Credit Value Partners LLC

Credit Value Partners LLC, also known as CREDIT VALUE PARTNERS, LLC, is a Delaware Limited Liability Company with 24 employees, 15 of which are in advisory roles. The number of clients they serve is unknown, but they have been approved by the U.S. Securities and Exchange Commission since August 23, 2010.

• CVP CLO HOLDINGS, LP

  SOLE MEMBER - CVP CLO ADVISORS, LLC (RELYING ADVISER) owns 75% or more

• CVP HOLDINGS LLC

  MEMBER owns 75% or more

• DONALD EDWARD POLLARD

  CHIEF EXECUTIVE OFFICER owns less than 5%

• HOWARD EDWARDS SULLIVAN

  CHIEF OPERATING OFFICER, GENERAL COUNSEL owns less than 5%

• JOSEPH ARTHUR CAMBARERI

  CHIEF FINANCIAL OFFICER owns less than 5%

• JOSEPH PETER MATTEO

  PORTFOLIO MANAGER owns less than 5%

• KEVIN STEWART RUTHERFORD

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MICHAEL PATRICK KELLER

  PORTFOLIO MANAGER owns less than 5%

• MARK JOSEPH DEANGELIS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST

  MEMBER owns more than 25% but less than 50%

• CVP CLO HOLDINGS GP LLC

  GENERAL PARTNER

• CVP CLO MANAGER, LLC

  MANAGING MEMBER owns 75% or more

• CVP HOLDINGS LLC

  SOLE MEMBER owns 75% or more

• DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST

  MEMBER owns more than 25% but less than 50%

• DONALD EDWARD POLLARD

  MANAGER

• DONALD EDWARD POLLARD

  TRUSTEE OF ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST

• DONALD EDWARD POLLARD

  ELECTED MANAGER

• HOWARD EDWARDS SULLIVAN

  ELECTED MANAGER

• JEFFREY SCOTT PHLEGAR

  ELECTED MANAGER

• JOHN MICHAEL GRADY

  ELECTED MANAGER

• JOHN PHELAN

  TRUSTEE OF DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST

• JOSEPH PETER MATTEO

  ELECTED MANAGER

• KENNETH GORDON POLLARD

  TRUSTEE OF ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST

• KENNETH GORDON POLLARD

  TRUSTEE OF DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST

• MACKAY SHIELDS LLC

  MANAGING MEMBER owns more than 50% but less than 75%

• NEW YORK LIFE INSURANCE COMPANY

  MANAGING MEMBER owns 75% or more

• NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC

  SOLE MEMBER owns 75% or more

• POLLARD FAMILY INVESTMENTS LLC

  MEMBER owns more than 25% but less than 50%

• THOMAS ALEXANDER HENDRY

  ELECTED MANAGER

• YIE-HSIN (NMN) HUNG

  ELECTED MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS

• BNP PARIBAS PRIME BROKERAGE, INC.
  United States
• J.P. MORGAN CLEARING CORP.
  United States

• Kensico Capital Management Corp
• Marble Point Credit Management LLC
• Blue Harbour Group LP
• ABS Investment Management LLC
• Good Hill Partners LP
• Catherine Avery Investment Management LLC
• SAKONNET POINT CAPITAL, LP
• Fieldpoint Private Securities LLC
• COOK Pine Capital LLC
• Forester Capital LLC