Kestra Institutional Services LLC

Kestra Institutional Services LLC, a Texas-based Limited Liability Company, employs a team of 10 experts operating in advisory roles. While the number of clients they serve remains unknown, the firm is registered with the SEC and continues to operate following an approval status granted on October 23rd, 2009.

• JAMES LYNN POER

  CHIEF EXECUTIVE OFFICER, PRESIDENT owns less than 5%

• JOEL VAN BENNETT

  SVP, CHIEF FINANCIAL OFFICER owns less than 5%

• KESTRA FINANCIAL, INC.

  MANAGING MEMBER owns 75% or more

• KRISTEN LAWLESS CHESTER

  CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT owns less than 5%

• MICHAEL ROSS PEDLOW

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ROBERT BREDT NORWOOD

  EVP, GENERAL COUNSEL owns less than 5%

• YIN YIN

  VICE PRESIDENT, CONTROLLER owns less than 5%

• JOHN PATRICK VANDERHEYDEN

  EVP, STRATEGIC INITIATIVES owns less than 5%

• KEVIN LEE WITT

  SVP, CHIEF TECHNOLOGY OFFICER/CHIEF INFORMATION SECURITY OFFICER owns less than 5%

• KESTRA ADVISOR SERVICES HOLDINGS A, INC.

  OWNER owns 75% or more

• KESTRA ADVISOR SERVICES HOLDINGS B, INC.

  OWNER owns 75% or more

• KESTRA ADVISOR SERVICES HOLDINGS C, INC.

  OWNER owns 75% or more

• KESTRA FINANCIAL HOLDINGS LP

  OWNER owns 75% or more

• TRIDENT VI PARALLEL FUND, L.P.

  LIMITED PARTNER owns more than 25% but less than 50%

• TRIDENT VI, L.P.

  LIMITED PARTNER owns more than 25% but less than 50%

• KINGFISHER HOLDING A, INC.

  OWNER owns 75% or more

• KINGFISHER HOLDING B, INC.

  OWNER owns 75% or more

• KINGFISHER HOLDING GP, LLC

  GENERAL PARTNER

• KINGFISHER HOLDING, L.P.

  OWNER owns 75% or more

• WARBURG PINCUS FINANCIAL SECTOR, L.P.

  LIMITED PARTNER owns more than 25% but less than 50%

• Enclave Advisors LLC
• Oakwell Private Wealth Management
• Ancient ART LP
• INTELLIGENT WEALTH SOLUTIONS LLC
• SALI Fund Management LLC
• Oasis Capital Partners Texas Inc
• Avondale Wealth Management LLC
• ATOM Investors LP
• Artemis Capital Advisers LP
• Durbin Bennett Private Wealth Management LLC