Gofen and Glossberg LLC

GOFEN AND GLOSSBERG, L.L.C., a DE Limited Liability Company, employs 27 professionals, including 14 advisory positions, and currently serves 11 clients. Their SEC status is approved and their registration date is May 6, 1997.

• CHARLES SAMUEL GOFEN

  EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER owns more than 10% but less than 25%

• DANIEL JOHN SOBOL

  L.L.C. MEMBER / PORTFOLIO MANAGER owns more than 10% but less than 25%

• HONGWU WANG

  L.L.C. MEMBER/CHIEF INFORMATION OFFICER owns less than 5%

• JAMES GORDON BOROVSKY

  EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER owns more than 10% but less than 25%

• JOHN WILLIAM MYERS

  L.L.C. MEMBER / PORTFOLIO MANAGER owns more than 10% but less than 25%

• JONATHAN TODD VREE

  L.L.C. MEMBER/PORTFOLIO MANAGER owns more than 5% but less than 10%

• JOSEPH BERKSON GLOSSBERG

  L.L.C. MEMBER / PORTFOLIO MANAGER owns less than 5%

• MARK BROWN

  L.L.C. MEMBER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER owns more than 5% but less than 10%

• MARK R. GOODMAN

  L.L.C. MEMBER / PORTFOLIO MANAGER owns less than 5%

• MARY PATRICIA BURKE

  L.L.C. MEMBER/SENIOR RESEARCH ANALYST owns more than 5% but less than 10%

• MICHAEL JOSEPH STELMACKI

  EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR owns more than 10% but less than 25%

• PETER BEHR KUPFERBERG

  EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER owns more than 10% but less than 25%

• WILLIAM HAROLD GOFEN

  L.L.C. MEMBER / PORTFOLIO MANAGER owns less than 5%

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