Apriem Advisors
Legal Name: APRIEM ADVISORS
Full Contact Details
Apriem Advisors
19200 VON KARMAN AVENUE, SUITE 1050, IRVINE, CA
(949) 253-8888
(949) 253-8891
Other Info
APRIEM ADVISORS is a California based financial advisory firm with 15 employees, including 10 advisors. The firm has been approved by the SEC since March 20, 1998, and currently serves one client.
Financial Advisor in Irvine CA - Apriem Advisors: RIA
Apriem Advisors is a fee-only investment advisory firm registered with the SEC and headquartered in Irvine, CA.
Direct Owners
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BENJAMIN C LAU
VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST owns more than 10% but less than 25%
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DUCOTE FAMILY TRUST DATED 8/28/2001
SHAREHOLDER owns more than 10% but less than 25%
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ERICA MIYEKO YOSHIDA
TRUSTEE OF YOSHIDA FAMILY TRUST owns less than 5%
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HARMON ANSON KONG
SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, TRUSTEE OF KONG TRUST owns more than 50% but less than 75%
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JAMES NOLAN DUCOTE
TRUSTEE OF DUCOTE FAMILY TRUST owns more than 10% but less than 25%
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LANDON M YOSHIDA
TRUSTEE OF YOSHIDA FAMILY TRUST owns less than 5%
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LAU FAMILY TRUST DATED 8/2/13
SHAREHOLDER owns more than 10% but less than 25%
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LEA THERESA KONG
TRUSTEE OF KONG TRUST owns more than 50% but less than 75%
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RHONDA LOUISE DUCOTE
PRESIDENT, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST owns more than 10% but less than 25%
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THE KONG TRUST DATED 8-17-1998
SHAREHOLDER owns more than 50% but less than 75%
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TRUC TRONG LE
TRUSTEE OF TRUC TRONG LE TRUST owns more than 5% but less than 10%
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TRUC TRONG LE TRUST DATED 11/5/1998
SHAREHOLDER owns more than 5% but less than 10%
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WENDY YOUME LAU
TRUSTEE OF LAU FAMILY TRUST owns more than 10% but less than 25%
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YOSHIDA FAMILY TRUST
SHAREHOLDER owns less than 5%
Firms Located Nearby
- Capital Bank and Trust Company
- Moler Capital Management LLC
- Squar Milner Financial Services LLC
- Private Management Group Inc
- CBT Financial Planning Inc
- Newport Wealth Strategies Inc
- Cooper Financial Group
- Sageview Private Client Group LLC
- Sageview Advisory Group LLC
- Spectrum Capital Investment Group Inc
Top Holdings
- Schwab Aggregate Bond ETF (SCH $39,805k
- Exxon Mobil Corp $14,817k
- Apple Inc $13,817k
- AT&T INC $13,329k
- CISCO SYSTEMS INC $10,925k
- ALPHABET INC $9,901k
- SPDR S&P 500 ETF TR TR UNIT $9,344k
- Amazon.com Inc $9,042k
- JPMORGAN CHASE & CO $8,918k
- PFIZER INC $8,873k