Ballyrock Investment Advisors LLC

Ballyrock Investment Advisors LLC, a DE Limited Liability Company, has been approved by the U.S. Securities and Exchange Commission since its registration date of Sep 20, 2001. Despite having an unknown number of clients, the firm remains legally known as BALLYROCK INVESTMENT ADVISORS LLC.

• CHRISTOPHER JOHN RIMMER

  HEAD OF ASSET MANAGEMENT FINANCE, TREASURER owns less than 5%

• FMR LLC

  MEMBER owns 75% or more

• FRANCESCO PAOLO CASTAGLIUOLO

  VICE PRESIDENT owns less than 5%

• HARLEY JAY LANK

  DIRECTOR, PRESIDENT, HEAD OF HIGH INCOME owns less than 5%

• KEVIN DUNLEAVY NIELSEN

  VICE PRESIDENT owns less than 5%

• KEVIN MATTHEW MEAGHER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• LISA MICHELE GOULEMAS

  CHIEF OPERATING OFFICER owns less than 5%

• MARK ERIC MOLLENHAUER

  VICE PRESIDENT owns less than 5%

• MATTHEW THOMAS BORN

  DIRECTOR owns less than 5%

• NANCY DELIA PRIOR

  DIRECTOR owns less than 5%

• STEPHEN CHARLES NEFF

  HEAD OF ASSET MANAGEMENT owns less than 5%

• ABIGAIL PIERREPONT JOHNSON

  ELECTED MANAGER

• EDWARD CROSBY JOHNSON IV

  ELECTED MANAGER

• GERARD JOHN MCGRAW

  ELECTED MANAGER

• JAMES CHARLES CURVEY

  ELECTED MANAGER

• JOHN JOSEPH REMONDI

  ELECTED MANAGER

• MICHAEL ENGBER WILENS

  ELECTED MANAGER

• U.S. BANK NATIONAL ASSOCIATION
  United States

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