DDJ Capital Management LLC

DDJ Capital Management LLC, a Massachusetts-based Limited Liability Company, boasts a total of 52 employees, with 17 serving in advisory roles. The firm has one client and is registered with the U.S. Securities and Exchange Commission, with an approved status and a registration date of Nov 3, 1997.

• DAVID JOHN BREAZZANO

  ELECTED MANAGER/PRESIDENT owns more than 25% but less than 50%

• JOHN F. O'CONNOR

  HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT owns less than 5%

• JOHN J. RUSSELL IV

  CHIEF FINANCIAL OFFICER owns less than 5%

• JOSHUA LIAM MCCARTHY

  CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL owns less than 5%

• THE ANTHONY M. RANALDI REVOCABLE TRUST

  NA owns more than 5% but less than 10%

• THE DAVID J. BREAZZANO 2011 DELAWARE DYNASTY TRUST

  NA owns more than 5% but less than 10%

• ANTHONY MICHAEL RANALDI

  TRUSTEE AND SOLE BENEFICIAL OWNER owns 75% or more

• U.S. TRUST COMPANY OF DELAWARE

  TRUSTEE

• THE BANK OF NEW YORK MELLON
  United States
• U.S. BANK NATIONAL ASSOCIATION
  United States
• WELLESLEY BANK
  United States

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