Cetera Advisors LLC

Cetera Advisors LLC, a DE Limited Liability Company, has been approved by the U.S. Securities and Exchange Commission since October 27, 1988. With a total of 1066 employees and 957 working in advisory roles, the firm successfully serves 2366 clients.

• ADAM NICHOLAS ANTONIADES

  MANAGER owns less than 5%

• BRETT LAMAR HARRISON

  MANAGER AND CHEIF EXECUTIVE OFFICER owns less than 5%

• CATHERINE MCCORMACK BONNEAU

  CHIEF OPERATING OFFICER owns less than 5%

• CETERA FINANCIAL GROUP, INC.

  SOLE MEMBER owns 75% or more

• GREGORY ALAN OLSON

  ASSISTANT SECRETARY owns less than 5%

• KATHLEEN DENISE VANNOY-PINEDA

  SENIOR VICE PRESIDENT, BD CHIEF COMPLIANCE OFFICER AND SECRETARY owns less than 5%

• KRISTY MARIE HALEY

  ADVISORY CHIEF COMPLIANCE OFFICER owns less than 5%

• MARK PAUL SHELSON

  TREASURER owns less than 5%

• MARY FRANCES SCHOTT

  PRESIDENT owns less than 5%

• RAMON RAMOS

  MONEY LAUNDERING REPORTING OFFICER owns less than 5%

• STANLEY ROBERT SMILEY

  VICE PRESIDENT owns less than 5%

• BARBARA JO KESTERSON

  PRINCIPAL OPERATIONS OFFICER owns less than 5%

• JOSEPH DANIEL NEARY

  MANAGER owns less than 5%

• LOREN W MORRIS

  CHIEF OPERATING OFFICER owns less than 5%

• TIMOTHY JOSEPH BOWMAN

  PRINCIPAL FINANCIAL OFFICER owns less than 5%

• ARETEC GROUP, INC

  SOLE MEMBER owns 75% or more

• CETERA FINANCIAL HOLDINGS, INC

  SOLE MEMBER owns 75% or more

• Northwood Investors LLC
• Kalnin Ventures LLC
• RCF Management LLC
• PRV Management LP
• Seneca Management LLC
• CCM Partners LP
• Clear Creek Wealth Management LLC
• Crescat Portfolio Management LLC
• The Holben Group LLC
• Cascade Financial Management Inc

• Cetera Advisors LLC Q3 2022 vs. Q4 2022 13F Holdings: A Detailed Analysis of Top Companies

• Amazon.com Inc $24,677k
• ALPHABET INC $7,920k
• ALLERGAN PLC $7,783k
• 3M CO $5,828k
• Alphabet Inc $5,713k
• ALIBABA GROUP HLDG LTD $4,944k
• ALTRIA GROUP INC $3,593k
• ABBVIE INC $2,456k
• ABBOTT LABS $2,445k
• ACCENTURE PLC IRELAND $1,878k