Dragon Financial and Investment Group LLC
Legal Name: DRAGON FINANCIAL AND INVESTMENT GROUP, LLC
1700 S. EL CAMINO REAL, SUITE 200, SAN MATEO, CA
650-571-8888
http://www.dragonfg.com
Frequently Asked Questions (FAQ)
Full Contact Details
Dragon Financial and Investment Group LLC
1700 S. EL CAMINO REAL, SUITE 200, SAN MATEO, CA
650-571-8888
650-345-0300
Other Info
Dragon Financial and Investment Group LLC, also known as DRAGON FINANCIAL AND INVESTMENT GROUP, LLC, is a California Limited Liability Company that currently employs 7 individuals, with 3 of them serving in advisory roles. The company serves 268 clients and has been approved by the U.S. Securities and Exchange Commission since Nov 2, 2015.
Dragon Financial Group in San Mateo, CA
Dragon Financial Group is joining Mercer Advisors. Learn More Here.
Direct Owners
-
JOSEPH C MAH
CHIEF COMPLIANCE OFFICER owns less than 5%
-
MERCER ADVISORS INC.
PARENT COMPANY owns 75% or more
Indirect Owners
-
GC WAVES HOLDINGS, INC.
PARENT COMPANY TO MERCER ADVISORS INC. owns 75% or more
Firms Located Nearby
Top Holdings
Period of report:
Sep 30, 2018
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Effectiveness Date:
Oct 19, 2018
- SPDR S&P 500 ETF TR TR UNIT $28,003k
- Schwab Aggregate Bond ETF (SCH $19,046k
- INVESCO EXCHANGE TRADED FD T $11,877k
- VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF $7,452k
- VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF $5,223k
- ISHARES TR $4,819k
- SELECT SECTOR SPDR TR SBI HEALTHCARE $3,402k
- SELECT SECTOR SPDR TR SBI INT-FINL $2,994k
- ISHARES TR MSCI LW CRB TG $1,403k
- VANGUARD INTL EQUITY INDEX F $407k