CAPCOL MANAGEMENT LLC

CAPCOL MANAGEMENT LLC, a DE Limited Liability Company, is a small but approved SEC-registered firm that employs 6 professionals, including 3 individuals in advisory roles. Despite its size, the firm services 2 clients and has shown consistency in regulatory compliance, as evidenced by its recent registration date of April 1, 2019.

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  MANAGING MEMBER owns more than 50% but less than 75%

• COLONY CAPCOL MANAGER LIMITED

  MANAGING MEMBER owns more than 10% but less than 25%

• DEREK DORAN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• JAMES PETER HEALY

  CHIEF EXECUTIVE OFFICER owns less than 5%

• JONATHAN HOWARD GRUNZWEIG

  PRESIDENT owns less than 5%

• TICCLO LTD

  MEMBER owns more than 10% but less than 25%

• CAPRA IBEX ADVISORS, LLC

  MANAGING MEMBER owns more than 25% but less than 50%

• JAMES PETER HEALY

  MANAGING MEMBER owns more than 25% but less than 50%

• UBS SECURITIES LLC
  United States

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