Cetera Advisors LLC
Legal Name: CETERA ADVISORS LLC
Full Contact Details
Cetera Advisors LLC
4600 S. SYRACUSE, SUITE 600, DENVER, CO
800-929-3485
877-338-1798
Other Info
Cetera Advisors LLC, a DE Limited Liability Company, has been approved by the U.S. Securities and Exchange Commission since October 27, 1988. With a total of 1066 employees and 957 working in advisory roles, the firm successfully serves 2366 clients.
Cetera Advisors | Client | Cetera
Main navigation Business Models Financial Advisors Holistic support for all your ambitions Producer Groups Lose the constraints, keep the control Financial Institutions Partnership devoted to your mission Registered Investment Advisers More scalable and frictionless growth Tax Professionals Growth f…
Direct Owners
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ADAM NICHOLAS ANTONIADES
MANAGER owns less than 5%
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BRETT LAMAR HARRISON
MANAGER AND CHEIF EXECUTIVE OFFICER owns less than 5%
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CATHERINE MCCORMACK BONNEAU
CHIEF OPERATING OFFICER owns less than 5%
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CETERA FINANCIAL GROUP, INC.
SOLE MEMBER owns 75% or more
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GREGORY ALAN OLSON
ASSISTANT SECRETARY owns less than 5%
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KATHLEEN DENISE VANNOY-PINEDA
SENIOR VICE PRESIDENT, BD CHIEF COMPLIANCE OFFICER AND SECRETARY owns less than 5%
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KRISTY MARIE HALEY
ADVISORY CHIEF COMPLIANCE OFFICER owns less than 5%
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MARK PAUL SHELSON
TREASURER owns less than 5%
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MARY FRANCES SCHOTT
PRESIDENT owns less than 5%
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RAMON RAMOS
MONEY LAUNDERING REPORTING OFFICER owns less than 5%
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STANLEY ROBERT SMILEY
VICE PRESIDENT owns less than 5%
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BARBARA JO KESTERSON
PRINCIPAL OPERATIONS OFFICER owns less than 5%
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JOSEPH DANIEL NEARY
MANAGER owns less than 5%
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LOREN W MORRIS
CHIEF OPERATING OFFICER owns less than 5%
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TIMOTHY JOSEPH BOWMAN
PRINCIPAL FINANCIAL OFFICER owns less than 5%
Indirect Owners
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ARETEC GROUP, INC
SOLE MEMBER owns 75% or more
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CETERA FINANCIAL HOLDINGS, INC
SOLE MEMBER owns 75% or more
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