Empirical Financial Services LLC

Empirical Financial Services LLC is a limited liability company based in Washington with 34 employees, 25 of whom work in advisory roles, and it serves 288 clients. The firm's registration with the US Securities and Exchange Commission was approved in 2011, making it a legally recognized entity.

• ETHAN ANDREW BROGA

  DIRECTOR OF FINANCIAL PLANNING & MEMBER owns more than 10% but less than 25%

• JAIME CHELAN CHRISTINA WHITE

  CHIEF OPERATING OFFICER owns less than 5%

• JAMES ALLEN JONES

  DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER owns less than 5%

• KENNETH ROBERT SMITH

  CHIEF EXECUTIVE OFFICER & MEMBER owns more than 50% but less than 75%

• LINDSAY MARIE FARNSWORTH

  CHIEF COMPLIANCE OFFICER owns less than 5%

• LORNE DAVID ENQUIST

  CHIEF FINANCIAL OFFICER & MEMBER owns more than 10% but less than 25%

• MICHAEL PATRICK KELLY

  CHIEF INVESTMENT OFFICER & MEMBER owns more than 5% but less than 10%

• SHAN ZUBAIR

  FINANCIAL ADVISOR & MEMBER owns less than 5%

• SIMON JOSHUA LIU

  CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER owns less than 5%

• TD BANK
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