BALA Capital Group LLC

BALA Capital Group LLC, a Delaware Limited Liability Company, currently employs 24 individuals, 13 of whom serve in advisory roles. Their number of clients remains undisclosed, however, their most recent SEC filing status is approved and they have been registered since April 19, 2018.

• ANDREW PATRICK MEHALKO

  CO-CHIEF INVESTMENT OFFICER owns less than 5%

• CHRISTOPHER LEITH FAGLEY

  CHIEF OPERATING OFFICER owns less than 5%

• FWM HOLDINGS LLC

  MANAGING MEMBER owns 75% or more

• JAMES CLEMENT MCGRATH

  CO-CHIEF INVESTMENT OFFICER owns less than 5%

• KATHLEEN ELIZABETH KEATING

  CHIEF COMPLIANCE OFFICER owns less than 5%

• KEITH MITCHELL BLOOMFIELD

  CHIEF EXECUTIVE OFFICER owns less than 5%

• PAUL SCOTT GREGORCHUK

  EXECUTIVE CHAIRMAN owns less than 5%

• 400 ACQUISITION LLC

  MEMBER owns more than 25% but less than 50%

• 76 WEST HOLDINGS LLC

  MEMBER owns more than 25% but less than 50%

• ERIC STUART SCHWARTZ

  MEMBER owns 75% or more

• WEALTH PARTNERS CAPITAL GROUP

  MEMBER owns 75% or more

• BDO USA LLP
  United States

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