KMS Financial Services Inc
Legal Name: KMS FINANCIAL SERVICES, INC.
Full Contact Details
KMS Financial Services Inc
2001 SIXTH AVE STE 2801, SEATTLE, WA
[206]441-2885
[206]448-4764
Other Info
KMS Financial Services Inc is legally known as KMS FINANCIAL SERVICES, INC.. It is a WA Corporation. This firm has 419 employees, of which 377 are employees in advisory roles. It serves 2951 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Apr 6, 1976.
KMS Financial Services, Inc.
2001 Sixth Avenue, Suite 2801Seattle, Wa. 98121Phone: 206.441.2885 About KMS Our Story Our Commitment Executive Team Ladenburg Thalmann In the News KMS for Advisors The KMS Difference Services & Support Client Quarterly Safeguarding Information Account Access Account Access Your KMS Advisor Investin…
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Direct Owners
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ADAM SCOTT MALAMED
DIRECTOR owns less than 5%
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AILEEN GAIL KROHN
EXECUTIVE VICE PRESIDENT - OPERATIONS owns less than 5%
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ANTHONY GLEN CURRAN
VICE PRESIDENT/ADVISORY OPERATIONS owns less than 5%
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BRETT H KAUFMAN
DIRECTOR owns less than 5%
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BRUCE J KING
CHIEF TECHNOLOGY OFFICER owns less than 5%
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CASEY WILLIAM DOUGHERTY
CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER owns less than 5%
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CATHERINE BRENDA LAU-BINGHAM
VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE owns less than 5%
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DEANNA LYNN ARNOLD-FRADY
VICE PRESIDENT/STRATEGIC GROWTH owns less than 5%
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DOUGLASS COLLEY MCCRAE
VICE PRESIDENT OF SURVEILLANCE owns less than 5%
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ERIC STANLEY WESTBERG
CHAIRMAN EMERITUS owns less than 5%
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ERINN JUNE FORD
PRESIDENT & CEO owns less than 5%
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HOWARD JOSEPH ENGLEHART
VICE PRESIDENT OF BUSINESS DEVELOPMENT owns less than 5%
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JEFFREY SCOTT SIMS
CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER owns less than 5%
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JOSEPH JR GIOVANNIELLO
DIRECTOR owns less than 5%
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LADENBURG THALMANN FINANCIAL SERVICES INC
OWNER owns 75% or more
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LINDA LEE HARRINGTON
VICE PRESIDENT OF ADVISORY COMPLIANCE owns less than 5%
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LUCA OMAR PROCEL
VICE PRESIDENT OF SUPERVISION owns less than 5%
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MARK CHRISTOPHER ZELLERHOFF
VICE PRESIDENT/ BROKERAGE OPERATIONS owns less than 5%
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MELISSA ANN LAMARCHE
ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST owns less than 5%
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PHILIP SALVATORE BLANCATO
DIRECTOR owns less than 5%
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SONJA YATES SEYMOUR
VICE PRESIDENT / INFORMATION SYSTEMS owns less than 5%
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DOREEN LOUISE GRIFFITH
CHIEF TECHNOLOGY OFFICER owns less than 5%
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