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Reported Holdings Of The
Financial & Investment Management Group Ltd

Legal Name: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

Period of report: Dec 31, 2018
Effectiveness Date: Jan 30, 2019

Security Shares Held / Principal Amount Market Value Option
BLACKROCK CR. ALLOC (092508100) 1,499,442 $16,764k
FRANKLIN UNVL TR (355145103) 1,755,395 $11,147k
TEMPLETON GLOBAL INCOME FD (880198106) 1,620,989 $9,775k
KENNEDY-WILSON HLDS (489398107) 507,541 $9,222k
NUVEEN CREDIT STRAT (67073D102) 1,198,082 $8,866k
WESTERN ASSET CLYM INFL OPP (95766R104) 706,203 $7,168k
MERCK & CO INC (58933Y105) 91,667 $7,004k
BRANDYWINEGLOBAL (10537L104) 623,997 $6,477k
Brixmor Property Group, Inc. (11120U105) 440,600 $6,472k
VOYA PRIME RATE TR (92913A100) 1,416,299 $6,359k
Schwab US Tips ETF (SCHP) (808524870) 113,674 $6,053k
VEREIT INC (92339V100) 838,796 $5,997k
SANDSTORM GOLD (80013R206) 1,289,636 $5,945k
INVESCO DYNAMIC CR OPP FD (46132R104) 574,519 $5,900k
OMNICOM GROUP INC (681919106) 76,299 $5,588k
BLACKROCK FL RT TR (091941104) 478,926 $5,532k
INVESCO SR INCOME TR (46131H107) 1,239,806 $4,848k
KONINKLIJKE PHILIPSF SPONSORED (500472303) 137,882 $4,841k
KIMCO REALTY CORP (49446R109) 310,345 $4,547k
UNITI GROUP INC (91325V108) 274,601 $4,276k
Array Biopharma Inc (04269X105) 295,610 $4,212k
DISNEY WALT CO (254687106) 36,580 $4,011k
WHEATON PRECIOUS METALS CORP COM NPV ISIN #CA9628791027 SEDOL #B (962879102) 199,248 $3,891k
VODAFONE GROUP PLC NEW (92857W308) 199,888 $3,854k
DOUBLELINE INCOME (258622109) 217,101 $3,762k
Regeneron Pharmaceuticals Inc (75886F107) 9,427 $3,521k
COTT CORP QUE (22163N106) 244,721 $3,411k
BLACKROCK FLOAT RATE OME STR (09255X100) 282,595 $3,363k
APOLLO SENIOR FLOA (037636107) 230,008 $3,310k
NXP Semiconductors NV (N6596X109) 44,011 $3,225k
AT&T INC (00206R102) 111,141 $3,172k
VERIZON COMMUNICATIONS (92343V104) 55,134 $3,100k
FRANKLIN STREET PPTY (35471R106) 497,053 $3,097k
WESTERN ASSET INTM MUNI FD I (958435109) 354,781 $2,962k
WESTERN ASSET GLOBAL CP DEFI (95790C107) 195,555 $2,929k
HANNON ARMSTRONG S (41068X100) 151,911 $2,894k
GDL FUND (361570104) 314,726 $2,886k
PIONEER FLOATING RATE TR (72369J102) 293,098 $2,884k
GLOBAL WTR RES INC (379463102) 284,281 $2,883k
Nucor Corp (670346105) 51,668 $2,677k
PARKER HANNIFIN CORP (701094104) 17,448 $2,602k
OSISKO GOLD ROYALTIES LTD (68827L101) 294,878 $2,589k
ISHARES TR BARCLAYS 7 10 YR (464287440) 23,937 $2,494k
BLACKROCK MUNIYIELD QLTY FD (09254E103) 206,240 $2,485k
ISHARES TR (464287457) 28,934 $2,419k
GREAT PANTHER SILVER LTD (39115V101) 3,199,264 $2,271k
NUVEEN MICHIGAN QLT MUN INC (670979103) 173,036 $2,156k
BLACKROCK MUNI INTER DR FD I (09253X102) 168,091 $2,126k
RIVERNORTH DOUBLELINE STRATE (76882G107) 118,929 $1,933k
ABERDEEN ASIA PACIFIC INCOM (003009107) 476,377 $1,844k
EVERSOURCE ENERGY (30040W108) 28,272 $1,839k
AGIOS PHARMACEUTICALS INC (00847X104) 39,738 $1,832k
Apple Inc (037833100) 9,788 $1,544k
Berkshire Hathaway, Inc. (084670702) 7,320 $1,495k
CBRE CLARION GBL (12504G100) 225,510 $1,389k
GLOBAL SELF STORAGE INC (37955N106) 331,528 $1,300k
MFS INTER INCOME TR (55273C107) 333,460 $1,224k
BERKSHIRE HATHAWAY (084670108) 4 $1,224k
EATON VANCE MUNI INCOME TRUS (27826U108) 107,869 $1,220k
EATON VANCE FLTG RATE INCOM (278284104) 82,010 $1,166k
FASTENAL CO (311900104) 22,284 $1,165k
HANNON ARMSTRONG SUST INFR C (41068XAB6) 1,086,000 $988k
PIMCO ETF TR (72201R882) 7,573 $852k
LIBERTY MEDIA (531229854) 33,249 $828k
DTE ENERGY CO (233331107) 7,471 $824k
BLACKROCK MUN 2030 TAR TERM (09257P105) 39,412 $808k
ETF SER SOLUTIONS (26922A719) 68,129 $777k
SPDR SERIES TRUST (78464A664) 21,474 $752k
EATON VANCE SR INCOME TR (27826S103) 124,869 $749k
PROCTER & GAMBLE CO (742718109) 8,133 $748k
COLGATE PALMOLIVE CO (194162103) 12,200 $726k
BLACKROCK MUNIYLD MICH QLTY (09254V105) 55,597 $691k
SPECIAL OPPRTUNTY FD (84741T104) 56,589 $670k
GABELLI HLTHCARE & WELLNESS (36246K103) 69,331 $641k
CONSOLDTD EDISON INC (209115104) 7,966 $609k
SPIRIT MTA REIT (84861U105) 77,673 $554k
U S GLOBAL INVS INC (902952100) 503,581 $554k
BLACKROCK STRATEGIC MUN TR (09248T109) 46,000 $548k
ISHARES TR (46435G755) 19,911 $510k
BLACKROCK MUNICIPAL BOND TR (09249H104) 38,028 $508k
MORGAN STANLEY ASIA PAC FD I (61744U106) 30,817 $507k
BLACKROCK MUN INCOME TR (09248F109) 36,900 $450k
BOULDER GROWTH & INCOME FD I (101507101) 42,831 $447k
BLACKROCK MUNIYIELD QUALITY (09254F100) 33,500 $435k
BLACKROCK INVT QUALITY MUN T (09247D105) 31,000 $410k
SPECIAL OPPORTUNITIES FD INC (84741T302) 14,868 $371k
UNITEDHEALTH GRP INC (91324P102) 1,418 $353k
ISHARES TR (464287176) 3,154 $345k
WALGREENS BOOTS ALLI (931427108) 5,011 $342k
ISHARES (46429B747) 3,094 $303k
FIRST TR SR FLG RTE INCM FD (33733U108) 26,450 $296k
ROYAL GOLD INC (780287AA6) 274,000 $275k
CLOUGH GLOBAL OPPORTUNITIES (18914E106) 31,838 $262k
VANGUARD SCOTTSDALE FDS (92206C706) 4,070 $258k
LIFEWAY FOODS INC (531914109) 133,979 $252k
NUVEEN FLOATING RATE INCOME (67072T108) 26,850 $248k
COHEN & STEERS REIT & PFD &INM COM (19247X100) 13,773 $245k
ROYCE GLOBAL VL TRST (78081T104) 27,370 $243k
ANALOG DEVICES INC (032654105) 2,632 $226k
NUVEEN MUN VALUE FD INC (670928100) 23,200 $215k
INGERSOLL-RAND PLC (G47791101) 2,317 $211k
SCHWAB STRATEGIC TR (808524854) 3,956 $209k
CITRIX SYS INC (177376100) 2,000 $205k
BLACKROCK MUNIHLDS INVSTM QL (09254P108) 16,000 $204k
BLACKROCK MUNIVEST FD INC (09253R105) 24,600 $203k
WESTERN ASST MNGD MUN FD INC (95766M105) 16,000 $203k
BLACKROCK MUNIYIELD FD INC (09253W104) 16,000 $200k
Pimco Muni Income II (72200w106) 15,000 $200k
WESTERN ASSET MUN DEF OPP TR (95768A109) 10,000 $195k
BLACKROCK MUNIHOLDINGS FD IN (09253N104) 13,000 $191k
BLACKROCK MUNIVEST FD II INC (09253T101) 14,375 $188k
NUVEEN MUNICIPAL CREDIT INC (67070X101) 14,000 $188k
NUVEEN ENHANCED MUN VALUE FD (67074M101) 14,000 $180k
TEMPLETON DRAGON FD INC (88018T101) 10,187 $173k
ALGONQUIN PWR UTILS CORP (015857105) 16,277 $164k
MFS GOVT MKTS INCOME TR (552939100) 36,184 $162k
FIRST TRUST MORTGAGE INCM FD (33734E103) 11,029 $144k
SEQUENTIAL BRNDS GROUP INC N (81734P107) 178,438 $143k
WESTERN ASSET CLYM INFL SEC (95766Q106) 12,682 $134k
NEW SR INVT GROUP INC (648691103) 32,175 $133k
BLACKROCK INCOME TR INC (09247F100) 22,292 $126k
LAZARD WORLD DIVID & INCOME (521076109) 10,332 $88k
Aegon NV (007924103) 13,971 $65k

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