Avoid Fraud, Get The Facts, And Find The Best
Legal Name: CASTLE ROCK WEALTH MANAGEMENT, LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 8, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
Chevron Corp (166764100)
|
50,865 |
$6,326k |
|
Amazon.com Inc (023135106)
|
2,058 |
$3,915k |
|
Apple Inc (037833100)
|
11,401 |
$2,264k |
|
VISA INC COM CL A (92826C839)
|
12,411 |
$2,154k |
|
Berkshire Hathaway, Inc. (084670702)
|
9,556 |
$2,036k |
|
STORE CAP CORP (862121100)
|
54,904 |
$1,823k |
|
MICROSOFT CORP (594918104)
|
13,473 |
$1,802k |
|
GASLOG PARTNERS LP (Y2687W108)
|
81,966 |
$1,741k |
|
GOLDMAN SACHS ETF TR ACCESS (381430479)
|
31,634 |
$1,625k |
|
JANUS DETROIT STR TR (47103U886)
|
29,863 |
$1,489k |
|
ABBOTT LABS (002824100)
|
15,600 |
$1,310k |
|
UNITEDHEALTH GRP INC (91324P102)
|
5,314 |
$1,283k |
|
HOME DEPOT INC (437076102)
|
6,128 |
$1,281k |
|
SPDR SERIES TRUST (78464A359)
|
22,395 |
$1,184k |
|
JANUS DETROIT STR TR HENDERSN (47103U209)
|
22,523 |
$1,019k |
|
COLGATE PALMOLIVE CO (194162103)
|
14,125 |
$1,011k |
|
NUVEEN CA QUALTY (67066Y105)
|
68,174 |
$988k |
|
ALPS ALERIAN MLP ETF (00162Q866)
|
93,991 |
$925k |
|
FIRST TR EXCHANGE-TRADED FD (33739E108)
|
47,659 |
$925k |
|
Alphabet Inc (02079K107)
|
872 |
$920k |
|
Schwab US Tips ETF (SCHP) (808524870)
|
16,408 |
$920k |
|
FIRST TR EXCHANGE TRADED FD (33738D408)
|
18,994 |
$916k |
|
DISNEY WALT CO (254687106)
|
6,418 |
$903k |
|
Shopify Inc (82509L107)
|
2,946 |
$894k |
|
AT&T INC (00206R102)
|
25,532 |
$858k |
|
Boeing Co/The (097023105)
|
2,332 |
$847k |
|
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
2,883 |
$847k |
|
ADOBE INC (00724F101)
|
2,893 |
$845k |
|
HANESBRANDS INC (410345102)
|
48,076 |
$828k |
|
JOHNSON & JOHNSON (478160104)
|
5,459 |
$761k |
|
ISHARES TR (46435G342)
|
17,314 |
$730k |
|
Square Inc (852234103)
|
10,067 |
$730k |
|
NORTHROP GRUMMAN CO (666807102)
|
2,207 |
$723k |
|
ALPS ETF TR (00162Q783)
|
28,952 |
$716k |
|
SERVICENOW INC (81762P102)
|
2,554 |
$701k |
|
New Mtm Fin Corp (647551100)
|
49,818 |
$698k |
|
INTUITIVE SURGIC INC (46120E602)
|
1,268 |
$696k |
|
ALPHABET INC (02079K305)
|
649 |
$682k |
|
FIRST TRUST MORTGAGE INCM FD (33734E103)
|
45,856 |
$647k |
|
Intercontinental Exchange Inc (45866F104)
|
7,531 |
$647k |
|
NEUBERGER BERMAN HIGH YIELD STRATEGIES F (64128C106)
|
54,215 |
$634k |
|
BioTelemetry (BEAT) (090672106)
|
13,236 |
$633k |
|
SPDR DOW JONES INDL (78467X109)
|
2,277 |
$609k |
|
NVIDIA Corp (67066G104)
|
3,782 |
$602k |
|
PACCAR INC (693718108)
|
8,392 |
$601k |
|
Invesco S&P SmallCap Utilities & Communication Services ETF (46138G409)
|
11,567 |
$599k |
|
CONSTELLATION BRANDS (21036P108)
|
3,017 |
$598k |
|
TRINET GROUP INC (896288107)
|
8,681 |
$595k |
|
CROWN CASTLE INTL (22822V101)
|
4,499 |
$587k |
|
REALTY INCOME CORP (756109104)
|
8,358 |
$576k |
|
PayPal Holdings Inc (70450Y103)
|
4,950 |
$571k |
|
INVESCO EXCHNG TRADED FD TR (46138E511)
|
39,203 |
$570k |
|
ARISTA NETWORKS INC (040413106)
|
2,166 |
$569k |
|
COSTCO WHSL CORP (22160K105)
|
2,124 |
$562k |
|
CHURCH & DWIGHT INC (171340102)
|
7,603 |
$558k |
|
NUVEEN FLOATING RATE INCOME (67072T108)
|
56,606 |
$550k |
|
CBRE CLARION GBL (12504G100)
|
73,279 |
$549k |
|
INTEL CORP (458140100)
|
11,418 |
$546k |
|
MCDONALDS CORP (580135101)
|
2,566 |
$534k |
|
Exxon Mobil Corp (30231G102)
|
6,837 |
$525k |
|
WASTE MGMT INC DEL (94106L109)
|
4,609 |
$523k |
|
JP MORGAN EXCHANGE TRADED FD (46641Q837)
|
10,180 |
$515k |
|
Facebook Inc (30303M102)
|
2,604 |
$509k |
|
STRYKER CORP (863667101)
|
2,486 |
$508k |
|
Carbonite (141337105)
|
19,516 |
$508k |
|
PROSHARES (74347B607)
|
6,763 |
$508k |
|
Invesco BulletShares 2024 Corp Bd ETF (46138J841)
|
23,606 |
$502k |
|
PEPSICO INC (713448108)
|
3,831 |
$502k |
|
MASTERCARD INC (57636Q104)
|
1,857 |
$493k |
|
Bristol-Myers Squibb Co (110122108)
|
10,870 |
$488k |
|
BROOKFIELD PROPERTY (11282X103)
|
25,698 |
$483k |
|
PALO ALTO NETWORKS (697435105)
|
2,307 |
$471k |
|
SS&C TECH HLDGS (78467J100)
|
8,113 |
$469k |
|
ISHARES TR (46434V878)
|
9,241 |
$467k |
|
CVS HEALTH CORP (126650100)
|
8,567 |
$462k |
|
ATLASSIAN CORPORATION PLC COM USD0.1 CL A (G06242104)
|
3,488 |
$459k |
|
ALIBABA GROUP HLDG LTD (01609W102)
|
2,605 |
$456k |
|
MAIN STREET CAPITAL CORP (56035L104)
|
10,694 |
$441k |
|
ISHARES TRUST INT RT HDG C B ETF (46431W705)
|
4,601 |
$435k |
|
BLACKSTONE GROUP (09253U108)
|
9,715 |
$430k |
|
CERIDIAN HCM HLDG INC (15677J108)
|
8,103 |
$412k |
|
MARTIN MARIETTA MATL (573284106)
|
1,800 |
$411k |
|
ADP (053015103)
|
2,450 |
$405k |
|
ISHARES TR (464288679)
|
3,620 |
$402k |
|
MAGELLAN MIDSTREAM (559080106)
|
6,255 |
$401k |
|
GLOBAL BLOOD THERAPEUTICS IN (37890U108)
|
7,473 |
$397k |
|
VERIZON COMMUNICATIONS (92343V104)
|
6,232 |
$359k |
|
CANOPY GROWTH CORP (138035100)
|
8,883 |
$359k |
|
DIGITAL RLTY TR INC (253868103)
|
2,893 |
$347k |
|
CRONOS GROUP INC (22717L101)
|
20,551 |
$332k |
|
Nuveen California AMT-Free Municipal Income Fund (670651108)
|
22,252 |
$325k |
|
3M CO (88579Y101)
|
1,842 |
$320k |
|
Rio Tinto PLC (767204100)
|
5,094 |
$318k |
|
iShares Treasury Floating Rate Bond (46434V860)
|
6,272 |
$317k |
|
AMERICAN CAMPUS CMNTYS INC (024835100)
|
6,830 |
$315k |
|
ISHARES (464287556)
|
2,807 |
$311k |
|
WELLS FARGO CO NEW (949746101)
|
6,527 |
$309k |
|
STONECO LTD COM USD0.000079365 CLASS A (G85158106)
|
10,359 |
$309k |
|
ETF MANAGERS TR (26924G409)
|
6,578 |
$308k |
|
GOLDMAN SACHS ETF TR (381430529)
|
3,004 |
$301k |
|
ISHARES TR US AER DEF ETF (464288760)
|
1,452 |
$300k |
|
ISHARES TR IBOXX HI YD ETF (464288513)
|
3,354 |
$291k |
|
EATON VANCE (27828Y108)
|
19,166 |
$289k |
|
PROSHARES TR (74348A467)
|
4,043 |
$280k |
|
EXACT SCIENCES CORP (30063P105)
|
2,310 |
$273k |
|
iShares Interest Rate Hedged Long-Term Corporate (46431W812)
|
10,545 |
$261k |
|
ISHARES TR US HLTHCARE ETF (464287762)
|
1,320 |
$258k |
|
WORKDAY INC COM USD0.001 CL A (98138H101)
|
1,240 |
$256k |
|
Medpace (58506Q109)
|
3,827 |
$254k |
|
ILLINOIS TOOL WORKS (452308109)
|
1,649 |
$250k |
|
Lockheed Martin Corp (539830109)
|
694 |
$250k |
|
MONGODB INC CL A (60937P106)
|
1,639 |
$250k |
|
Netflix Inc (64110L106)
|
680 |
$249k |
|
FIRST TR EXCHANGE TRADED FD (33739Q408)
|
3,983 |
$242k |
|
FIRST TR EXCHANGE TRADED FD (33739Q200)
|
4,544 |
$237k |
|
Thermo Fisher Scientific Inc (883556102)
|
800 |
$236k |
|
ISHARES (46429B747)
|
2,310 |
$234k |
|
FIRST TR EXCHANGE TRADED FD (33738R506)
|
7,467 |
$233k |
|
Royal Dutch Shell PLC (780259206)
|
3,559 |
$233k |
|
ISHARES U S ETF TR (46431W507)
|
4,554 |
$231k |
|
ISHARES TR (46432F396)
|
1,934 |
$229k |
|
ONEOK Inc (682680103)
|
3,299 |
$227k |
|
KIMBERLY CLARK CORP (494368103)
|
1,693 |
$224k |
|
MACQUARIE INFRASTRUCTURE COR (55608B105)
|
5,483 |
$222k |
|
PPL CORP (69351T106)
|
7,164 |
$221k |
|
ADVANCED MICRO DEVICES INC (007903107)
|
7,251 |
$219k |
|
EOG Resources Inc (26875P101)
|
2,328 |
$219k |
|
VANECK VECTORS ETF TR MORNINGSTAR WIDE (92189F643)
|
4,479 |
$216k |
|
EDWARDS LIFESCIENCE (28176E108)
|
1,169 |
$216k |
|
PAYCOM SOFTWARE (70432V102)
|
952 |
$213k |
|
BROOKFIELD REAL ASSETS INCOM (112830104)
|
9,639 |
$209k |
|
DBX ETF TR (233051739)
|
8,901 |
$207k |
|
Bank of America Corp. (060505104)
|
6,940 |
$201k |
|
JPMORGAN CHASE & CO (46625H100)
|
1,813 |
$201k |
|
AllianzGI NFJ Div Int & Prem S (01883A107)
|
15,800 |
$195k |
|
Vertical Capital Income Fund (92535C104)
|
19,296 |
$183k |
|
GLADSTONE INVT CORP (376546107)
|
13,710 |
$154k |
|
EATON VANCE TXMGD GL BUYWR O (27829C105)
|
15,250 |
$149k |
|
PALATIN TECHNOLOGIES INC (696077403)
|
100,528 |
$117k |
|
AURORA CANNABIS (05156X108)
|
13,361 |
$106k |
|
NUVEEN CALIF MUN VALUE FD (67062C107)
|
10,164 |
$102k |
|
ABBVIE INC (00287Y109)
|
1,200 |
$1k |
Call |
salesforce.com Inc (79466L302)
|
100 |
$0k |
Call |
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