Lockwood Advisors Inc

Lockwood Advisors Inc, legally known as LOCKWOOD ADVISORS INC, operates as a DE Corporation with 33 employees, including 19 individuals in advisory positions. Currently serving 4 clients, the firm's registration with the U.S. Securities and Exchange Commission was approved on Jul 15, 1996, indicating its compliance with regulatory requirements.

• CRISTINA MARIE RICE

  ASSISTANT SECRETARY owns less than 5%

• JAMES THOMAS CROWLEY

  DIRECTOR owns less than 5%

• JOAN LESLIE SCHWARTZ

  DIRECTOR owns less than 5%

• JOEL DANIEL HEMPEL

  CHIEF OPERATING OFFICER owns less than 5%

• LISA ANN DOLLY

  DIRECTOR owns less than 5%

• MICHAEL CHRISTOPHER HLUSHAK

  TREASURER owns less than 5%

• MICHELLE MARIE LOGUE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• PERSHING GROUP LLC

  PARENT CORPORATION owns 75% or more

• THOMAS PATRICK SHOLES

  CHAIRMAN, DIRECTOR, PRESIDENT owns less than 5%

• JOHN ROBERT BACHIK

  CHIEF COMPLIANCE OFFICER owns less than 5%

• PERSHING GROUP LLC

  SHAREHOLDER owns 75% or more

• THE BANK OF NEW YORK MELLON CORPORATION

  SHAREHOLDER owns 75% or more

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