Balter Liquid Alternatives LLC

Balter Liquid Alternatives LLC, a DE Limited Liability Company, operates with a team of 12 employees including 4 advisors; however, the exact number of clients the firm serves is not disclosed. As of Nov 12, 2013, the company's SEC status is listed as Approved.

• ANTLER LLC

  OWNER owns more than 25% but less than 50%

• BALTER CAPITAL MANAGEMENT LLC

  MANAGING MEMBER owns more than 50% but less than 75%

• BRADLEY ROSS BALTER

  CHIEF EXECUTIVE OFFICER owns less than 5%

• REBECCA ELISE GOMPPER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• BRADLEY ROSS BALTER

  MANAGING MEMBER/CHIEF EXECUTIVE OFFICER owns more than 50% but less than 75%

• DAVID A. SACKLER 2012 TRUST

  OWNER owns more than 25% but less than 50%

• JEFFREY ANDREW ROBINS

  TRUSTEE

• JEFFREY ANDREW ROBINS

  TRUSTEE

• JEFFREY ANDREW ROBINS

  TRUSTEE

• MARIANNA R. SACKLER 2012 TRUST

  OWNER owns more than 25% but less than 50%

• REBECCA K. SACKLER 2012 TRUST

  OWNER owns more than 25% but less than 50%

• RICHARD STEPHEN SACKLER

  TRUSTEE

• RICHARD STEPHEN SACKLER

  TRUSTEE

• RICHARD STEPHEN SACKLER

  TRUSTEE

• RICHARD STEPHEN SACKLER

  MANAGING MEMBER owns 75% or more

• WASATCH LLC

  OWNER owns more than 25% but less than 50%

• Brooke Private Equity Associates Management LLC
• Altimeter Capital Management LP
• RA Capital Management LLC
• Bain Capital Public Equity LP
• Battery Management Corp
• AEW Capital Management LP
• LPL Financial LLC
• Fidelity Investments Money Management Inc
• 55I LLC
• SV Health Investors LLC

• Balter Liquid Alternatives' Q1-Q2 2019 13F Holdings Report: Significant Changes in Holdings and Potential Investment Opportunities

• ATLAS AIR WORLDWIDE $5,289k
• JETBLUE AIRWAYS CORP $4,522k
• EASTMAN CHEM CO $4,471k
• DISCOVERY INC $4,312k
• BAUSCH HEALTH COMPAN $4,030k
• PLANTRONICS INC $3,840k
• MICROSOFT CORP $3,823k
• PRUDENTIAL FINL $3,659k
• FEDEX CORP $3,590k
• RAYMOND JAMES FINANCIAL INC $3,587k