Guggenheim Funds Distributors LLC

Guggenheim Funds Distributors LLC, a Delaware LLC, employs 300 people, of which 8 are in advisory roles, and has an unknown number of clients. The company's SEC status is listed as approved with a registration date of August 26, 1997.

• AMY JO LEE

  VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY owns less than 5%

• DENNIS RYAN METZGER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• DOMINICK NMN COGLIANDRO

  CHIEF OPERATING OFFICER owns less than 5%

• DOUGLAS CLARK MANGINI

  SENIOR VICE PRESIDENT owns less than 5%

• ELISABETH ANN MILLER

  VICE PRESIDENT owns less than 5%

• GUGGENHEIM FUNDS SERVICES, LLC

  MEMBER owns 75% or more

• JERRY WILLIAM MILLER

  CHIEF EXECUTIVE OFFICER AND PRESIDENT owns less than 5%

• JULIE ANN JACQUES

  TREASURER owns less than 5%

• KEVIN MICHAEL MCGOVERN

  VICE PRESIDENT owns less than 5%

• CONSOLIDATED INVESTMENT SERVICES, INC.

  SHAREHOLDER owns 75% or more

• GI HOLDCO II, LLC

  MEMBER owns 75% or more

• GI HOLDCO, LLC

  MEMBER owns 75% or more

• GMI GPIMH, LLC

  MANAGING MEMBER

• GREATBANC TRUST COMPANY, TRUSTEE

  TRUSTEE

• GUGGENHEIM CAPITAL, LLC

  MEMBER owns 75% or more

• GUGGENHEIM MANAGER, INC.

  MEMBER owns 75% or more

• GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC

  MEMBER owns 75% or more

• GUGGENHEIM PARTNERS, LLC

  MEMBER owns 75% or more

• SAGE ASSETS, INC.

  MEMBER owns more than 25% but less than 50%

• SAMMONS ENTERPRISES, INC.

  SHAREHOLDER owns 75% or more

• SAMMONS ENTERPRISES, INC. ESOT

  SHAREHOLDER owns 75% or more

• SAMMONS EQUITY ALLIANCE, INC.

  SHAREHOLDER owns 75% or more

• Tradewise Advisors Inc
• Phalanx Capital Management LLC
• GEM Capital LP
• Tradelink Capital LLC
• Prospect Partners LLC
• Wellspring Capital Advisors LLC
• GREY Street Capital LLC
• Wintrust Investments LLC
• Wishbone Management LP
• Blue Vista Capital LLC