUBLIC SVC ENTERPR (744573106) 5,967 $351k
COLGATE PALMOLIVE CO (194162103) 4,792 $343k
Intuit Inc (461202103) 1,273 $333k
COLONY NORTH INC 7.125 (19626g504) 15,000 $325k
WASTE MGMT INC DEL (94106L109) 2,788 $322k
GENERAL DYNAMICS (369550108) 1,728 $314k
HARRIS CORP DEL (413875105) 1,553 $294k
TEEKAY LNG PARTNERS LP 8.5 (y8564m204) 12,000 $293k
PPG INDUSTRIES INC (693506107) 2,400 $280k
CELGENE CORP (151020104) 3,000 $277k
IDEXX LABS INC (45168D104) 1,000 $275k
PRUDENTIAL FINANCIAL INC 5.625 (744320805) 10,000 $265k
BRUNSWICK CORP 6.5 (117043406) 10,000 $261k
BRIGHTHOUSE FINANCIAL INC 6.25 (10922n202) 10,000 $260k
ALIBABA GROUP HLDG LTD (01609W102) 1,534 $260k
OAKTREE CAPITAL GROUP LLC (674001409) 10,000 $259k
PNC FINL SVCS GRP (693475105) 1,880 $258k
HERCULES CAPITAL INC 6.25 (427096847) 10,000 $257k
MARSH & MCLENNAN COS (571748102) 2,561 $255k
ENSTAR GROUP 7 NON CUM SER E (29359u208) 10,000 $254k
CHUBB LIMITED (H1467J104) 1,716 $253k
COUPA SOFTWARE INC COM (22266L106) 2,000 $253k
QVC INC 6.375 PFD (747262301) 10,000 $251k
SPIRIT REALTY CAP INC 6 (84860w201) 10,000 $245k
ENERGY TRANSFER PRTNRS 7.625 (29278n400) 10,000 $244k
DCP MIDSTREAM LP PFD B (23311p209) 10,000 $240k
DANAHER CORP (235851102) 1,680 $240k
ENERGY TRANSFER PARTNERS LP (29278n301) 10,000 $237k
DORIAN LPG LTD (y2106r110) 25,000 $225k
DUKE ENERGY CORP (26441C204) 2,512 $222k
EXELON CORP (30161N101) 4,611 $221k
Intercontinental Exchange Inc (45866F104) 2,560 $220k
DTE ENERGY CO (233331107) 1,710 $219k
PAYCHEX INC (704326107) 2,629 $216k
PRICE T ROWE GROUP INC (74144t108) 1,972 $216k
DOMINION ENERGY INC (25746U109) 2,765 $214k
NORFOLK SOUTHERN (655844108) 1,054 $210k
UNUM GROUP 6.25 PFD (91529y601) 8,000 $210k
NESTLE S A (641069406) 1,972 $204k
COWEN INC 7.35 (223622705) 8,000 $204k
ZOETIS INC (98978V103) 1,766 $200k
MCEWEN MINING INC (58039P107) 13,500 $24k
MARRIOT INTERNATIONAL INC CL A (fhb903208) 318,859 $0k
NYVATEX OIL CORP (670794106) 20,000 $0k
OILSANDS QUEST INC (678046103) 10,000 $0k
THEGLOBE.COM INC (88335r101) 10,000 $0k
WORLDGATE COMMUNICATIONS INC (98156l307) 16,000 $0k

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