AXA Advisors LLC

AXA Advisors LLC is a reputable and established DE Limited Liability Company that employs 5,930 skilled professionals, with 3,538 serving in advisory positions. The firm provides quality financial advisory services to a broad base of 69,923 clients. It has been approved by the US Securities and Exchange Commission since September 22, 1978, making it a reliable source for investment advice and planning.

• AARON JOSEPH SARFATTI

  DIRECTOR owns less than 5%

• ANDERS BJORN MALMSTROM

  DIRECTOR owns less than 5%

• AXA DISTRIBUTION HOLDING CORPORATION

  MEMBER owns 75% or more

• CHRISTIAN JAMES CANNON

  VICE PRESIDENT AND GENERAL COUNSEL owns less than 5%

• CHRISTOPHER JOHN LARUSSA

  INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER owns less than 5%

• DAVID WHITCOMB KARR

  CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER owns less than 5%

• FRANK JR MASSA

  PRESIDENT/DIRECTOR owns less than 5%

• GINA MARIE JONES

  VICE PRESIDENT AND FINANCIAL CRIME OFFICER owns less than 5%

• JAMES PATRICK MELLIN

  CHIEF SALES OFFICER owns less than 5%

• JANE LYNN SMITH

  ASSISTANT VICE PRESIDENT owns less than 5%

• MARYJEAN ELIZABETH BONADONNA

  CHIEF RISK OFFICER owns less than 5%

• NICHOLAS BURRITT LANE

  DIRECTOR owns less than 5%

• NICHOLAS JOSEPH GISMONDI

  VICE PRESIDENT AND CONTROLLER/FINOP/PRINCIPAL FINANCIAL OFFICER owns less than 5%

• PAGE HOWARD PENNELL

  VICE PRESIDENT owns less than 5%

• PATRICIA AGNES BOYLAN

  BROKER DEALER CHIEF COMPLIANCE OFFICER owns less than 5%

• RALPH II BROWNING

  CHIEF PRIVACY OFFICER owns less than 5%

• ROBERT JR. MATRICARDI

  ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL PLANNING OFFICER owns less than 5%

• RONALD PAUL HERRMANN

  DIRECTOR owns less than 5%

• STEPHEN LANK

  PRINCIPAL OPERATIONS OFFICER/CHIEF OPERATIONS OFFICER owns less than 5%

• AXA EQUITABLE FINANCIAL SERVICES, LLC

  SHAREHOLDER owns 75% or more

• AXA EQUITABLE HOLDINGS, INC.

  MEMBER owns 75% or more

• AXA S.A.

  SHAREHOLDER owns more than 25% but less than 50%

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