Citizens Securities Inc

Citizens Securities Inc, also known as CITIZENS SECURITIES, INC., is an established RI Corporation licensed by the U.S. Securities and Exchange Commission (SEC) since March 2003. The company prides itself on a team of 1481 dedicated employees, including 404 advisory professionals who cater to the needs of 28867 clients. The SEC-approved status means that Citizens Securities is compliant with regulatory requirements and operates with transparency and integrity, reassuring clients of its competency.

• CITIZENS BANK, N.A.

  DIRECT OWNERSHIP owns 75% or more

• DAVID HOWARD SHORE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• KEVIN JOHN CARVALHO

  CHIEF FINANCIAL OFFICER owns less than 5%

• KEVIN LEE MARTIN

  PRESIDENT owns less than 5%

• LAWRENCE SEIDL

  DIRECTOR OF SALES owns less than 5%

• ROBERT MICHAEL HOWARD

  EXECUTIVE VICE PRESIDENT - DIRECTOR OF OPERATIONS owns less than 5%

• CITIZENS FINANCIAL GROUP, INC.

  DIRECT SHAREHOLDER owns 75% or more

• BECK BODE LLC