KMS Financial Services Inc

Full Contact Details

KMS Financial Services Inc

2001 SIXTH AVE STE 2801, SEATTLE, WA

[206]441-2885

[206]448-4764

Other Info

KMS Financial Services Inc is legally known as KMS FINANCIAL SERVICES, INC.. It is a WA Corporation. This firm has 419 employees, of which 377 are employees in advisory roles. It serves 2951 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Apr 6, 1976.

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Direct Owners

ADAM SCOTT MALAMED
DIRECTOR owns less than 5%
AILEEN GAIL KROHN
EXECUTIVE VICE PRESIDENT - OPERATIONS owns less than 5%
ANTHONY GLEN CURRAN
VICE PRESIDENT/ADVISORY OPERATIONS owns less than 5%
BRETT H KAUFMAN
DIRECTOR owns less than 5%
BRUCE J KING
CHIEF TECHNOLOGY OFFICER owns less than 5%
CASEY WILLIAM DOUGHERTY
CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER owns less than 5%
CATHERINE BRENDA LAU-BINGHAM
VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE owns less than 5%
DEANNA LYNN ARNOLD-FRADY
VICE PRESIDENT/STRATEGIC GROWTH owns less than 5%
DOUGLASS COLLEY MCCRAE
VICE PRESIDENT OF SURVEILLANCE owns less than 5%
ERIC STANLEY WESTBERG
CHAIRMAN EMERITUS owns less than 5%
ERINN JUNE FORD
PRESIDENT & CEO owns less than 5%
HOWARD JOSEPH ENGLEHART
VICE PRESIDENT OF BUSINESS DEVELOPMENT owns less than 5%
JEFFREY SCOTT SIMS
CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER owns less than 5%
JOSEPH JR GIOVANNIELLO
DIRECTOR owns less than 5%
LADENBURG THALMANN FINANCIAL SERVICES INC
OWNER owns 75% or more
LINDA LEE HARRINGTON
VICE PRESIDENT OF ADVISORY COMPLIANCE owns less than 5%
LUCA OMAR PROCEL
VICE PRESIDENT OF SUPERVISION owns less than 5%
MARK CHRISTOPHER ZELLERHOFF
VICE PRESIDENT/ BROKERAGE OPERATIONS owns less than 5%
MELISSA ANN LAMARCHE
ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST owns less than 5%
PHILIP SALVATORE BLANCATO
DIRECTOR owns less than 5%
SONJA YATES SEYMOUR
VICE PRESIDENT / INFORMATION SYSTEMS owns less than 5%
DOREEN LOUISE GRIFFITH
CHIEF TECHNOLOGY OFFICER owns less than 5%

Firms Located Nearby

All Firms Located Nearby

News

Top Holdings

Period of report: Sep 30, 2014 | Effectiveness Date: Nov 17, 2014

VANGUARD INDEX FDS GROWTH ETF $33,217k
Apple Inc $26,282k
Berkshire Hathaway, Inc. $21,119k
VANGUARD WHITEHALL FDS INC $18,484k
VANGUARD BD INDEX FD INC $18,099k
VANGUARD GROUP $16,274k
VANGUARD BD INDEX FD INC TOTAL BND MRKT $12,156k
JOHNSON & JOHNSON $11,876k
GENERAL ELECTRIC CO $10,324k
MICROSOFT CORP $10,236k

All Holdings of the KMS Financial Services Inc