Instinet LLC

INSTINET, LLC is a NY Limited Liability Company with 203 employees, including 43 in advisory roles, and it serves 126 clients. As an SEC-approved firm, it has been providing reliable financial services to its clients since October 26, 2016.

• ALICE M KENNIFF

  ASSOCIATE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISER) owns less than 5%

• CHRISTOPHER PETER ULZ

  CHIEF COMPLIANCE OFFICER (BROKER-DEALER, CBOE/C2) owns less than 5%

• FARON ROSS WEBB

  GENERAL COUNSEL owns less than 5%

• INSTINET HOLDINGS INCORPORATED

  DIRECT OWNER owns 75% or more

• IRENE ANN HALPIN

  ASSOCIATE GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER ( BROKER DEALER, NON-CBOE/C2) AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER owns less than 5%

• LAURE E RICHMOND

  CHIEF FINANCIAL OFFICER owns less than 5%

• LUKE MAURO

  HEAD OF OPERATIONS owns less than 5%

• MARK JAMES GOVONI

  PRESIDENT owns less than 5%

• JULIE MARIE SISKOVIC

  CHIEF COMPLIANCE OFFICER (BROKER-DEALER, CBOE/C2) owns less than 5%

• INSTINET INCORPORATED

  DIRECT OWNER owns 75% or more

• NHI ACQUISITION HOLDING INC.

  DIRECT OWNER owns 75% or more

• NOMURA HOLDINGS, INC.

  DIRECT OWNER owns 75% or more

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