GALAXY INVESTMENT MANAGEMENT, LLC

Galaxy Investment Management, LLC is a DE Limited Liability Company that provides financial advisory services. The firm has four employees, all of whom are advisors. As the number of clients served is unspecified, its SEC status is "Approved" and it was registered on March 22, 2019.

• GALAXY FUND MANAGEMENT, LLC

  MANAGING MEMBER owns less than 5%

• GALAXY IM HOLDINGS, LLC

  OWNER owns 75% or more

• SETH BARRON LIPSAY

  CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER owns less than 5%

• DEANNE RUTH LIPSAY

  TRUSTEE

• DENISE PERRY

  TRUSTEE

• GNREP II CORP.

  GENERAL PARTNER

• GNREP II, LP

  OWNER owns 75% or more

• LIPSAY FAMILY TRUST NO. 1

  LIMITED PARTNER owns more than 50% but less than 75%

• SETH BARRON LIPSAY

  OWNER AND MANAGING MEMBER owns 75% or more

• SETH BARRON LIPSAY

  LIMITED PARTNER owns more than 25% but less than 50%

• SETH BARRON LIPSAY

  SHAREHOLDER, PRESIDENT owns more than 50% but less than 75%

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