KMS Financial Services Inc

Full Contact Details

KMS Financial Services Inc

2001 SIXTH AVE STE 2801, SEATTLE, WA

[206]441-2885

[206]448-4764

Other Info

KMS Financial Services Inc is legally known as KMS FINANCIAL SERVICES, INC.. It is a WA Corporation. This firm has 419 employees, of which 377 are employees in advisory roles. It serves 2951 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Apr 6, 1976.

Weinand

© 2019 by Weinand Financial. Proudly created by Jacqueline DorseyAt Weinand Financial, we offer securities and advisory services in states where licensed, exclusively through representatives of KMS Financial Services, Inc., Member FINRA/SIPC and an SEC Registered Investment Advisor.8120 Freedom L…

Quint Financial Group | Investment Advisory Boise

We specialize in helping widows, those recently divorced, and people who are soon-to-be or have just retired as they step into unexpected passageways in Boise.

Riggs Wealth Management

Are your funds scoring high? Riggs Wealth Management helps businesses and individuals to evaluate their investments. Licensed Fiduciary.

Insurance Agents – Vancouver, Longview, White Salmon, Portland, The Dalles | Bryant and Associates

The insurance agents at Bryant & Associates practice integrity and honesty with each of our clients in the Portland metro area.

Home | Ball Wealth Management

MENU About TeamMissionProducts and ServicesUseful LinksBlogResource Center RetirementEstateInvestmentInsuranceMoneyLifestyleTools GlossaryTax ResourcesBlogContact The Cycle of Investing Understanding the cycle of investing may help you avoid easy pitfalls. Learn More Social Security: By the Numbe…

Home

503-680-9500 Menu HomeAbout Us Our CompanyOur TeamOur ServicesInsights RetirementEstateInvestmentInsuranceTaxMoneyLifestyleClient Center Account AccessTools GlossaryTax ResourcesContact Don't Buy The Hype There are a lot of misconceptions about Social Security. Here’s the truth about three of …

Home - Lunaria Financial Planning Portland Oregon

Home About Us Wealth Management Financial Planning Investment Management Financial Education Client Portal Resources Contact Welcome Contact us (503) 452-7000 or [email protected] Home About Us Wealth Management Financial Planning Investment Management Financial Education Client Portal Resou…

Home | Mallery Financial

Client Login Search this site: Phone 541.687.7678 [email protected] HomeAboutFrom Our PerspectiveFiduciary Standard of CareStephen Mallery BioServicesFor IndividualsTwo Service ModelsFinancial PlanningInvestment ServicesRisk ManagementInsuranceRetirement PlanningTax PlanningT…

Columbia Benefit Consulting

Columbia Benefit Consulting of Oregon City, Oregon offers informed financial services. Benefit from our integrity and experience as you prepare for the future.

Direct Owners

ADAM SCOTT MALAMED
DIRECTOR owns less than 5%
AILEEN GAIL KROHN
EXECUTIVE VICE PRESIDENT - OPERATIONS owns less than 5%
ANTHONY GLEN CURRAN
VICE PRESIDENT/ADVISORY OPERATIONS owns less than 5%
BRETT H KAUFMAN
DIRECTOR owns less than 5%
BRUCE J KING
CHIEF TECHNOLOGY OFFICER owns less than 5%
CASEY WILLIAM DOUGHERTY
CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER owns less than 5%
CATHERINE BRENDA LAU-BINGHAM
VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE owns less than 5%
DEANNA LYNN ARNOLD-FRADY
VICE PRESIDENT/STRATEGIC GROWTH owns less than 5%
DOUGLASS COLLEY MCCRAE
VICE PRESIDENT OF SURVEILLANCE owns less than 5%
ERIC STANLEY WESTBERG
CHAIRMAN EMERITUS owns less than 5%
ERINN JUNE FORD
PRESIDENT & CEO owns less than 5%
HOWARD JOSEPH ENGLEHART
VICE PRESIDENT OF BUSINESS DEVELOPMENT owns less than 5%
JEFFREY SCOTT SIMS
CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER owns less than 5%
JOSEPH JR GIOVANNIELLO
DIRECTOR owns less than 5%
LADENBURG THALMANN FINANCIAL SERVICES INC
OWNER owns 75% or more
LINDA LEE HARRINGTON
VICE PRESIDENT OF ADVISORY COMPLIANCE owns less than 5%
LUCA OMAR PROCEL
VICE PRESIDENT OF SUPERVISION owns less than 5%
MARK CHRISTOPHER ZELLERHOFF
VICE PRESIDENT/ BROKERAGE OPERATIONS owns less than 5%
MELISSA ANN LAMARCHE
ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST owns less than 5%
PHILIP SALVATORE BLANCATO
DIRECTOR owns less than 5%
SONJA YATES SEYMOUR
VICE PRESIDENT / INFORMATION SYSTEMS owns less than 5%
DOREEN LOUISE GRIFFITH
CHIEF TECHNOLOGY OFFICER owns less than 5%

Firms Located Nearby

All Firms Located Nearby

News

Top Holdings

Period of report: Sep 30, 2014 | Effectiveness Date: Nov 17, 2014

VANGUARD INDEX FDS GROWTH ETF $33,217k
Apple Inc $26,282k
Berkshire Hathaway, Inc. $21,119k
VANGUARD WHITEHALL FDS INC $18,484k
VANGUARD BD INDEX FD INC $18,099k
VANGUARD GROUP $16,274k
VANGUARD BD INDEX FD INC TOTAL BND MRKT $12,156k
JOHNSON & JOHNSON $11,876k
GENERAL ELECTRIC CO $10,324k
MICROSOFT CORP $10,236k

All Holdings of the KMS Financial Services Inc