Baird Principal Group Management Company II LLC

Baird Principal Group Management Company II LLC, a limited liability company based in Delaware, is an SEC-approved firm with a registered status as of May 2018. With two employees, one of whom takes on an advisory role, the extent of its client base is unknown. Such details offer a glimpse into the operations of the business, which remains active to this day.

• ANGELA MARIE PALMER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• GORDON GEORGE PAN

  INVESTMENT COMMITTEE MEMBER owns less than 5%

• JOHN JAMESON NEIS

  PARTNER AND INVESTMENT COMMITTEE MEMBER owns less than 5%

• PAUL EDWARD PURCELL

  INVESTMENT COMMITTEE MEMBER owns less than 5%

• PAUL LEE SCHULTZ

  CHIEF LEGAL OFFICER owns less than 5%

• ROBERT W. BAIRD & CO. INCORPORATED

  MEMBER owns 75% or more

• STEVEN GREGORY BOOTH

  INVESTMENT COMMITTEE MEMBER owns less than 5%

• TERRANCE PATRICK MAXWELL

  INVESTMENT COMMITTEE MEMBER owns less than 5%

• BAIRD FINANCIAL CORPORATION

  SHAREHOLDER owns 75% or more

• BAIRD FINANCIAL GROUP, INC.

  SHAREHOLDER owns 75% or more

• BAIRD HOLDING COMPANY

  SHAREHOLDER owns 75% or more

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