Braddock Financial LLC

Braddock Financial LLC is a registered DE Limited Liability Company with 9 employees, 5 of whom serve in advisory roles. The number of clients they serve is unknown. The firm has an approved status with the SEC and has been registered since Feb 1, 2002.

• DAVID CHARLES ALLON

  SENIOR VICE PRESIDENT & MEMBER owns less than 5%

• GARRETT EDWARD TRIPP

  SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT & MEMBER owns more than 5% but less than 10%

• HARVEY BAER ALLON

  CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER & MEMBER owns more than 50% but less than 75%

• KEN GLICKSTEIN

  CHIEF COMPLIANCE OFFICER & MEMBER owns less than 5%

• THOMAS STEPHEN PLISKO

  CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CORPORATE SECRETARY & MEMBER owns more than 5% but less than 10%

• TOBY RICHARD GIORDANO

  PORTFOLIO MANAGER & MEMBER owns more than 5% but less than 10%

• WELLS FARGO TRUST
  United States

• RMB West LLC
• Davidson Fixed Income Management Inc
• Innovest Portfolio Solutions LLC
• Excellere Capital Management LLC
• RK Capital Management LLC
• Cardan Capital Partners LLC
• Resource LAND Holdings LLC
• Cetera Advisors LLC
• Cherry Creek Family Offices LLC
• Strategic Capital Advisers Inc