Alphagen Capital Limited

Alphagen Capital Limited, also known as ALPHAGEN CAPITAL LIMITED, is a professional firm with 49 employees, where 36 of them are in advisory positions. While the number of clients served by the firm is not disclosed, it is clear that they are approved by the U.S. Securities and Exchange Commission and have been registered since January 19, 2006.

• HAVILLAND JAMES DE SAUSMAREZ

  DIRECTOR owns less than 5%

• HENDERSON GLOBAL INVESTORS (HOLDINGS) LIMITED

  OWNER owns 75% or more

• JOHN GRAHAM FOGGIN

  DIRECTOR owns less than 5%

• PAUL BRUCE GREENWOOD

  DIRECTOR owns less than 5%

• RHIANNON WILLOW CHAUDHURI

  DIRECTOR owns less than 5%

• SUSAN KELLY WOLD

  CHIEF COMPLIANCE OFFICER owns less than 5%

• HENDERSON GLOBAL GROUP LIMITED

  SHAREHOLDER owns 75% or more

• HENDERSON GLOBAL INVESTORS (HOLDINGS) LIMITED

  SHAREHOLDER owns 75% or more

• HENDERSON GROUP HOLDINGS ASSET MANAGEMENT LIMITED

  SHAREHOLDER owns 75% or more

• HENDERSON HOLDINGS GROUP LIMITED

  SHAREHOLDER owns 75% or more

• HGI ASSET MANAGMENT GROUP LIMITED

  SHAREHOLDER owns 75% or more

• HGI GROUP LIMITED

  SHAREHOLDER owns 75% or more

• JANUS HENDERSON GROUP PLC

  SHAREHOLDER owns 75% or more

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  United Kingdom
• J.P. MORGAN CLEARING CORP.
  United States
• MORGAN STANLEY & CO. INTERNATIONAL PLC
  United Kingdom
• UBS AG, LONDON BRANCH
  United Kingdom

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