Avoid Fraud, Get The Facts, And Find The Best
Legal Name: COWEN PRIME SERVICES LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Jul 31, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
Quotient Technology (749119103)
|
1,554,896 |
$16,700k |
|
|
VONAGE HLDGS CORP (92886T201)
|
1,384,300 |
$15,684k |
|
|
PDF SOLUTIONS INC (693282105)
|
1,118,900 |
$14,680k |
|
|
MOBILEIRON INC (60739U204)
|
1,814,600 |
$11,251k |
|
|
Inovalon (45781D101)
|
741,000 |
$10,752k |
|
|
EHEALTH INC COM (28238P109)
|
119,927 |
$10,326k |
|
|
NEOGENOMICS INC (64049M209)
|
400,916 |
$8,796k |
|
|
ITERIS INC (46564T107)
|
1,618,028 |
$8,365k |
|
|
DIGIMARC CORP NEW (25381B101)
|
144,193 |
$6,401k |
|
|
RUBICON PROJECT INC/THE (78112V102)
|
741,700 |
$4,717k |
|
|
LUMINEX CORP DEL (55027E102)
|
225,455 |
$4,653k |
|
|
ASPEN AEROGELS INC (04523Y105)
|
600,500 |
$4,282k |
|
|
PFIZER INC (717081103)
|
93,320 |
$4,043k |
|
|
LEIDOS HOLDINGS INC (525327102)
|
49,715 |
$3,970k |
|
|
SCIENTIFIC GAMES CORP CL A (80874P109)
|
188,160 |
$3,729k |
|
|
INFN 2 1/8 9/1/24 (45667GAC7)
|
5,390,000 |
$3,662k |
|
|
CROWN CASTLE INTL (22822V101)
|
26,425 |
$3,445k |
|
|
KKR & CO INC (48251W104)
|
135,120 |
$3,414k |
|
|
Castlight Health Inc (14862Q100)
|
1,038,559 |
$3,355k |
|
|
TRANSACT TECHNOLOGIES INC (892918103)
|
265,273 |
$2,987k |
|
|
JOHNSON & JOHNSON (478160104)
|
20,142 |
$2,805k |
|
|
TECHTARGET INC (87874R100)
|
126,450 |
$2,687k |
|
|
UNITED AIRLINES HLDG (910047109)
|
29,830 |
$2,612k |
|
|
HLIT 4.000 12/01/20 (413160AB8)
|
2,175,000 |
$2,534k |
|
|
DuPont de Nemours Inc (26614N102)
|
31,670 |
$2,377k |
|
|
MAGELLAN MIDSTREAM (559080106)
|
34,800 |
$2,227k |
|
|
STARBUCKS CORP (855244109)
|
25,850 |
$2,167k |
|
|
HARMONIC INC (413160102)
|
352,935 |
$1,959k |
|
|
ENTERPRISE PRODS (293792107)
|
67,080 |
$1,937k |
|
|
APYX MED CORP (03837C106)
|
271,605 |
$1,825k |
|
|
KORNIT DIGITAL LTD ORD ILS0.01 (M6372Q113)
|
57,194 |
$1,811k |
|
|
PTC INC (69370C100)
|
20,100 |
$1,804k |
|
|
MICROSOFT CORP (594918104)
|
13,225 |
$1,772k |
|
|
DELTA AIR LINES (247361702)
|
29,410 |
$1,669k |
|
|
TRUECAR INC (89785L107)
|
297,000 |
$1,622k |
|
|
JPMORGAN CHASE & CO (46625H100)
|
14,179 |
$1,585k |
|
|
Ribbon Communications (762544104)
|
295,383 |
$1,444k |
|
|
Chevron Corp (166764100)
|
11,350 |
$1,412k |
|
|
NEW MEDIA INVT GROUP INC (64704V106)
|
147,650 |
$1,394k |
|
|
3-D SYS CORP DEL (88554D205)
|
136,200 |
$1,239k |
|
|
COMSCORE INC (20564W105)
|
231,000 |
$1,192k |
|
|
BOSTON OMAHA CORP (101044105)
|
46,369 |
$1,073k |
|
|
EXELON CORP (30161N101)
|
20,050 |
$961k |
|
|
MACOM TECH SOLUTIONS (55405Y100)
|
56,958 |
$862k |
|
|
REDFIN CORP COM (75737F108)
|
47,800 |
$859k |
|
|
NATIONAL RESEARCH CR (637372202)
|
14,000 |
$806k |
|
|
Weyerhaeuser Co (962166104)
|
30,150 |
$794k |
|
|
TEVA PHARMACEUTICAL (881624209)
|
82,154 |
$758k |
|
|
NEOGEN CORP (640491106)
|
11,000 |
$683k |
|
|
GSI TECHNOLOGY (36241U106)
|
79,174 |
$679k |
|
|
Dow Inc (260557103)
|
13,549 |
$668k |
|
|
INTL BUSINESS MCHN (459200101)
|
4,712 |
$650k |
|
|
Ceva Inc (157210105)
|
25,171 |
$613k |
|
|
CORTEVA INC (22052L104)
|
20,228 |
$598k |
|
|
NVE CORP (629445206)
|
8,075 |
$562k |
|
|
NIC INC (62914B100)
|
33,700 |
$541k |
|
|
SYNACOR INC (871561106)
|
302,825 |
$472k |
|
|
Exxon Mobil Corp (30231G102)
|
5,670 |
$434k |
|
|
Nutanix Inc (67059N108)
|
16,480 |
$427k |
|
|
BLACKSTONE GROUP (09253U108)
|
9,000 |
$400k |
|
|
SERVICESOURCE INTL INC (81763U100)
|
419,724 |
$399k |
|
|
TEXAS INSTRUMENTS (882508104)
|
3,012 |
$346k |
|
|
KOPIN CORP COM (500600101)
|
300,350 |
$327k |
|
|
KINDER MORGAN INC (49456B101)
|
15,380 |
$321k |
|
|
Eventbrite Inc (29975E109)
|
16,650 |
$270k |
|
|
HCP INC (40414L109)
|
8,000 |
$256k |
|
|
METLIFE INC (59156R108)
|
5,150 |
$256k |
|
|
YUM BRANDS INC (988498101)
|
2,300 |
$255k |
|
|
Deere & Co (244199105)
|
1,500 |
$249k |
|
|
INGERSOLL-RAND PLC (G47791101)
|
1,850 |
$234k |
|
|
MACQUARIE INFRASTRUCTURE COR (55608B105)
|
5,000 |
$203k |
|
|
BOINGO WIRELESS IN (09739C102)
|
11,100 |
$199k |
|
|
PAYCHEX INC (704326107)
|
2,400 |
$198k |
|
|
EMPIRE ST RLTY OP L P (292102100)
|
12,904 |
$191k |
|
|
CUI GLOBAL INC (126576206)
|
226,346 |
$186k |
|
|
ANDEAVOR LOGISTICS L (03350F106)
|
5,000 |
$182k |
|
|
NOVO-NORDISK AS (670100205)
|
3,250 |
$166k |
|
|
Alphabet Inc (02079K107)
|
140 |
$151k |
|
|
Lockheed Martin Corp (539830109)
|
400 |
$145k |
|
|
NORTHROP GRUMMAN CO (666807102)
|
450 |
$145k |
|
|
GENERAL ELECTRIC CO (369604103)
|
13,470 |
$141k |
|
|
MCDONALDS CORP (580135101)
|
661 |
$137k |
|
|
SUBURBAN PROPANE PAR (864482104)
|
5,513 |
$134k |
|
|
VERIZON COMMUNICATIONS (92343V104)
|
2,263 |
$129k |
|
|
NUSTAR ENERGY LP (67058H102)
|
4,630 |
$126k |
|
|
UNITEDHEALTH GRP INC (91324P102)
|
500 |
$122k |
|
|
KIMBERLY CLARK CORP (494368103)
|
900 |
$120k |
|
|
PayPal Holdings Inc (70450Y103)
|
1,034 |
$118k |
|
|
PEPSICO INC (713448108)
|
900 |
$118k |
|
|
WESTERN MIDSTREAM PARTNERS L (958669103)
|
3,813 |
$117k |
|
|
GENOMIC HEALTH (37244C101)
|
2,000 |
$116k |
|
|
UNITED PARCEL SERVIC (911312106)
|
1,080 |
$112k |
|
|
PROCTER & GAMBLE CO (742718109)
|
1,000 |
$110k |
|
|
SEMPRA ENERGY (816851109)
|
800 |
$110k |
|
|
MONDELEZ INTL INC (609207105)
|
1,800 |
$97k |
|
|
Bristol-Myers Squibb Co (110122108)
|
2,100 |
$95k |
|
|
SMITH MICRO SOFTWARE INC (832154207)
|
30,268 |
$92k |
|
|
UNILEVER PLC (904767704)
|
1,445 |
$90k |
|
|
SYSCO CORP (871829107)
|
1,200 |
$85k |
|
|
GLOBAL PARTNERS LP (37946R109)
|
4,150 |
$83k |
|
|
PLAINS ALL AMERN PIP (726503105)
|
3,400 |
$83k |
|
|
PHILIP MORRIS INTL (718172109)
|
1,000 |
$79k |
|
|
VANECK VECTORS ETF TR GOLD MINERS ETF (92189F106)
|
3,000 |
$77k |
|
|
INTEL CORP (458140100)
|
1,600 |
$77k |
|
|
ALLEGION PLC (G0176J109)
|
666 |
$74k |
|
|
LENNAR CORP (526057104)
|
1,500 |
$73k |
|
|
ALTRIA GROUP INC (02209S103)
|
1,500 |
$71k |
|
|
EMERSON ELEC CO (291011104)
|
1,000 |
$67k |
|
|
DOMINION ENERGY INC (25746U109)
|
800 |
$62k |
|
|
ALLOT LTD (M0854Q105)
|
8,200 |
$59k |
|
|
DURECT CORP (266605104)
|
87,128 |
$57k |
|
|
NEW RESIDENTIAL INV (64828T201)
|
3,500 |
$54k |
|
|
NATIONAL RETAIL PPTYS INC (637417106)
|
1,000 |
$53k |
|
|
FORMFACTOR INC (346375108)
|
3,295 |
$52k |
|
|
COCA-COLA CO (191216100)
|
1,000 |
$51k |
|
|
ELECTRONICS FOR IMAGING INC CO (286082102)
|
1,300 |
$48k |
|
|
DCP MIDSTREAM PARTNERS LP UNITS LTD PARTNER INT (23311P100)
|
1,600 |
$47k |
|
|
ALPHABET INC (02079K305)
|
40 |
$43k |
|
|
PEAPACK-GLADSTONE FINL CORP (704699107)
|
1,500 |
$42k |
|
|
HELMERICH & PAYNE INC (423452101)
|
800 |
$41k |
|
|
EBAY INC (278642103)
|
1,000 |
$40k |
|
|
CORNING INCORPORATED (219350105)
|
1,150 |
$38k |
|
|
PRGX GLOBAL INC (69357C503)
|
5,166 |
$35k |
|
|
ALIBABA GROUP HLDG LTD (01609W102)
|
200 |
$34k |
|
|
LOWES CO (548661107)
|
340 |
$34k |
|
|
MERCK & CO INC (58933Y105)
|
400 |
$34k |
|
|
Schlumberger Ltd (806857108)
|
835 |
$33k |
|
|
ALLERGAN PLC (G0177J108)
|
181 |
$30k |
|
|
DARDEN RESTAURANT (237194105)
|
250 |
$30k |
|
|
Spotify Technology SA (L8681T102)
|
200 |
$29k |
|
|
Everspin Technology, Inc. (30041T104)
|
4,500 |
$29k |
|
|
Williams Cos Inc/The (969457100)
|
1,000 |
$28k |
|
|
EOG Resources Inc (26875P101)
|
300 |
$28k |
|
|
Occidental Petroleum Corp (674599105)
|
550 |
$28k |
|
|
GREENSKY INC (39572G100)
|
2,000 |
$25k |
|
|
ABBVIE INC (00287Y109)
|
300 |
$22k |
|
|
EATON VANCE TAX MNGD GBL DV (27829F108)
|
2,700 |
$22k |
|
|
ORACLE CORP (68389X105)
|
394 |
$22k |
|
|
SPDR GOLD TR GOLD (78463V107)
|
160 |
$21k |
|
|
NORTHSTAR REALTY EUROPE CORPCO (66706L101)
|
1,083 |
$18k |
|
|
HTG MOLECULAR DIAGNOSTICS (40434H104)
|
10,000 |
$17k |
|
|
HIMAX TECHNOLOGIES INC (43289P106)
|
5,000 |
$17k |
|
|
TARGA RESOURCES IN (87612G101)
|
434 |
$17k |
|
|
STITCH FIX INC (860897107)
|
500 |
$16k |
|
|
OXFORD SQUARE CAP CORP (69181V107)
|
2,400 |
$15k |
|
|
PINTEREST INC CL A (72352L106)
|
400 |
$11k |
|
|
MACERICH CO (554382101)
|
260 |
$9k |
|
|
MICROVISION INC DEL COM NEW (594960304)
|
11,000 |
$9k |
|
|
NOVARTIS AG (66987V109)
|
100 |
$9k |
|
|
TYME TECHNOLOGIES (90238J103)
|
5,000 |
$6k |
|
|
WABTEC (929740108)
|
69 |
$5k |
|
|
CISCO SYSTEMS INC (17275R102)
|
100 |
$5k |
|
|
QUOTIENT TECHNOLOGY INC CALL (749119903)
|
250 |
$4k |
|
|
COMSCORE INC CALL (20564W905)
|
100 |
$4k |
|
|
GW PHARMACEUTICALS PLC ADS (36197T103)
|
25 |
$4k |
|
|
HP INC (40434L105)
|
200 |
$4k |
|
|
INTERMOLECULAR INC COM (45882D109)
|
3,000 |
$4k |
|
|
HEWLETT PACKARD ENTR (42824C109)
|
200 |
$3k |
|
|
NOBLE CORPRATION PLC (G65431101)
|
800 |
$2k |
|
|
CITIGROUP INC (172967424)
|
35 |
$2k |
|
|
Halliburton Co (406216101)
|
100 |
$2k |
|
|
VANECK VECTORS ETF TR (92189F791)
|
35 |
$1k |
|
|
VILLAGE FARMS INTERNATIONAL (92707Y108)
|
100 |
$1k |
|
|
ALCON INC (H01301128)
|
20 |
$1k |
|
|
AT&T INC (00206R102)
|
23 |
$1k |
|
|
CALIFORNIA RESOURCES (13057Q206)
|
26 |
$1k |
|
|
DXC TECHNOLOGY CO (23355L106)
|
16 |
$1k |
|
|
LENNAR CORP (526057302)
|
30 |
$1k |
|
|
MAGNOLIA OIL &GAS CORP CL A (559663109)
|
50 |
$1k |
|
|
MICRO FOCUS INTL PLC (594837403)
|
20 |
$1k |
|
|
MORGAN STANLEY (617446448)
|
18 |
$1k |
|
|
NOKIA CORP (654902204)
|
166 |
$1k |
|
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