Cetera Investment Advisers LLC
Legal Name: CETERA INVESTMENT ADVISERS LLC
Full Contact Details
Cetera Investment Advisers LLC
200 NORTH MARTINGALE ROAD, SCHAUMBURG, IL
888-528-2987
847-330-7912
Other Info
Cetera Investment Advisers LLC, a DE Limited Liability Company, has been approved by the U.S. Securities and Exchange Commission since January 13, 1984. With a staff of 2072 employees, 1911 of which are advisory roles, the firm provides investment management services to 352 clients.
Cetera Investment Services | Client | Cetera
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Independent Broker Dealer for Tax and Accounting Professionals | Cetera Financial Specialists
We are the leading broker dealer platform for tax and accounting professionals and CPA firms integrating wealth management into their practices.
Broker Dealer for Banks, Credit Unions | Cetera Financial Institutions | Cetera Financial Institutions
We are an independent broker-dealer that caters exclusively to banks, credit unions, and financial institutions, helping you build an investment program.
Direct Owners
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ADAM NICHOLAS ANTONIADES
MANAGER owns less than 5%
-
BRETT LAMAR HARRISON
MANAGER, CEO, PRESIDENT owns less than 5%
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CATHERINE MCCORMACK BONNEAU
VICE PRESIDENT owns less than 5%
-
CETERA FINANCIAL SPECIALISTS SERVICES LLC
SOLE MEMBER owns 75% or more
-
GREGG ALAN RUVOLI
VICE PRESIDENT owns less than 5%
-
JON HOWARD ROTHENBERG
VICE PRESIDENT, OPERATIONS, & SECRETARY owns less than 5%
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KRISTY MARIE HALEY
CHIEF COMPLIANCE OFFICER owns less than 5%
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LEANN RENEE RUMMEL
VICE PRESIDENT owns less than 5%
-
MARK PAUL SHELSON
TREASURER owns less than 5%
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STANLEY ROBERT SMILEY
VICE PRESIDENT owns less than 5%
-
JOSEPH DANIEL NEARY
MANAGER/DIRECTOR owns less than 5%
Indirect Owners
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ARETEC GROUP, INC.
SOLE MEMBER owns 75% or more
-
CETERA FINANCIAL GROUP, INC.
SOLE MEMBER owns 75% or more
-
CETERA FINANCIAL HOLDINGS, INC.
SOLE MEMBER owns 75% or more
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