H BECK Inc

H. BECK, INC., a Maryland-based corporation, currently has 410 employees with 390 in advisory roles and serves 287 clients. This firm holds an SEC-approved registration since October 6, 1999.

• BILLY JR SHANK

  VICE PRESIDENT, INVESTMENT ADVISORY owns less than 5%

• CHRISTOPHER RYAN ROBERTS

  SENIOR VICE PRESIDENT & SALES SUPPORT owns less than 5%

• CLINELLE ARMINTA JEAN

  PRINCIPAL TRADER owns less than 5%

• COURTNEY E. HOLDEN

  ASSISTANT SECRETARY owns less than 5%

• JAMES LYNN POER

  ASSISTANT VICE PRESIDENT & DIRECTOR owns less than 5%

• JASON R ALBINO

  SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER owns less than 5%

• JOEL VAN BENNETT

  ASSISTANT VICE PRESIDENT owns less than 5%

• JOHN PATRICK VANDERHEYDEN

  ASSISTANT VICE PRESIDENT & DIRECTOR owns less than 5%

• KESTRA FINANCIAL INC.

  100 % SHAREHOLDER owns 75% or more

• MICHELLE ANNE BARRY

  PRESIDENT owns less than 5%

• ROBERT BREDT NORWOOD

  ASSISTANT VICE PRESIDENT & DIRECTOR owns less than 5%

• SCOTT CARL THORSON

  FNOP, EXECUTIVE VICE PRESIDENT, TREASURER & CHIEF OPERATING OFFICER owns less than 5%

• YIN YIN

  ASSISTANT SECRETARY owns less than 5%

• KESTRA ADVISOR SERVICES HOLDING A, INC.

  OWNER owns 75% or more

• KESTRA ADVISOR SERVICES HOLDING B, INC.

  OWNER owns 75% or more

• KESTRA ADVISOR SERVICES HOLDING C, INC.

  OWNER owns 75% or more

• KINGFISHER HOLDING A, INC.

  OWNER owns 75% or more

• KINGFISHER HOLDING B, INC.

  OWNER owns 75% or more

• KINGFISHER HOLDING GP, LLC

  GENERAL PARTNER owns 75% or more

• KINGFISHER HOLDING, L.P.

  OWNER owns 75% or more

• WARBURG PINCUS FINANCIAL SECTOR, L.P.

  LIMITED PARTNER owns more than 25% but less than 50%

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