BNP Paribas Asset Management UK Limited

BNP Paribas Asset Management UK Limited, a corporation with 192 employees, is approved by the U.S. Securities and Exchange Commission since March 2012. With 89 employees in advisory roles, the firm's number of clients served is undisclosed.

• ALEXANDER JOHN PATTISON

  HEAD OF LEGAL owns less than 5%

• BNP PARIBAS ASSET MANAGEMENT HOLDING SA

  SHAREHOLDER OF APPLICANT owns 75% or more

• CECILE MARGUERITE VERONIQUE LESAGE

  DIRECTOR owns less than 5%

• DEBORAH LANCASTER

  DIRECTOR owns less than 5%

• FREDERIC JANBON

  DIRECTOR owns less than 5%

• IAIN HEEPS

  DEPUTY CHIEF EXECUTIVE OFFICER AND DIRECTOR owns less than 5%

• JACQUES VAN ZYL

  HEAD OF FINANCE owns less than 5%

• JONATHAN MARK WARD

  INTERIM HEAD OF UK COMPLIANCE owns less than 5%

• JOSE PLACIDO

  DIRECTOR owns less than 5%

• RICHARD GUY DAVIES

  CHIEF EXECUTIVE OFFICER AND DIRECTOR owns less than 5%

• TIMOTHY WILLIAM TROTTER

  CHIEF COMPLIANCE OFFICER, US REGULATORY MATTERS owns less than 5%

• BNP PARIBAS FORTIS SA

  SHAREHOLDER owns more than 25% but less than 50%

• BNP PARIBAS SA

  SHAREHOLDER owns more than 50% but less than 75%

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