Berthel Fisher & Company Financial Services Inc

Berthel Fisher & Company Financial Services Inc, legally known as BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., is an IA Corporation with 118 employees, all of whom are advisory roles. Although the number of clients served by the firm is unknown, its SEC status is listed as approved, with a registration date of Aug 27, 2003.

• ANDREW JAMES CHRISTOFFERSON

  CHIEF OPERATING OFFICER (A/O 03/2019) owns less than 5%

• BERTHEL FISHER & COMPANY

  100% OWNER owns 75% or more

• BRIAN RUPP

  VICE PRESIDENT/CONTROLLER owns less than 5%

• BRITTANY MICHELLE NOETHEN

  CHIEF TECHNOLOGY OFFICER owns less than 5%

• ERIN KATHLEEN BURKE

  CHIEF COMPLIANCE OFFICER/CHIEF RISK OFFICER owns less than 5%

• JOANNA MARIE SCHAUL

  SENIOR VP ADMINISTRATION/SECRETARY (A/O 11/2017) owns less than 5%

• PAIGE NICHOLE SWARTZENDRUBER

  SVP BUSINESS DEVELOPMENT (A/O 03/2019) owns less than 5%

• RANDY AUSTIN WILCOX

  VP BUSINESS DEVELOPMENT (A/O 7/2018) owns less than 5%

• RICHARD MAURICE MURPHY

  EXECUTIVE VICE PRESIDENT owns less than 5%

• RONALD ODIN BRENDENGEN

  TREASURER/CHIEF FINANCIAL OFFICER (A/O 7/30/15) owns less than 5%

• SHELLEY RAE DAVENPORT

  VICE PRESIDENT LEGAL & REGULATORY MATTERS (A/O 11/2017) owns less than 5%

• STEVE CHESTER HANNAH

  CHIEF INFORMATION OFFICER owns less than 5%

• THOMAS JOSEPH BERTHEL

  CEO/CHAIRMAN OF THE BOARD/PRESIDENT (A/O 11/9/17) owns less than 5%

• THOMAS JOSEPH BERTHEL

  COMMON STOCK SHAREHOLDER owns more than 25% but less than 50%

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