Exchange Traded Concepts LLC

Exchange Traded Concepts LLC, a limited liability company based in Oklahoma with 17 employees, is primarily focused on providing advisory services to its single client. The firm has been approved by the U.S. Securities and Exchange Commission, with a registration date of August 18, 2009. Majority of the employees are involved in advisory roles.

• ABIGAIL LYNN BERTUMEN

  GENERAL COUNSEL owns less than 5%

• COTTONWOOD ETF HOLDINGS, LLC

  MEMBER owns 75% or more

• DENNIS PAUL LOWENFELS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• JAMES GARRETT STEVENS

  CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER owns less than 5%

• JAMES JOHNSTON BAKER

  OFFICER owns less than 5%

• RICHARD ROBERT HOGAN

  OFFICER owns less than 5%

• JAMES GARRETT STEVENS

  MEMBER owns more than 25% but less than 50%

• MAUREEN ANN SHERRY

  TRUSTEE

• MONT BLANC HOLDINGS, LLC

  MEMBER owns more than 25% but less than 50%

• RICHARD HOGAN 2001 GST TRUST

  MEMBER

• RICHARD HOGAN 2001 GST TRUST

  MEMBER owns 75% or more

• RICHARD HOGAN REVOCABLE TRUST

  MEMBER/TRUSTEE owns more than 25% but less than 50%

• RICHARD ROBERT HOGAN

  MEMBER

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