Castle Creek Advisors IV LLC

Castle Creek Advisors IV LLC, a Delaware Limited Liability Company, currently has 11 employees, of which 9 hold advisory positions. Though the number of clients served is undisclosed, as of January 3, 2011, the firm's SEC status is recorded as Approved.

• JME ADVISORY CORP

  MEMBER OF CASTLE CREEK ADVISORS IV LLC owns more than 25% but less than 50%

• JME ADVISORY CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 25% but less than 50%

• JOHN MATTHEW EGGEMEYER

  MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC owns less than 5%

• JOHN MATTHEW EGGEMEYER

  MANAGING PRINCIPAL OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns less than 5%

• JOHN TOMASZ PIETRZAK

  MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC owns less than 5%

• JOHN TOMASZ PIETRZAK

  MANAGING PRINCIPAL OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns less than 5%

• LEGIONS IV CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 10% but less than 25%

• MARTIN JOSEPH SZUMSKI

  CFO & CCO OF CASTLE CREEK ADVISORS IV & CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 5% but less than 10%

• MIKESELL ADVISORY CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 10% but less than 25%

• PIETRZAK ADVISORY CORP

  MEMBER OF CASTLE CREEK ADVISORS IV LLC owns more than 10% but less than 25%

• PIETRZAK ADVISORY CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 10% but less than 25%

• RANA ADVISORY CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 5% but less than 10%

• RANA ADVISORY CORP

  MEMBER OF CASTLE CREEK ADVISORS IV LLC owns more than 10% but less than 25%

• SCAVUZZO ADVISORY CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 5% but less than 10%

• SCAVUZZO ADVISORY CORP

  MEMBER OF CASTLE CREEK ADVISORS IV LLC owns more than 10% but less than 25%

• SZUMSKI ADVISORY CORP

  MEMBER OF CASTLE CREEK ADVISORS IV LLC owns more than 5% but less than 10%

• VOLK ADVISORY CORP

  MEMBER OF CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR) owns more than 5% but less than 10%

• VOLK ADVISORY CORP

  MEMBER OF CASTLE CREEK ADVISORS IV LLC owns more than 10% but less than 25%

• ANTHONY R SCAVUZZO

  PRESIDENT owns 75% or more

• DAVID JAMES VOLK

  PRESIDENT owns 75% or more

• JOHN MATTHEW EGGEMEYER

  PRESIDENT owns 75% or more

• JOHN TOMASZ PIETRZAK

  PRESIDENT owns 75% or more

• JOSEPH MIKESELL THOMAS

  PRESIDENT owns 75% or more

• MARK GERARD MERLO

  PRESIDENT owns 75% or more

• MARTIN JOSEPH SZUMSKI

  PRESIDENT owns 75% or more

• SUNDEEP VIJAY RANA

  PRESIDENT owns 75% or more

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  United States
• THOMAS CAPITAL GROUP, INC.
  United States
• TRITON PACIFIC CAPITAL, LLC
  United States

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