AXOS Securities RIA LLC
Legal Name: AXOS SECURITIES RIA, LLC
9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS, NV
818-483-1060
https://www.wisebanyan.com/
Frequently Asked Questions (FAQ)
Full Contact Details
AXOS Securities RIA LLC
9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS, NV
818-483-1060
Other Info
AXOS Securities RIA LLC, a limited liability company based in Delaware, has 11 employees, with 3 working in advisory roles. The firm's client base is unknown and their SEC status was last reported as 120-Day Approval on January 30, 2019.
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Direct Owners
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AXOS SECURITIES, LLC
OWNER owns 75% or more
-
HERBERT WILSON MOORE
CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER owns less than 5%
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VICKI ZHOU
CHIEF OPERATING OFFICER owns less than 5%
Indirect Owners
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AXOS FINANCIAL, INC.
OWNER
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AXOS NEVADA HOLDING, LLC
OWNER
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AXOS SECURITIES HOLDINGS, LLC
OWNER