GUGGENHEIM CORPORATE FUNDING, LLC

Guggenheim Corporate Funding, LLC is a Limited Liability Company based in Delaware with a registration date of April 25, 2019. As of its latest SEC filing, the company has 2 employees and its status is listed as 120-Day Approval, although the number of clients served is unknown.

• GUGGENHEIM FUNDS SERVICES, LLC

  MEMBER owns 75% or more

• JONATHAN DAVID HERRICK

  CHIEF COMPLIANCE OFFICER - BD owns less than 5%

• KEVIN MAURICE ROBINSON

  CHIEF LEGAL OFFICER owns less than 5%

• ROBERT TREVOR JEE

  CHIEF COMPLIANCE OFFICER - IA owns less than 5%

• YING Z CHAN

  CHIEF FINANCIAL OFFICER / FINOP owns less than 5%

• CONSOLIDATED INVESTMENT SERVICES, INC.

  SHAREHOLDER owns 75% or more

• GI HOLDCO II LLC

  MEMBER owns 75% or more

• GI HOLDCO LLC

  MEMBER owns 75% or more

• GMI GPIMH, LLC

  MANAGING MEMBER

• GREATBANC TRUST COMPANY, TRUSTEE

  TRUSTEE

• GUGGENHEIM CAPITAL, LLC

  SHAREHOLDER owns 75% or more

• GUGGENHEIM MANAGER, INC.

  MEMBER owns 75% or more

• GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC

  MEMBER owns 75% or more

• GUGGENHEIM PARTNERS, LLC

  MEMBER owns 75% or more

• SAGE ASSETS, INC.

  MEMBER owns more than 25% but less than 50%

• SAMMONS ENTERPRISES, INC.

  SHAREHOLDER owns 75% or more

• SAMMONS ENTERPRISES, INC. ESOT

  SHAREHOLDER owns 75% or more

• SAMMONS EQUITY ALLIANCE, INC.

  SHAREHOLDER owns 75% or more

• Madryn Asset Management LP
• Allocaterite Inc
• FOX Point Capital Management LLC
• Harvest Partners LP
• Brigade Capital Management LP
• Hermes GPE USA Inc
• Stone Ridge Asset Management LLC
• Veritas Capital Fund Management LLC
• Argand Partners LP
• Silver Ridge Asset Management US LP