Avoid Fraud, Get The Facts, And Find The Best
Legal Name: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
Period of report:
Dec 31, 2018
Effectiveness Date:
Jan 30, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
BLACKROCK CR. ALLOC (092508100)
|
1,499,442 |
$16,764k |
|
FRANKLIN UNVL TR (355145103)
|
1,755,395 |
$11,147k |
|
TEMPLETON GLOBAL INCOME FD (880198106)
|
1,620,989 |
$9,775k |
|
KENNEDY-WILSON HLDS (489398107)
|
507,541 |
$9,222k |
|
NUVEEN CREDIT STRAT (67073D102)
|
1,198,082 |
$8,866k |
|
WESTERN ASSET CLYM INFL OPP (95766R104)
|
706,203 |
$7,168k |
|
MERCK & CO INC (58933Y105)
|
91,667 |
$7,004k |
|
BRANDYWINEGLOBAL (10537L104)
|
623,997 |
$6,477k |
|
Brixmor Property Group, Inc. (11120U105)
|
440,600 |
$6,472k |
|
VOYA PRIME RATE TR (92913A100)
|
1,416,299 |
$6,359k |
|
Schwab US Tips ETF (SCHP) (808524870)
|
113,674 |
$6,053k |
|
VEREIT INC (92339V100)
|
838,796 |
$5,997k |
|
SANDSTORM GOLD (80013R206)
|
1,289,636 |
$5,945k |
|
INVESCO DYNAMIC CR OPP FD (46132R104)
|
574,519 |
$5,900k |
|
OMNICOM GROUP INC (681919106)
|
76,299 |
$5,588k |
|
BLACKROCK FL RT TR (091941104)
|
478,926 |
$5,532k |
|
INVESCO SR INCOME TR (46131H107)
|
1,239,806 |
$4,848k |
|
KONINKLIJKE PHILIPSF SPONSORED (500472303)
|
137,882 |
$4,841k |
|
KIMCO REALTY CORP (49446R109)
|
310,345 |
$4,547k |
|
UNITI GROUP INC (91325V108)
|
274,601 |
$4,276k |
|
Array Biopharma Inc (04269X105)
|
295,610 |
$4,212k |
|
DISNEY WALT CO (254687106)
|
36,580 |
$4,011k |
|
WHEATON PRECIOUS METALS CORP COM NPV ISIN #CA9628791027 SEDOL #B (962879102)
|
199,248 |
$3,891k |
|
VODAFONE GROUP PLC NEW (92857W308)
|
199,888 |
$3,854k |
|
DOUBLELINE INCOME (258622109)
|
217,101 |
$3,762k |
|
Regeneron Pharmaceuticals Inc (75886F107)
|
9,427 |
$3,521k |
|
COTT CORP QUE (22163N106)
|
244,721 |
$3,411k |
|
BLACKROCK FLOAT RATE OME STR (09255X100)
|
282,595 |
$3,363k |
|
APOLLO SENIOR FLOA (037636107)
|
230,008 |
$3,310k |
|
NXP Semiconductors NV (N6596X109)
|
44,011 |
$3,225k |
|
AT&T INC (00206R102)
|
111,141 |
$3,172k |
|
VERIZON COMMUNICATIONS (92343V104)
|
55,134 |
$3,100k |
|
FRANKLIN STREET PPTY (35471R106)
|
497,053 |
$3,097k |
|
WESTERN ASSET INTM MUNI FD I (958435109)
|
354,781 |
$2,962k |
|
WESTERN ASSET GLOBAL CP DEFI (95790C107)
|
195,555 |
$2,929k |
|
HANNON ARMSTRONG S (41068X100)
|
151,911 |
$2,894k |
|
GDL FUND (361570104)
|
314,726 |
$2,886k |
|
PIONEER FLOATING RATE TR (72369J102)
|
293,098 |
$2,884k |
|
GLOBAL WTR RES INC (379463102)
|
284,281 |
$2,883k |
|
Nucor Corp (670346105)
|
51,668 |
$2,677k |
|
PARKER HANNIFIN CORP (701094104)
|
17,448 |
$2,602k |
|
OSISKO GOLD ROYALTIES LTD (68827L101)
|
294,878 |
$2,589k |
|
ISHARES TR BARCLAYS 7 10 YR (464287440)
|
23,937 |
$2,494k |
|
BLACKROCK MUNIYIELD QLTY FD (09254E103)
|
206,240 |
$2,485k |
|
ISHARES TR (464287457)
|
28,934 |
$2,419k |
|
GREAT PANTHER SILVER LTD (39115V101)
|
3,199,264 |
$2,271k |
|
NUVEEN MICHIGAN QLT MUN INC (670979103)
|
173,036 |
$2,156k |
|
BLACKROCK MUNI INTER DR FD I (09253X102)
|
168,091 |
$2,126k |
|
RIVERNORTH DOUBLELINE STRATE (76882G107)
|
118,929 |
$1,933k |
|
ABERDEEN ASIA PACIFIC INCOM (003009107)
|
476,377 |
$1,844k |
|
EVERSOURCE ENERGY (30040W108)
|
28,272 |
$1,839k |
|
AGIOS PHARMACEUTICALS INC (00847X104)
|
39,738 |
$1,832k |
|
Apple Inc (037833100)
|
9,788 |
$1,544k |
|
Berkshire Hathaway, Inc. (084670702)
|
7,320 |
$1,495k |
|
CBRE CLARION GBL (12504G100)
|
225,510 |
$1,389k |
|
GLOBAL SELF STORAGE INC (37955N106)
|
331,528 |
$1,300k |
|
MFS INTER INCOME TR (55273C107)
|
333,460 |
$1,224k |
|
BERKSHIRE HATHAWAY (084670108)
|
4 |
$1,224k |
|
EATON VANCE MUNI INCOME TRUS (27826U108)
|
107,869 |
$1,220k |
|
EATON VANCE FLTG RATE INCOM (278284104)
|
82,010 |
$1,166k |
|
FASTENAL CO (311900104)
|
22,284 |
$1,165k |
|
HANNON ARMSTRONG SUST INFR C (41068XAB6)
|
1,086,000 |
$988k |
|
PIMCO ETF TR (72201R882)
|
7,573 |
$852k |
|
LIBERTY MEDIA (531229854)
|
33,249 |
$828k |
|
DTE ENERGY CO (233331107)
|
7,471 |
$824k |
|
BLACKROCK MUN 2030 TAR TERM (09257P105)
|
39,412 |
$808k |
|
ETF SER SOLUTIONS (26922A719)
|
68,129 |
$777k |
|
SPDR SERIES TRUST (78464A664)
|
21,474 |
$752k |
|
EATON VANCE SR INCOME TR (27826S103)
|
124,869 |
$749k |
|
PROCTER & GAMBLE CO (742718109)
|
8,133 |
$748k |
|
COLGATE PALMOLIVE CO (194162103)
|
12,200 |
$726k |
|
BLACKROCK MUNIYLD MICH QLTY (09254V105)
|
55,597 |
$691k |
|
SPECIAL OPPRTUNTY FD (84741T104)
|
56,589 |
$670k |
|
GABELLI HLTHCARE & WELLNESS (36246K103)
|
69,331 |
$641k |
|
CONSOLDTD EDISON INC (209115104)
|
7,966 |
$609k |
|
SPIRIT MTA REIT (84861U105)
|
77,673 |
$554k |
|
U S GLOBAL INVS INC (902952100)
|
503,581 |
$554k |
|
BLACKROCK STRATEGIC MUN TR (09248T109)
|
46,000 |
$548k |
|
ISHARES TR (46435G755)
|
19,911 |
$510k |
|
BLACKROCK MUNICIPAL BOND TR (09249H104)
|
38,028 |
$508k |
|
MORGAN STANLEY ASIA PAC FD I (61744U106)
|
30,817 |
$507k |
|
BLACKROCK MUN INCOME TR (09248F109)
|
36,900 |
$450k |
|
BOULDER GROWTH & INCOME FD I (101507101)
|
42,831 |
$447k |
|
BLACKROCK MUNIYIELD QUALITY (09254F100)
|
33,500 |
$435k |
|
BLACKROCK INVT QUALITY MUN T (09247D105)
|
31,000 |
$410k |
|
SPECIAL OPPORTUNITIES FD INC (84741T302)
|
14,868 |
$371k |
|
UNITEDHEALTH GRP INC (91324P102)
|
1,418 |
$353k |
|
ISHARES TR (464287176)
|
3,154 |
$345k |
|
WALGREENS BOOTS ALLI (931427108)
|
5,011 |
$342k |
|
ISHARES (46429B747)
|
3,094 |
$303k |
|
FIRST TR SR FLG RTE INCM FD (33733U108)
|
26,450 |
$296k |
|
ROYAL GOLD INC (780287AA6)
|
274,000 |
$275k |
|
CLOUGH GLOBAL OPPORTUNITIES (18914E106)
|
31,838 |
$262k |
|
VANGUARD SCOTTSDALE FDS (92206C706)
|
4,070 |
$258k |
|
LIFEWAY FOODS INC (531914109)
|
133,979 |
$252k |
|
NUVEEN FLOATING RATE INCOME (67072T108)
|
26,850 |
$248k |
|
COHEN & STEERS REIT & PFD &INM COM (19247X100)
|
13,773 |
$245k |
|
ROYCE GLOBAL VL TRST (78081T104)
|
27,370 |
$243k |
|
ANALOG DEVICES INC (032654105)
|
2,632 |
$226k |
|
NUVEEN MUN VALUE FD INC (670928100)
|
23,200 |
$215k |
|
INGERSOLL-RAND PLC (G47791101)
|
2,317 |
$211k |
|
SCHWAB STRATEGIC TR (808524854)
|
3,956 |
$209k |
|
CITRIX SYS INC (177376100)
|
2,000 |
$205k |
|
BLACKROCK MUNIHLDS INVSTM QL (09254P108)
|
16,000 |
$204k |
|
BLACKROCK MUNIVEST FD INC (09253R105)
|
24,600 |
$203k |
|
WESTERN ASST MNGD MUN FD INC (95766M105)
|
16,000 |
$203k |
|
BLACKROCK MUNIYIELD FD INC (09253W104)
|
16,000 |
$200k |
|
Pimco Muni Income II (72200w106)
|
15,000 |
$200k |
|
WESTERN ASSET MUN DEF OPP TR (95768A109)
|
10,000 |
$195k |
|
BLACKROCK MUNIHOLDINGS FD IN (09253N104)
|
13,000 |
$191k |
|
BLACKROCK MUNIVEST FD II INC (09253T101)
|
14,375 |
$188k |
|
NUVEEN MUNICIPAL CREDIT INC (67070X101)
|
14,000 |
$188k |
|
NUVEEN ENHANCED MUN VALUE FD (67074M101)
|
14,000 |
$180k |
|
TEMPLETON DRAGON FD INC (88018T101)
|
10,187 |
$173k |
|
ALGONQUIN PWR UTILS CORP (015857105)
|
16,277 |
$164k |
|
MFS GOVT MKTS INCOME TR (552939100)
|
36,184 |
$162k |
|
FIRST TRUST MORTGAGE INCM FD (33734E103)
|
11,029 |
$144k |
|
SEQUENTIAL BRNDS GROUP INC N (81734P107)
|
178,438 |
$143k |
|
WESTERN ASSET CLYM INFL SEC (95766Q106)
|
12,682 |
$134k |
|
NEW SR INVT GROUP INC (648691103)
|
32,175 |
$133k |
|
BLACKROCK INCOME TR INC (09247F100)
|
22,292 |
$126k |
|
LAZARD WORLD DIVID & INCOME (521076109)
|
10,332 |
$88k |
|
Aegon NV (007924103)
|
13,971 |
$65k |
|
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