Emerald ETF Advisers LLC

Emerald ETF Advisers, LLC is a Pennsylvania-based Limited Liability Company with a team of five employees, three of whom serve in advisory roles. Although the number of clients they serve is unknown, their SEC status was last reported as approved as of April 2014.

• ANDREW ALLEN SMITH

  PORTFOLIO MANAGER owns less than 5%

• DANIEL WEBSTER MOYER

  MANAGING DIRECTOR OF BUSINESS OPERATIONS AND BOARD MEMBER owns less than 5%

• EMERALD SEPARATE ACCOUNT MANAGEMENT LLC

  PARENT COMPANY owns 75% or more

• JAMES ANDREW MEEHAN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• JOSEPH EDWARD BESECKER

  PRESIDENT AND BOARD MEMBER owns less than 5%

• JOSEPH GEORGE WITTHOHN

  CHIEF INVESTMENT OFFICER AND BOARD MEMBER owns more than 10% but less than 25%

• PAUL WILLARD WARE

  BOARD MEMEBER owns less than 5%

• RICHARD JULIANO

  CHIEF FINANCIAL OFFICER owns less than 5%

• SCOTT LAMBERT REHR

  CHIEF ADMINISTRATIVE OFFICER AND BOARD MEMBER owns less than 5%

• 1251 ASSET MANAGEMENT PAYCO, LLC

  MEMBER owns 75% or more

• 1251 ASSET MANAGEMENT PLATFORM, LLC

  MEMBER owns more than 50% but less than 75%

• 1251 CAPITAL GROUP HOLDINGS, LLC

  SHAREHOLDER

• 1251 CAPITAL GROUP, INC.

  MANAGING MEMBER owns 75% or more

• 1251 FINANCING COMPANY, LLC

  MEMBER owns 75% or more

• CHARLES ALBERT BRIZIUS

  MEMBER/MANAGER

• CHRISTOPHER MAGUIRE

  MEMBER

• DANIEL WEBSTER MOYER

  TRUSTEE

• EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP TRUST

  SHAREHOLDER owns 75% or more

• EMERALD ASSET MANAGEMENT PA, LLC

  MEMBER owns 75% or more

• EMERALD ASSET MANAGEMENT, INC.

  SHAREHOLDER owns more than 25% but less than 50%

• JOHN THOMAS HAILER

  MEMBER/MANAGER owns more than 50% but less than 75%

• JOSEPH EDWARD BESECKER

  TRUSTEE

• MICHAEL ARTHUR ROSS WILSON

  MEMBER

• PAUL WILLARD WARE

  TRUSTEE

• Emerald Mutual Fund Advisers Trust
• Emerald Advisers LLC
• Emerald Separate Account Management LLC
• Emerald Direct Lending Advisers LLC