DUKE Funding Management LLC

DUKE Funding Management LLC, also known as DUKE FUNDING MANAGEMENT, L.L.C., is a Delaware-based Limited Liability Company with a total of 142 employees. Among them, 56 employees hold advisory positions within the firm. While there are no figures available regarding the number of clients served, the firm's last reported SEC status on April 5, 2002, is listed as approved, attesting to its reliability and credibility.

• DANIEL REUVEN MARGOLIS

  GENERAL COUNSEL owns less than 5%

• DAVID CHARLES RICE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ELLINGTON MANAGEMENT GROUP, L.L.C.

  MEMBER owns 75% or more

• JOHN DENO GEANAKOPLOS

  MANAGING DIRECTOR owns less than 5%

• LAURENCE ERIC PENN

  VICE CHAIRMAN owns less than 5%

• MARK IRA TECOTZKY

  MANAGING DIRECTOR owns less than 5%

• MICHAEL WILLIAM VRANOS

  CHIEF EXECUTIVE OFFICER owns less than 5%

• OLIVIER COJOT-GOLDBERG

  VICE CHAIRMAN owns less than 5%

• PAUL ANTHONY ASARO

  CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR owns less than 5%

• RICHARD ANTHONY DALEY

  MANAGING DIRECTOR AND CHIEF OPERATING OFFICER owns less than 5%

• ROBERT KINDERMAN

  MANAGING DIRECTOR owns less than 5%

• EMG HOLDINGS, L.P.

  MEMBER owns 75% or more

• MICHAEL WILLIAM VRANOS

  MANAGING MEMBER owns 75% or more

• MICHAEL WILLIAM VRANOS

  LIMITED PARTNER owns more than 25% but less than 50%

• VC INVESTMENTS, L.L.C.

  MANAGING MEMBER

• VC INVESTMENTS, L.L.C.

  GENERAL PARTNER

• THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
  United States

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