Avoid Fraud, Get The Facts, And Find The Best
Legal Name: CETERA INVESTMENT ADVISERS LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 12, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
Apple Inc (037833100)
|
64,344 |
$12,756k |
|
|
Amazon.com Inc (023135106)
|
4,308 |
$8,178k |
|
|
AT&T INC (00206R102)
|
210,918 |
$7,076k |
|
|
Boeing Co/The (097023105)
|
10,909 |
$3,966k |
|
|
ALPHABET INC (02079K305)
|
2,526 |
$2,723k |
|
|
ALTRIA GROUP INC (02209S103)
|
48,623 |
$2,299k |
|
|
Bank of America Corp. (060505104)
|
78,267 |
$2,272k |
|
|
Alphabet Inc (02079K107)
|
1,781 |
$1,921k |
|
|
ABBVIE INC (00287Y109)
|
25,634 |
$1,864k |
|
|
ABBOTT LABS (002824100)
|
20,689 |
$1,732k |
|
|
Berkshire Hathaway, Inc. (084670702)
|
6,924 |
$1,478k |
|
|
ACCENTURE PLC IRELAND (G1151C101)
|
7,264 |
$1,349k |
|
|
BP PLC (055622104)
|
32,065 |
$1,335k |
|
|
BROADCOM INC (11135F101)
|
4,586 |
$1,322k |
|
|
3M CO (88579Y101)
|
7,461 |
$1,297k |
|
|
ALIBABA GROUP HLDG LTD (01609W102)
|
7,279 |
$1,239k |
|
|
ANALOG DEVICES INC (032654105)
|
10,731 |
$1,208k |
|
|
AEP (025537101)
|
13,388 |
$1,182k |
|
|
ALPS ETF TR (00162Q783)
|
44,492 |
$1,104k |
|
|
BLACKSTONE GROUP (09253U108)
|
23,091 |
$1,020k |
|
|
AMERICAN WTR WKS CO (030420103)
|
8,340 |
$969k |
|
|
Applied Materials, Inc. (038222105)
|
18,901 |
$844k |
|
|
AUTOZONE INC (053332102)
|
735 |
$807k |
|
|
Bristol-Myers Squibb Co (110122108)
|
17,397 |
$789k |
|
|
AMEREN CORPORATION (023608102)
|
8,899 |
$670k |
|
|
ALPS ALERIAN MLP ETF (00162Q866)
|
63,214 |
$625k |
|
|
BLACKROCK MUNIHLDNGS CALI QL (09254L107)
|
42,861 |
$586k |
|
|
BLACKROCK CALIF MUN INCOME T (09248E102)
|
41,912 |
$556k |
|
|
BARCLAYS BK PLC (06738C778)
|
24,489 |
$547k |
|
|
ARES CAP CORP (04010L103)
|
29,691 |
$532k |
|
|
ADOBE INC (00724F101)
|
1,787 |
$526k |
|
|
ALLETE INC (018522300)
|
6,273 |
$521k |
|
|
ALPS SECTOR DIVIDEND (00162Q858)
|
11,469 |
$498k |
|
|
BlackRock, Inc. (09247X101)
|
1,010 |
$473k |
|
|
BLACKROCK MUN 2030 TAR TERM (09257P105)
|
19,223 |
$446k |
|
|
Bank of New York Mellon Corp. (064058100)
|
10,052 |
$444k |
|
|
Archer-Daniels-Midland Co (039483102)
|
10,735 |
$438k |
|
|
AMERICAN TOWER CORP NEW (03027X100)
|
2,048 |
$421k |
|
|
ALLSTATE CORP (020002101)
|
3,944 |
$401k |
|
|
BLACKROCK MUNIYIELD CALIF FD (09254M105)
|
27,870 |
$391k |
|
|
ADP (053015103)
|
2,227 |
$369k |
|
|
BAXTER INTL INC (071813109)
|
4,409 |
$360k |
|
|
BLACKROCK MUNIHLDS INVSTM QL (09254P108)
|
26,790 |
$358k |
|
|
American Express Co. (025816109)
|
2,823 |
$345k |
|
|
BLACKROCK ENHNCD EQ (09251A104)
|
35,842 |
$323k |
|
|
AMGEN INC (031162100)
|
1,633 |
$302k |
|
|
BAUSCH HEALTH COMPAN (071734107)
|
11,375 |
$288k |
|
|
Blackrock Munyld Ca Ins (09254N103)
|
20,224 |
$287k |
|
|
BLACKSTONE MORTGAGE (09257W100)
|
8,026 |
$285k |
|
|
AVANGRID INC (05351W103)
|
5,551 |
$280k |
|
|
ADVANCED MICRO DEVICES INC (007903107)
|
8,478 |
$255k |
|
|
Calavo Growers Inc (128246105)
|
2,500 |
$244k |
|
|
BCE INC (05534B760)
|
5,218 |
$238k |
|
|
Blackrock Taxable Municipal Bo (09248X100)
|
9,581 |
$228k |
|
|
BROOKFIELD INFR PRTR (G16252101)
|
5,255 |
$226k |
|
|
ANTHEM INC (036752103)
|
788 |
$223k |
|
|
AGNC INVT CORP (00123Q104)
|
12,858 |
$216k |
|
|
Booking Holdings, Inc. (09857L108)
|
109 |
$204k |
|
|
BLACKROCK MUN 2020 TERM TR (09249X109)
|
13,207 |
$200k |
|
|
APPLE HOSPITALITY (03784Y200)
|
11,668 |
$185k |
|
|
ANNALY CAP MGMT INC (035710409)
|
15,791 |
$147k |
|
|
AURORA CANNABIS (05156X108)
|
11,529 |
$89k |
|
|
ASSERTIO THERAPEUTICS INC (04545L107)
|
10,896 |
$38k |
|
|
AK STEEL HOLDING CORP (001547108)
|
10,000 |
$23k |
|
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