Cowen Prime Services LLC
Legal Name: COWEN PRIME SERVICES LLC
599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY
Full Contact Details
Other Info
Cowen Prime Services LLC is legally known as COWEN PRIME SERVICES LLC. It is a DE Limited Liability Company. This firm has 5 employees, of which 5 are employees in advisory roles. The number of clients served by it is unknown. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Mar 14, 2011.
Direct Owners
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COWEN PB HOLDINGS LLC
DIRECT PARENT, MEMBER, OWNER owns 75% or more
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DANIEL S CHARNEY
CEO owns less than 5%
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FRANCIS JORDAN
PRINCIPAL FINANCIAL OFFICER owns less than 5%
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JOHN HOLMES
CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER owns less than 5%
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RALPH EDWARD POPPELL
CHIEF COMPLIANCE OFFICER owns less than 5%
Indirect Owners
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COWEN INC.
ULTIMATE PARENT owns 75% or more
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Top Holdings
Period of report:
Jun 30, 2019
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Effectiveness Date:
Jul 31, 2019
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