Dougherty & Company LLC

Dougherty & Company LLC, also known as DOUGHERTY & COMPANY LLC, is a DE Limited Liability Company with 107 employees, 26 of whom serve in advisory roles. The number of clients they serve is unknown, though the firm's SEC status is listed as approved and they were registered on September 25, 2014.

• ALAN DAVID POLSKY

  SVP owns less than 5%

• DAVID BRAMLEY JURAN

  EVP owns less than 5%

• DAVID THOMAS MULLEN

  SVP, BRANCH MANAGER owns less than 5%

• DEBORAH MARIE HABLE

  OPERATIONS MANAGER owns less than 5%

• DOUGHERTY FINANCIAL GROUP LLC

  MEMBER owns 75% or more

• GERALD ANTHONY KRAUT

  CEO, PRESIDENT, BRANCH MANAGER owns less than 5%

• JEFFREY DUANE JACOBSON

  EXEC VICE PRES, BRANCH MANAGER owns less than 5%

• MARK KENNETH JOHNSON

  VP, BRANCH MANAGER, CHIEF SUPERVISION OFFICER owns less than 5%

• MICHELLE MARIE SANDBERG

  EVP, TREASURER, AND CHIEF FINANCIAL OFFICER, owns less than 5%

• ROGER ALLAN NORRIS

  SVP, CHIEF COMPLIANCE OFFICER, INSURANCE, OPTIONS PRINCIPAL owns less than 5%

• STEVEN DOUGLAS MCWHIRTER

  EVP - STRUCTURED FINANCE, ROSFP owns less than 5%

• THOMAS FRANCIS STEICHEN

  GENERAL COUNSEL, SECRETARY owns less than 5%

• MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27TH, 2006

  OWNER owns more than 50% but less than 75%

• MICHAEL EMMETT DOUGHERTY

  TRUSTEE owns more than 50% but less than 75%

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