Avoid Fraud, Get The Facts, And Find The Best
Legal Name: KMS FINANCIAL SERVICES, INC.
Period of report:
Sep 30, 2014
Effectiveness Date:
Nov 17, 2014
Security |
Shares Held / Principal Amount |
Market Value |
Option |
VANGUARD INDEX FDS GROWTH ETF (922908736)
|
333,266 |
$33,217k |
|
Apple Inc (037833100)
|
260,863 |
$26,282k |
|
Berkshire Hathaway, Inc. (084670702)
|
152,880 |
$21,119k |
|
VANGUARD WHITEHALL FDS INC (921946406)
|
278,335 |
$18,484k |
|
VANGUARD BD INDEX FD INC (921937827)
|
226,037 |
$18,099k |
|
VANGUARD GROUP (921908844)
|
211,483 |
$16,274k |
|
VANGUARD BD INDEX FD INC TOTAL BND MRKT (921937835)
|
148,368 |
$12,156k |
|
JOHNSON & JOHNSON (478160104)
|
111,420 |
$11,876k |
|
GENERAL ELECTRIC CO (369604103)
|
402,954 |
$10,324k |
|
MICROSOFT CORP (594918104)
|
220,798 |
$10,236k |
|
AT&T INC (00206R102)
|
253,996 |
$8,951k |
|
VERIZON COMMUNICATIONS (92343V104)
|
178,396 |
$8,918k |
|
Boeing Co/The (097023105)
|
55,629 |
$7,086k |
|
Chevron Corp (166764100)
|
55,852 |
$6,664k |
|
VANGUARD INDEX FDS TOTAL STK MKT (922908769)
|
62,799 |
$6,358k |
|
MCDONALDS CORP (580135101)
|
66,757 |
$6,329k |
|
COCA-COLA CO (191216100)
|
146,156 |
$6,235k |
|
Exxon Mobil Corp (30231G102)
|
60,654 |
$5,704k |
|
PROCTER & GAMBLE CO (742718109)
|
67,478 |
$5,651k |
|
ENTERPRISE PRODS (293792107)
|
127,961 |
$5,157k |
|
ISHARES TR CORE S&P500 ETF (464287200)
|
24,525 |
$4,862k |
|
DUKE ENERGY CORP (26441C204)
|
63,095 |
$4,718k |
|
REYNOLDS AMERICAN INC (761713106)
|
78,245 |
$4,616k |
|
ALTRIA GROUP INC (02209S103)
|
98,004 |
$4,502k |
|
3M CO (88579Y101)
|
31,662 |
$4,486k |
|
JPMORGAN CHASE & CO (46625H100)
|
72,700 |
$4,379k |
|
WELLS FARGO CO NEW (949746101)
|
83,171 |
$4,314k |
|
ConocoPhillips (20825C104)
|
55,325 |
$4,233k |
|
STARBUCKS CORP (855244109)
|
56,099 |
$4,233k |
|
RAYTHEON (755111507)
|
41,363 |
$4,203k |
|
RESOURCE CAP CORP (76120W302)
|
857,299 |
$4,175k |
|
PEPSICO INC (713448108)
|
44,156 |
$4,111k |
|
WASTE MGMT INC DEL (94106L109)
|
85,739 |
$4,075k |
|
GOOGLE INC (38259P508)
|
6,881 |
$4,037k |
|
POWERSHARES ETF TRUST (73935X286)
|
89,977 |
$4,026k |
|
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
20,385 |
$4,016k |
|
KIMBERLY CLARK CORP (494368103)
|
37,165 |
$3,998k |
|
POWERSHARES QQQ TRUST (73935A104)
|
40,130 |
$3,964k |
|
Lockheed Martin Corp (539830109)
|
21,665 |
$3,960k |
|
SCHWAB STRATEGIC TR US DIVIDEND EQ (808524797)
|
97,270 |
$3,751k |
|
ISHARES (464287556)
|
13,589 |
$3,718k |
|
PHILIP MORRIS INTL (718172109)
|
43,651 |
$3,641k |
|
JPMORGAN CHASE & CO (46625H365)
|
67,008 |
$3,557k |
|
Facebook Inc (30303M102)
|
44,807 |
$3,542k |
|
BERKSHIRE HATHAWAY (084670108)
|
17 |
$3,517k |
|
ISHARES TR RUS 1000 VAL ETF (464287598)
|
34,715 |
$3,475k |
|
Caterpillar Inc (149123101)
|
34,978 |
$3,464k |
|
INTEL CORP (458140100)
|
97,808 |
$3,406k |
|
FORD MOTOR CO (345370860)
|
228,785 |
$3,384k |
|
LILLY ELI & CO (532457108)
|
51,587 |
$3,345k |
|
SCHWAB STRATEGIC TR SCHWAB (808524763)
|
119,887 |
$3,315k |
|
VANGUARD INDEX FDS REAL ESTATE ETF (922908553)
|
45,683 |
$3,282k |
|
POWERSHARES ETF TRUST II (73936Q744)
|
90,124 |
$3,234k |
|
WALMART INC COM (931142103)
|
39,746 |
$3,039k |
|
SPDR GOLD TR GOLD (78463V107)
|
25,892 |
$3,009k |
|
ISHARES TR CORE S&P MCP ETF (464287507)
|
21,725 |
$2,971k |
|
VISA INC COM CL A (92826C839)
|
13,872 |
$2,960k |
|
ISHARES TR CORE S&P SCP ETF (464287804)
|
27,913 |
$2,911k |
|
MERCK & CO INC (58933Y105)
|
49,086 |
$2,910k |
|
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF (921943858)
|
72,385 |
$2,877k |
|
KRAFT FOODS GROUP INC (50076Q106)
|
49,261 |
$2,778k |
|
SELECT SECTOR SPDR (81369Y506)
|
28,081 |
$2,545k |
|
ISHARES (464287168)
|
33,780 |
$2,495k |
|
BP PRUDHOE BAY RTY TR (055630107)
|
26,334 |
$2,481k |
|
VANGUARD INTL EQUITY INDEX FD (922042676)
|
44,405 |
$2,418k |
|
KINDER MORGAN ENERGY PARTNER (494550106)
|
25,911 |
$2,417k |
|
KINDER MORGAN INC (49456B101)
|
61,604 |
$2,362k |
|
COLGATE PALMOLIVE CO (194162103)
|
36,160 |
$2,358k |
|
COSTCO WHSL CORP (22160K105)
|
18,546 |
$2,324k |
|
Bristol-Myers Squibb Co (110122108)
|
45,364 |
$2,322k |
|
DOMINION ENERGY INC (25746U109)
|
32,844 |
$2,269k |
|
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF (922042858)
|
54,091 |
$2,256k |
|
POWERSHARES ETF TRUST (73935X799)
|
33,975 |
$2,163k |
|
GLAXOSMITHKLINE PLC (37733W105)
|
47,040 |
$2,162k |
|
THE HERSHEY COMPANY (427866108)
|
22,382 |
$2,136k |
|
GENUINE PARTS CO (372460105)
|
24,343 |
$2,135k |
|
ISHARES TR RUS 1000 ETF (464287622)
|
19,345 |
$2,125k |
|
GOLDMAN SACHS GROUP (38141G104)
|
11,542 |
$2,119k |
|
PLAINS ALL AMERN PIP (726503105)
|
35,944 |
$2,116k |
|
NEW YORK CMNTY BANCORP INC (649445103)
|
133,148 |
$2,113k |
|
ALPS ALERIAN MLP ETF (00162Q866)
|
107,620 |
$2,063k |
|
RYDEX ETF TRUST (78355W106)
|
26,896 |
$2,038k |
|
PIMCO ETF TR (72201R833)
|
19,854 |
$2,012k |
|
GENERAL MILLS INC (370334104)
|
39,803 |
$2,008k |
|
EXELON CORP (30161N101)
|
58,708 |
$2,001k |
|
CLOROX CO (189054109)
|
20,822 |
$2,000k |
|
CONSOLDTD EDISON INC (209115104)
|
35,152 |
$1,992k |
|
ISHARES TR CORE HIGH DV ETF (46429B663)
|
26,101 |
$1,964k |
|
ROYAL BK SCOTLAND GROUP PLC (780097804)
|
75,262 |
$1,946k |
|
US BANCORP DEL (902973304)
|
46,433 |
$1,942k |
|
DU PONT E I DE NEMOURS & CO CO (263534109)
|
26,966 |
$1,935k |
|
HOME DEPOT INC (437076102)
|
20,582 |
$1,888k |
|
VANGUARD INDEX FDS SM CP VAL ETF (922908611)
|
18,866 |
$1,882k |
|
SPDR SERIES TRUST (78464A698)
|
49,267 |
$1,865k |
|
INTL BUSINESS MCHN (459200101)
|
9,821 |
$1,864k |
|
HEALTH CARE REIT INC (42217K106)
|
29,517 |
$1,841k |
|
CONAGRA BRANDS INC (205887102)
|
54,011 |
$1,785k |
|
PFIZER INC (717081103)
|
59,989 |
$1,774k |
|
ENERGY TRANSFER PRTNRS L P UNIT LTD (29273R109)
|
27,579 |
$1,765k |
|
Amazon.com Inc (023135106)
|
5,390 |
$1,738k |
|
ABBOTT LABS (002824100)
|
40,722 |
$1,694k |
|
ISHARES RUS (464287689)
|
14,462 |
$1,689k |
|
MONDELEZ INTL INC (609207105)
|
48,961 |
$1,678k |
|
TARGET CORPORATION (87612E106)
|
26,648 |
$1,670k |
|
AEP (025537101)
|
31,132 |
$1,625k |
|
ISHARES TR RUS 1000 GRW ETF (464287614)
|
17,707 |
$1,622k |
|
Tesla Inc (88160R101)
|
6,634 |
$1,610k |
|
ISHARES TR (464287176)
|
14,316 |
$1,604k |
|
REALTY INCOME CORP (756109104)
|
38,846 |
$1,585k |
|
NIKE INC (654106103)
|
17,170 |
$1,532k |
|
Bank of America Corp. (060505104)
|
89,313 |
$1,523k |
|
VANGUARD INDEX FDS MCAP VL IDXVIP (922908512)
|
17,899 |
$1,520k |
|
BROOKFIELD RENEWABLE (G16258108)
|
49,300 |
$1,502k |
|
CAMPBELL SOUP CO (134429109)
|
35,060 |
$1,498k |
|
ISHARES TR (464288687)
|
37,766 |
$1,493k |
|
VANGUARD BD INDEX FD INC (921937819)
|
17,716 |
$1,493k |
|
BROOKFIELD INFR PRTR (G16252101)
|
38,790 |
$1,474k |
|
DOUBLELINE INCOME (258622109)
|
67,909 |
$1,470k |
|
AMGEN INC (031162100)
|
10,201 |
$1,433k |
|
ALLIANZGI CONV & INCOME FD I (018825109)
|
152,919 |
$1,396k |
|
CVS HEALTH CORP (126650100)
|
17,528 |
$1,395k |
|
GILEAD SCIENCES INC (375558103)
|
12,852 |
$1,368k |
|
BRITISH AMER TOB PLC (110448107)
|
11,999 |
$1,357k |
|
ANNALY CAP MGMT INC (035710409)
|
126,201 |
$1,348k |
|
SELECT SECTOR SPDR TR SBI HEALTHCARE (81369Y209)
|
20,721 |
$1,324k |
|
NORFOLK SOUTHERN (655844108)
|
11,784 |
$1,315k |
|
ISHARES TR S&P 500 VAL ETF (464287408)
|
14,404 |
$1,297k |
|
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD (92206C409)
|
15,836 |
$1,265k |
|
RYDEX ETF TRUST (78355W403)
|
16,090 |
$1,242k |
|
VANGUARD INDEX FDS SMALL CP ET (922908751)
|
11,173 |
$1,236k |
|
Netflix Inc (64110L106)
|
2,736 |
$1,234k |
|
DISNEY WALT CO (254687106)
|
13,788 |
$1,228k |
|
ISHARES TR RUSSELL 2000 ETF (464287655)
|
11,207 |
$1,226k |
|
MATTEL INC (577081102)
|
39,933 |
$1,224k |
|
ISHARES TR RUS MDCP VAL ETF (464287473)
|
17,456 |
$1,222k |
|
GAS NAT INC (367204104)
|
102,785 |
$1,214k |
|
FIRST TR MORNINGSTAR DIV LEA (336917109)
|
51,638 |
$1,208k |
|
Royal Dutch Shell PLC (780259206)
|
15,768 |
$1,200k |
|
CHICAGO BRIDGE & (167250109)
|
20,196 |
$1,168k |
|
MAGELLAN MIDSTREAM (559080106)
|
13,867 |
$1,167k |
|
QUALCOMM INC (747525103)
|
15,371 |
$1,149k |
|
GREENBRIER COS INC (393657101)
|
15,200 |
$1,115k |
|
WESTERN ASSET CLYM INFL OPP (95766R104)
|
96,070 |
$1,113k |
|
METLIFE INC (59156R108)
|
20,602 |
$1,107k |
|
UNILEVER PLC (904767704)
|
26,039 |
$1,091k |
|
VANGUARD INDEX FDS VALUE ETF (922908744)
|
13,395 |
$1,088k |
|
PACCAR INC (693718108)
|
18,856 |
$1,072k |
|
VANGUARD WORLD FDS CONSUM STP ETF (92204A207)
|
9,124 |
$1,072k |
|
ISHARES TR IBOXX HI YD ETF (464288513)
|
11,651 |
$1,071k |
|
ISHARES SILVER TRUST (46428Q109)
|
64,668 |
$1,057k |
|
SOUTHERN CO (842587107)
|
23,993 |
$1,047k |
|
Schlumberger Ltd (806857108)
|
10,212 |
$1,039k |
|
KINDER MORGAN MANAGEMENT LLC (49455U100)
|
10,979 |
$1,034k |
|
CLAYMORE EXCHANGE TRD FD TR (18383M555)
|
46,263 |
$1,033k |
|
ISHARES TR CORE US AGGBD ET (464287226)
|
9,415 |
$1,027k |
|
CISCO SYSTEMS INC (17275R102)
|
40,295 |
$1,014k |
|
UNION PAC CORP (907818108)
|
9,324 |
$1,011k |
|
CLAYMORE EXCHANGE TRD FD TR (18383M506)
|
40,920 |
$996k |
|
ISHARES (464287465)
|
15,418 |
$989k |
|
PROSHARES TR (74347B300)
|
40,062 |
$988k |
|
UNITED PARCEL SERVIC (911312106)
|
10,013 |
$984k |
|
PIMCO INCOME OPPORTUNITY FD (72202B100)
|
35,375 |
$976k |
|
ENTERGY CORP (29364G103)
|
12,601 |
$974k |
|
NOVARTIS AG (66987V109)
|
10,304 |
$970k |
|
ISHARES TR CORE S&P TTL STK (464287150)
|
10,676 |
$958k |
|
LINN ENERGY LLC (536020100)
|
30,954 |
$933k |
|
SPDR DOW JONES INDL (78467X109)
|
5,473 |
$931k |
|
American Express Co. (025816109)
|
10,584 |
$927k |
|
SPDR S&P DIVIDEND (78464A763)
|
12,343 |
$925k |
|
ISHARES TR RUS MD CP GR ETF (464287481)
|
10,119 |
$894k |
|
DUFF & PHELPS GLB UTL INC FD (26433C105)
|
41,264 |
$878k |
|
ABB LTD (000375204)
|
38,880 |
$871k |
|
POWERSHARES ETF TRUST (73935X427)
|
15,579 |
$861k |
|
ABERDEEN ASIA PACIFIC INCOM (003009107)
|
144,145 |
$850k |
|
Phillips 66 (718546104)
|
10,178 |
$828k |
|
VANGUARD ADMIRAL FDS INC (921932885)
|
8,775 |
$815k |
|
CDN NATL RAILWAY (136375102)
|
11,471 |
$814k |
|
CLAYMORE EXCHANGE TRD FD TR (18383M548)
|
35,553 |
$809k |
|
SENIOR HSG PPTYS TR (81721M109)
|
38,371 |
$803k |
|
WYNN RESORTS LTD (983134107)
|
4,285 |
$802k |
|
PUBLIC STORAGE (74460D109)
|
4,766 |
$790k |
|
VODAFONE GROUP PLC NEW (92857W308)
|
23,563 |
$775k |
|
SPECTRA ENERGY CORP (847560109)
|
19,450 |
$764k |
|
POWER REIT (73933H101)
|
74,713 |
$759k |
|
PEMBINA PIPELINE CORP (706327103)
|
17,966 |
$757k |
|
PRECISION CASTPARTS CORP (740189105)
|
3,176 |
$752k |
|
UNITIL CORP (913259107)
|
23,855 |
$742k |
|
ALLSTATE CORP (020002101)
|
11,989 |
$736k |
|
PLUM CREEK TIMBER CO INC (729251108)
|
18,650 |
$728k |
|
PIMCO INC STRGY FDII (72201J104)
|
69,108 |
$728k |
|
VANGUARD INDEX FDS SML CP GRW ETF (922908595)
|
5,933 |
$714k |
|
POWERSHARES DB CMDTY IDX TRA (73935S105)
|
30,292 |
$703k |
|
SYSCO CORP (871829107)
|
18,382 |
$698k |
|
Aerovironment Inc (008073108)
|
22,708 |
$683k |
|
VANGUARD WORLD FDS (92204A306)
|
5,204 |
$682k |
|
CBRE CLARION GBL (12504G100)
|
81,008 |
$679k |
|
POWERSHARES ETF TR II (73937B886)
|
12,275 |
$676k |
|
UNDER ARMOUR INC COM STK USD0.000333 CLASS A (904311107)
|
9,743 |
$673k |
|
ISHARES TR RUS MID CAP ETF (464287499)
|
4,181 |
$662k |
|
ISHARE (464287192)
|
4,375 |
$660k |
|
Deere & Co (244199105)
|
8,048 |
$660k |
|
SELECT SECTOR SPDR (81369Y704)
|
12,408 |
$659k |
|
CVR PARTNERS LP (126633106)
|
47,847 |
$657k |
|
SPDR INDEX SHS FDS (78463X749)
|
14,671 |
$650k |
|
E M C CORP MASS (268648102)
|
22,204 |
$650k |
|
CONSOLIDATED COMM HLDGS INC (209034107)
|
25,923 |
$649k |
|
HILLTOP HOLDINGS (432748101)
|
32,149 |
$645k |
|
TIMKEN CO (887389104)
|
15,216 |
$645k |
|
COVANTA HOLDINGS (22282E102)
|
30,285 |
$643k |
|
ABBVIE INC (00287Y109)
|
11,097 |
$641k |
|
STURM RUGER & CO INC (864159108)
|
13,168 |
$641k |
|
OCI RES LP (67081B106)
|
28,000 |
$639k |
|
SELECT SECTOR SPDR TR SBI INT-UTILS (81369Y886)
|
14,855 |
$625k |
|
POWERSHARES ETF TRUST (73935X757)
|
18,588 |
$622k |
|
CLAYMORE EXCHANGE TRD FD TR (18383M530)
|
29,243 |
$618k |
|
PIMCO ETF TR (72201R205)
|
11,520 |
$605k |
|
FRANKLIN TEMPLETON LTD DUR I (35472T101)
|
47,612 |
$589k |
|
JOHNSON CTLS INC (478366107)
|
13,260 |
$583k |
|
WESCO AIRCRAFT HLDGS INC (950814103)
|
33,500 |
$583k |
|
CSX CORP (126408103)
|
17,770 |
$570k |
|
ARES CAP CORP (04010L103)
|
35,192 |
$569k |
|
TOTAL SA (89151E109)
|
8,784 |
$566k |
|
TEMPLETON GLOBAL INCOME FD (880198106)
|
70,798 |
$563k |
|
CONSOL ENERGY INC (20854P109)
|
14,705 |
$557k |
|
ISHARES (464288877)
|
10,093 |
$552k |
|
ISHAR (464286509)
|
17,846 |
$548k |
|
EV ENERGY PARTNERS LP (26926V107)
|
15,447 |
$548k |
|
DIAGEO P L C (25243Q205)
|
4,746 |
$548k |
|
EMERSON ELEC CO (291011104)
|
8,723 |
$546k |
|
CAMECO CORP (13321L108)
|
30,875 |
$545k |
|
POWERSHARES ETF TRUST (73935X369)
|
11,771 |
$539k |
|
PROSHARES TR (74347B201)
|
9,558 |
$538k |
|
NORDSTROM INC (655664100)
|
7,862 |
$538k |
|
ADP (053015103)
|
6,464 |
$537k |
|
SPDR SERIES TRUST (78464A862)
|
7,259 |
$533k |
|
EL PASO ENERGY CAP (283678209)
|
9,300 |
$531k |
|
ISHARES (464287242)
|
4,413 |
$522k |
|
ENBRIDGE INC (29250N105)
|
10,891 |
$521k |
|
EBAY INC (278642103)
|
9,157 |
$519k |
|
FIDELITY (316092808)
|
17,074 |
$514k |
|
FASTENAL CO (311900104)
|
11,430 |
$513k |
|
HCP INC (40414L109)
|
12,874 |
$511k |
|
YAHOO INC (984332106)
|
12,421 |
$506k |
|
SIMPSON MANUFACTURIN (829073105)
|
17,352 |
$506k |
|
PIMCO DYN CR& MORTGA (72202D106)
|
22,485 |
$505k |
|
Williams Cos Inc/The (969457100)
|
9,097 |
$504k |
|
VANGUARD WORLD FDS (92204A603)
|
4,969 |
$504k |
|
XCEL ENERGY INC (98389B100)
|
16,472 |
$501k |
|
VANGUARD INTL EQUITY INDEX F (922042775)
|
10,154 |
$500k |
|
MEDTRONIC INC (585055106)
|
8,066 |
$500k |
|
INTEGRYS ENERGY GROUP INC (45822P105)
|
7,701 |
$499k |
|
BP PLC (055622104)
|
11,321 |
$498k |
|
GAMCO NAT RES GOLD & INCOME (36465E101)
|
50,920 |
$496k |
|
PRAXAIR INC (74005P104)
|
3,840 |
$495k |
|
ROYAL BK SCOTLAND GROUP PLC (780097739)
|
19,800 |
$491k |
|
PPG INDUSTRIES INC (693506107)
|
2,475 |
$487k |
|
VANGUARD INDEX FDS S&P 500 ETF SHS (922908363)
|
2,689 |
$486k |
|
HAWAIIAN ELEC INDUSTRIES (419870100)
|
18,260 |
$485k |
|
NOVO-NORDISK AS (670100205)
|
10,163 |
$484k |
|
FIDELITY (316092303)
|
17,589 |
$481k |
|
PPL CORP (69351T106)
|
14,652 |
$481k |
|
FIRSTENERGY CORP (337932107)
|
14,297 |
$480k |
|
ISHARES TR (46429B697)
|
12,651 |
$477k |
|
ISHARES TR S&P 500 GRWT ETF (464287309)
|
4,460 |
$476k |
|
BANK OF COMERCE HLDG (06424J103)
|
77,017 |
$473k |
|
ROYAL BK SCOTLAND GROUP PLC (780097879)
|
18,530 |
$471k |
|
WISDOMTREE TR (97717W208)
|
7,940 |
$471k |
|
SPDR SERIES TRUST (78464A417)
|
11,724 |
$471k |
|
BUCKEYE PARTNERS L P (118230101)
|
5,879 |
$468k |
|
BROWN FORMAN CORP (115637209)
|
5,167 |
$466k |
|
ISHARES TR BARCLAYS 7 10 YR (464287440)
|
4,470 |
$463k |
|
NEXTERA ENERGY INC (65339F101)
|
4,910 |
$461k |
|
MARKET VECTORS ETF TR (57060U100)
|
21,563 |
$461k |
|
ANADARKO PETE (032511107)
|
4,536 |
$460k |
|
HEWLETT PACKARD CO (428236103)
|
12,876 |
$457k |
|
FEDEX CORP (31428X106)
|
2,816 |
$455k |
|
ORACLE CORP (68389X105)
|
11,881 |
$455k |
|
ISHARES (464288885)
|
6,660 |
$453k |
|
VANGUARD WORLD FDS HEALTH CAR (92204A504)
|
3,854 |
$451k |
|
POWERSHARES ETF TRUST II (73936Q769)
|
18,410 |
$447k |
|
Twitter Inc (90184L102)
|
8,653 |
$446k |
|
CABELAS INC (126804301)
|
7,475 |
$440k |
|
BAXTER INTL INC (071813109)
|
6,109 |
$438k |
|
AMERICAN CAPITAL AGENCY CORP (02503X105)
|
20,565 |
$437k |
|
FIRST TR ABERDEEN GLBL OPP F (337319107)
|
31,605 |
$430k |
|
ISHARES TR US AER DEF ETF (464288760)
|
3,970 |
$427k |
|
SPDR SERIES TRUST (78464A870)
|
2,729 |
$426k |
|
BECTON DICKINSON (075887109)
|
3,746 |
$426k |
|
MORGAN STANLEY (617446448)
|
12,140 |
$420k |
|
POWERSHARES ETF TRUST (73935X666)
|
20,170 |
$419k |
|
ASTRAZENECA (046353108)
|
5,797 |
$414k |
|
ISHARES TR (464287457)
|
4,883 |
$413k |
|
UMPQUA HLDGS CORP (904214103)
|
24,972 |
$411k |
|
ROYAL DUTCH SHELL (780259107)
|
5,196 |
$411k |
|
FIRST TR VALUE LINE DIVID IN (33734H106)
|
18,275 |
$410k |
|
COMCAST CORP (20030N101)
|
7,590 |
$408k |
|
TARGA RESOURCES PARTNERS LP (87611X105)
|
5,600 |
$405k |
|
POWERSHARES GLOBAL ETF TRUST (73936T573)
|
14,181 |
$404k |
|
WISDOMTREE TR (97717W422)
|
18,384 |
$403k |
|
SILVER WHEATON CORP (828336107)
|
20,128 |
$401k |
|
OMEGA HEALTHCARE INV (681936100)
|
11,731 |
$401k |
|
INVESCO MORTGAGE CAPITAL INC (46131B100)
|
25,351 |
$399k |
|
POWERSHARES ETF TR II (73937B407)
|
13,266 |
$393k |
|
VANGUARD INDEX FDS MID CAP ETF (922908629)
|
3,333 |
$391k |
|
CLAYMORE EXCHANGE TRD FD TR (18383M522)
|
18,627 |
$391k |
|
MDU RES GROUP INC (552690109)
|
13,942 |
$388k |
|
APACHE CORP (037411105)
|
4,129 |
$388k |
|
Mosaic Co/The (61945C103)
|
8,695 |
$386k |
|
ALCOA INC (013817101)
|
23,947 |
$385k |
|
WARREN RES INC (93564A100)
|
72,362 |
$384k |
|
WHOLE FOODS MKT INC (966837106)
|
9,984 |
$380k |
|
ISHARES GOLD TRUST ISHARES (464285105)
|
32,418 |
$379k |
|
ILLINOIS TOOL WORKS (452308109)
|
4,487 |
$379k |
|
Occidental Petroleum Corp (674599105)
|
3,865 |
$372k |
|
ALLEGHENY TECH INC (01741R102)
|
9,942 |
$369k |
|
ISHARES U (464287739)
|
5,335 |
$369k |
|
SCHWAB STRATEGIC TR SCHWAB (808524771)
|
12,676 |
$368k |
|
SPDR SERIES TRUST (78464A607)
|
4,610 |
$368k |
|
SPROTT PHYSICAL GOLD TRUST (85207H104)
|
36,674 |
$366k |
|
3-D SYS CORP DEL (88554D205)
|
7,902 |
$366k |
|
ISHARES TR RUS 2000 GRW ETF (464287648)
|
2,814 |
$365k |
|
TRAVELERS CO(THE) (89417E109)
|
3,873 |
$364k |
|
ISHARES TR MIN VOL EAFE ETF (46429B689)
|
5,809 |
$364k |
|
ISHARES GLO (464287341)
|
8,217 |
$360k |
|
SNAP-ON INC (833034101)
|
2,964 |
$359k |
|
KEYCORP (493267108)
|
26,550 |
$354k |
|
ISHARES (464287879)
|
3,284 |
$352k |
|
SPDR SERIES TRUST (78464A300)
|
3,425 |
$350k |
|
WALGREEN CO (931422109)
|
5,903 |
$350k |
|
FOSTER L B CO (350060109)
|
7,605 |
$349k |
|
CHESAPEAKE ENERGY (165167107)
|
15,157 |
$348k |
|
FIDELITY (316092709)
|
12,594 |
$344k |
|
CELGENE CORP (151020104)
|
3,618 |
$343k |
|
SUBURBAN PROPANE PAR (864482104)
|
7,689 |
$343k |
|
TRANSCANADA CORP (89353D107)
|
6,629 |
$342k |
|
VANGUARD WORLD FD (921910816)
|
4,403 |
$342k |
|
ETFS GOLD TR (26922Y105)
|
2,877 |
$341k |
|
CREDIT SUISSE NASSAU BRH (22542D852)
|
9,316 |
$335k |
|
ISHARES (464288562)
|
6,549 |
$335k |
|
ROYAL BK SCOTLAND GROUP PLC (780097754)
|
13,300 |
$333k |
|
HEALTHCARE SVCS GRP INC (421906108)
|
11,531 |
$330k |
|
VANGUARD WORLD FDS (92204A876)
|
3,510 |
$321k |
|
PROSPECT CAPITAL CORPORATION (74348T102)
|
32,265 |
$319k |
|
DOUBLELINE OPPORTUNISTIC CR (258623107)
|
13,450 |
$317k |
|
SEMPRA ENERGY (816851109)
|
3,005 |
$317k |
|
ISHA (464287101)
|
3,599 |
$317k |
|
CENTURYLINK INC (156700106)
|
7,728 |
$316k |
|
SPDR SERIES TRUST (78464A359)
|
6,350 |
$315k |
|
HONEYWELL INTL INC (438516106)
|
3,370 |
$314k |
|
MARKET VECTORS ETF TR (57060U605)
|
5,938 |
$314k |
|
CORNING INCORPORATED (219350105)
|
16,213 |
$314k |
|
Halliburton Co (406216101)
|
4,768 |
$308k |
|
ISHARES (464288646)
|
2,910 |
$306k |
|
Baidu Inc (056752108)
|
1,394 |
$304k |
|
Nucor Corp (670346105)
|
5,573 |
$303k |
|
SCHWAB STRATEGIC TR US MID-CAP ETF (808524508)
|
7,821 |
$303k |
|
COVIDIEN PLC (G2554F113)
|
3,491 |
$302k |
|
RYDEX ETF TRUST (78355W601)
|
2,470 |
$302k |
|
SANOFI (80105N105)
|
5,310 |
$300k |
|
SELECT SECTOR SPDR (81369Y803)
|
7,496 |
$299k |
|
WINDSTREAM HLDGS INC (97382A101)
|
27,622 |
$298k |
|
SOURCE CAP INC (836144105)
|
4,556 |
$296k |
|
KAYNE ANDERSON MDSTM ENERGY (48661E108)
|
7,394 |
$296k |
|
SELECT SECTOR SPDR TR SBI CONS STPLS (81369Y308)
|
6,539 |
$295k |
|
TJX COMPANIES INC (872540109)
|
4,968 |
$294k |
|
PIMCO INCOME STRATEGY FUND (72201H108)
|
24,330 |
$291k |
|
Freeport-McMoRan Inc (35671D857)
|
8,861 |
$289k |
|
VANGUARD INDEX FDS MCAP GR IDXVIP (922908538)
|
2,984 |
$287k |
|
VANGUARD WORLD FD (921910840)
|
4,895 |
$287k |
|
SELECT SECTOR SPDR TR SBI INT-FINL (81369Y605)
|
12,316 |
$285k |
|
VALEANT PHARMACEUTICALS INTL (91911K102)
|
2,163 |
$284k |
|
EDWARDS LIFESCIENCE (28176E108)
|
2,743 |
$280k |
|
AMBEV SA (02319V103)
|
42,765 |
$280k |
|
YUM BRANDS INC (988498101)
|
3,888 |
$280k |
|
BHP BILLITON LTD (088606108)
|
4,741 |
$279k |
|
PUBLIC SVC ENTERPR (744573106)
|
7,474 |
$278k |
|
DUPONT FABROS TECHNOLOGY INC (26613Q106)
|
10,254 |
$277k |
|
TRANSOCEAN LTD (H8817H100)
|
8,596 |
$275k |
|
SCHWAB STRATEGIC TR US SML CAP ETF (808524607)
|
5,350 |
$275k |
|
BAYTEX ENERGY CORP (07317Q105)
|
7,236 |
$274k |
|
ISHARES TR 20 YR TR BD ETF (464287432)
|
2,350 |
$273k |
|
POWERSHARES ETF TRUST (73935X716)
|
14,671 |
$272k |
|
ISHARES (464288273)
|
5,617 |
$272k |
|
COLUMBIA PPTY TR INC (198287203)
|
11,305 |
$270k |
|
SCHWAB STRATEGIC TR (808524102)
|
5,662 |
$269k |
|
KOPPERS HOLDINGS INC (50060P106)
|
8,095 |
$268k |
|
ISHARES (464288612)
|
2,435 |
$268k |
|
KELLOGG CO (487836108)
|
4,337 |
$267k |
|
PIEDMONT NAT GAS INC (720186105)
|
7,941 |
$266k |
|
CHENIERE ENERGY INC (16411R208)
|
3,314 |
$265k |
|
POWERSHARES ETF TRUST DW (73935X153)
|
6,736 |
$265k |
|
ISHARES (464287630)
|
2,833 |
$265k |
|
POWERSHARES ETF TRUST (73935X575)
|
10,727 |
$264k |
|
RYDEX ETF TRUST (78355W825)
|
3,128 |
$262k |
|
DANAHER CORP (235851102)
|
3,435 |
$261k |
|
VANGUARD ADMIRAL FDS INC (921932703)
|
2,980 |
$258k |
|
LUXOTTICA GROUP S P A (55068R202)
|
4,937 |
$257k |
|
GROUPON INC (399473107)
|
38,315 |
$256k |
|
CHECK POINT SOFTWARE (M22465104)
|
3,688 |
$255k |
|
YAMANA GOLD INC (98462Y100)
|
42,390 |
$254k |
|
EOG Resources Inc (26875P101)
|
2,566 |
$254k |
|
VANGUARD NAT RES LLC (92205F106)
|
9,220 |
$253k |
|
KKR & CO L P DEL (48248M102)
|
11,311 |
$252k |
|
AAL (02376R102)
|
7,081 |
$251k |
|
SPDR SERIES TRUST (78464A656)
|
4,490 |
$250k |
|
BIOGEN INC (09062X103)
|
755 |
$250k |
|
PAYCHEX INC (704326107)
|
5,667 |
$250k |
|
SPDR SERIES TRUST (78464A284)
|
4,349 |
$247k |
|
POLARIS INDS INC (731068102)
|
1,633 |
$245k |
|
SCHWAB STRATEGIC TR (808524805)
|
7,886 |
$245k |
|
FIDUCIARY CLAYMORE MLP OPP F (31647Q106)
|
8,599 |
$244k |
|
GALENA BIOPHARMA INC (363256108)
|
118,042 |
$243k |
|
ALLIANCEBERNSTEIN INCOME FUN (01881E101)
|
32,312 |
$242k |
|
VANGUARD INDEX FDS (922908652)
|
2,898 |
$242k |
|
FRONTIER COMMUNICATIONS CORP (35906A108)
|
36,768 |
$239k |
|
BARCLAYS BANK PLC (06739H776)
|
9,300 |
$239k |
|
ROYAL BK SCOTLAND GROUP PLC (780097796)
|
9,700 |
$238k |
|
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP (78467Y107)
|
953 |
$238k |
|
WESTERN ASSET CLYM INFL SEC (95766Q106)
|
20,645 |
$238k |
|
APOLLO COML REAL EST (03762U105)
|
15,090 |
$237k |
|
STRYKER CORP (863667101)
|
2,918 |
$236k |
|
ENERGY TRANSFER LP (29273V100)
|
3,818 |
$236k |
|
General Motors Co (37045V100)
|
7,400 |
$236k |
|
GREAT LAKES DREDGE & DOCK CO (390607109)
|
38,000 |
$235k |
|
EDISON INTL (281020107)
|
4,171 |
$233k |
|
REVENUESHARES ETF TR (761396209)
|
5,090 |
$232k |
|
ISHARES G (464288174)
|
4,705 |
$232k |
|
NUSTAR ENERGY LP (67058H102)
|
3,491 |
$230k |
|
Valero Energy Corp (91913Y100)
|
4,946 |
$229k |
|
UNITED TECHNOLOGIES (913017109)
|
2,167 |
$229k |
|
ROYCE VALUE TR INC (780910105)
|
15,706 |
$228k |
|
GT ADVANCED TECHNOLOGIES INC (36191U106)
|
20,940 |
$227k |
|
LEVEL 3 COMMUNICATIONS INC (52729N308)
|
4,949 |
$226k |
|
AGILENT TECHNOLOGIES INC (00846U101)
|
3,964 |
$226k |
|
ISHARES (464288448)
|
6,313 |
$226k |
|
DOW CHEM CO (260543103)
|
4,319 |
$226k |
|
CITIGROUP INC (172967424)
|
4,333 |
$225k |
|
CLAYMORE EXCHANGE TRD FD TR (18383M563)
|
10,319 |
$224k |
|
CENTRAL FD CDA LTD (153501101)
|
18,210 |
$224k |
|
NAVIOS MARITIME PARTNERS L P (Y62267102)
|
12,580 |
$224k |
|
ISHARES (464286806)
|
8,076 |
$224k |
|
UNITEDHEALTH GRP INC (91324P102)
|
2,585 |
$223k |
|
NORTHRIM BANCORP INC (666762109)
|
8,323 |
$220k |
|
EATON VANCE TAX MNGD GBL DV (27829F108)
|
21,969 |
$220k |
|
DEUTSCHE BK AG LONDON BRH (25154N530)
|
33,515 |
$219k |
|
SMUCKER J M CO (832696405)
|
2,199 |
$218k |
|
AVISTA CORP (05379B107)
|
7,105 |
$217k |
|
COLUMBIA BKG SYS INC (197236102)
|
8,741 |
$217k |
|
ALLIANT ENERGY CORP (018802108)
|
3,922 |
$217k |
|
LEGGETT & PLATT INC (524660107)
|
6,154 |
$215k |
|
ADVISORSHARES TR (00768Y818)
|
4,100 |
$212k |
|
ROYAL BANK CDA (780087102)
|
2,948 |
$211k |
|
ISHARES (464287234)
|
5,080 |
$211k |
|
WESTERN ASSET EMRG MKT INCM (95766E103)
|
17,400 |
$209k |
|
ESTERLINE TECHNOLOGIES CORP (297425100)
|
1,873 |
$208k |
|
COHEN & STEERS INFRA (19248A109)
|
9,006 |
$208k |
|
NATURAL RESOURCE PARTNERS L (63900P103)
|
15,885 |
$207k |
|
WASHINGTON FED INC (938824109)
|
10,156 |
$207k |
|
SUNTRUST BANKS INC (867914103)
|
5,412 |
$206k |
|
PENN WEST PETE LTD NEW (707887105)
|
30,395 |
$205k |
|
DISCOVER FINL SVCS (254709108)
|
3,188 |
$205k |
|
FIRST TR LRGE CP CORE ALPHA (33734K109)
|
4,719 |
$205k |
|
ABC (03073E105)
|
2,649 |
$205k |
|
EQUITY RESIDENTIAL (29476L107)
|
3,318 |
$204k |
|
UNILEVER N.V (904784709)
|
5,131 |
$204k |
|
WATERS CORP (941848103)
|
2,059 |
$204k |
|
Weyerhaeuser Co (962166104)
|
6,367 |
$203k |
|
PG&E CORP (69331C108)
|
4,506 |
$203k |
|
PRUDENTIAL FINL (744320102)
|
2,289 |
$201k |
|
QUEST DIAGNOSTICS (74834L100)
|
3,284 |
$199k |
|
SWIFT ENERGY CO (870738101)
|
20,105 |
$193k |
|
HAIN CELESTIAL GROUP INC (405217100)
|
1,883 |
$193k |
|
VANGUARD INTL EQUITY INDEX F (922042874)
|
3,471 |
$192k |
|
VANGUARD SCOTTSDALE FDS (92206C870)
|
2,238 |
$192k |
|
WESTERN ASSET INCOME FD (95766T100)
|
14,231 |
$191k |
|
CALAMP CORP (128126109)
|
10,450 |
$184k |
|
TICC CAPITAL CORP (87244T109)
|
20,135 |
$178k |
|
POWERSHARES ETF TR II (73937B829)
|
5,303 |
$176k |
|
HEALTHCARE TR AMER INC (42225P105)
|
14,510 |
$168k |
|
Barrick Gold Corp (067901108)
|
11,486 |
$168k |
|
ISHARES MSC (464286848)
|
14,165 |
$167k |
|
EXPRESS SCRIPTS HLDG CO (30219G108)
|
2,329 |
$164k |
|
CAPSTEAD MTG CORP (14067E506)
|
13,395 |
$164k |
|
EATON VANCE TXMGD GL BUYWR O (27829C105)
|
13,387 |
$163k |
|
DNP SELECT INCOME FD (23325P104)
|
15,585 |
$158k |
|
WESTERN ASSET INTM MUNI FD I (958435109)
|
15,650 |
$152k |
|
VALE S A (91912E105)
|
13,498 |
$149k |
|
SPDR SERIES TRUST (78464A375)
|
4,365 |
$149k |
|
HAWAIIAN HOLDINGS INC (419879101)
|
10,856 |
$146k |
|
Banco Bradesco SA (059460303)
|
10,278 |
$146k |
|
CALAMOS STRATEGIC TO (128125101)
|
12,377 |
$145k |
|
VANGUARD SCOTTSDALE FDS (92206C771)
|
2,746 |
$144k |
|
RITE AID CORP (767754104)
|
29,500 |
$143k |
|
AMERICAN CAP SR FLOATING LTD (02504D108)
|
10,500 |
$137k |
|
WESTERN ASST MNGD MUN FD INC (95766M105)
|
10,448 |
$137k |
|
FIRST TR EXCHANGE TRADED FD (33738R100)
|
6,310 |
$136k |
|
DELTA AIR LINES (247361702)
|
3,683 |
$133k |
|
GLOBAL X FDS (37950E275)
|
10,225 |
$133k |
|
RIVERVIEW BANCORP INC (769397100)
|
33,176 |
$132k |
|
ISHARE (464287754)
|
1,281 |
$130k |
|
SSGA ACTIVE ETF TR (78467V608)
|
2,640 |
$130k |
|
SPDR SERIES TRUST (78464A649)
|
2,220 |
$128k |
|
GAMCO GLOBAL GOLD NAT RES & (36465A109)
|
13,573 |
$126k |
|
POWERSHARES ETF TRUST (73935X195)
|
10,835 |
$120k |
|
HARVEST NATURAL RESOURCES IN (41754V103)
|
32,100 |
$118k |
|
PIMCO STRATEGIC GBL GOV FD I (72200X104)
|
11,863 |
$117k |
|
VRINGO INC (92911N104)
|
117,500 |
$111k |
|
MANNKIND CORP (56400P201)
|
18,170 |
$107k |
|
NGP CAP RES CO (62912R107)
|
16,505 |
$102k |
|
BLACKROCK DEBT STRAT FD INC (09255R103)
|
26,489 |
$101k |
|
DENISON MINES CORP (248356107)
|
87,852 |
$100k |
|
ALPHA NATURAL RESOURCES INC (02076X102)
|
40,366 |
$100k |
|
OCERA THERAPEUTICS INC (67552A108)
|
20,250 |
$99k |
|
THERAPEUTICSMD INC (88338N107)
|
21,000 |
$97k |
|
MFS MULTIMARKET INCOME TR (552737108)
|
14,984 |
$96k |
|
NEURALSTEM INC (64127R302)
|
28,340 |
$93k |
|
DRYSHIPS INC (Y2109Q101)
|
35,940 |
$89k |
|
ZIX CORP (98974P100)
|
24,900 |
$85k |
|
CIMATRON LTD (M23798107)
|
13,220 |
$80k |
|
DIANA CONTAINERSHIPS INC (Y2069P101)
|
35,000 |
$79k |
|
SELECT SECTOR SPDR (81369Y100)
|
1,562 |
$77k |
|
BOX SHIPS INCORPORATED (Y09675102)
|
61,500 |
$74k |
|
CORP RES SVCS INC (22004Y105)
|
47,000 |
$70k |
|
MFS INTER INCOME TR (55273C107)
|
13,253 |
$66k |
|
ZIOPHARM ONCOLOGY INC (98973P101)
|
23,900 |
$63k |
|
ISHARES TR U.S. TECH ETF (464287721)
|
628 |
$63k |
|
MOLYCORP INC DEL (608753109)
|
50,228 |
$60k |
|
ISHARES FLT (46429B655)
|
1,148 |
$58k |
|
CHIMERA INVT CORP (16934Q109)
|
17,860 |
$54k |
|
HECLA MNG CO (422704106)
|
19,242 |
$48k |
|
NOVAGOLD RES INC (66987E206)
|
15,735 |
$48k |
|
ENDEAVOUR SILVER CORP (29258Y103)
|
11,000 |
$48k |
|
ISHARES TR US HLTHCARE ETF (464287762)
|
282 |
$38k |
|
SELECT SECTOR SPDR (81369Y407)
|
533 |
$36k |
|
VOLTARI CORP (92870X309)
|
22,010 |
$33k |
|
SIGA TECHNOLOGIES INC (826917106)
|
18,943 |
$27k |
|
ARES CAP CORP (04010LAD5)
|
25,000 |
$26k |
|
PORTUGAL TELECOM SGPS S A (737273102)
|
11,220 |
$23k |
|
EXELIXIS INC (30161Q104)
|
14,171 |
$22k |
|
CARDICA INC (14141R101)
|
19,990 |
$21k |
|
QUEST RARE MINERALS LTD (74836T101)
|
12,560 |
$2k |
|
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