DWM Asset Management LLC
Legal Name: DWM ASSET MANAGEMENT, LLC
Full Contact Details
DWM Asset Management LLC
750 WASHINGTON BOULEVARD, SUITE 500, STAMFORD, CT
203-655-5453
203-656-9528
Other Info
DWM Asset Management, LLC is a reputable CT Limited Liability Company serving three clients and boasting a team of 23 employees, primarily composed of 18 advisory professionals. Its SEC status is approved, with a registration date of May 3, 2007, which is indicative of its sound governance and adherence to regulatory standards.
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Direct Owners
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DWM HOLDINGS, LLC
MEMBER, PARENT (RELYING ADVISER) owns 75% or more
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EDWARD ADGER MARSHALL
CHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER) owns less than 5%
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J BRADLEY SWANSON
PARTNER owns less than 5%
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ODETA DANA TOLLIVER
CHIEF FINANCIAL OFFICER owns less than 5%
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PETER HALLOCK JOHNSON
PARTNER, MANAGER (RELYING ADVISER) owns less than 5%
Indirect Owners
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DWM HOLDINGS, LLC
PARENT owns 75% or more
-
J BRADLEY SWANSON
MEMBER owns more than 25% but less than 50%
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PETER HALLOCK JOHNSON
MEMBER owns more than 50% but less than 75%
Marketers
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DWM FINANCE LLC
United States
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