Avoid Fraud, Get The Facts, And Find The Best
Legal Name: MARINER FINANCIAL GROUP, LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 6, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
DWS MUNICIPAL INCOME TRUST (233368109)
|
439,739 |
$4,955k |
|
|
NUVEEN CREDIT STRAT (67073D102)
|
596,634 |
$4,725k |
|
|
BLACKROCK MUNIYIELD QLTY FD (09254E103)
|
204,613 |
$2,701k |
|
|
BLACKROCK MUNIHLDNGS CALI QL (09254L107)
|
188,974 |
$2,579k |
|
|
BLACKROCK MUNIHLDS INVSTM QL (09254P108)
|
164,839 |
$2,192k |
|
|
BLACKROCK FLOAT RATE OME STR (09255X100)
|
148,133 |
$1,900k |
|
|
Blackrock Munyld Ca Ins (09254N103)
|
129,555 |
$1,839k |
|
|
NUVEEN FLTNG RTE INCM OPP FD (6706EN100)
|
179,183 |
$1,745k |
|
|
BLACKROCK FL RT TR (091941104)
|
131,668 |
$1,635k |
|
|
EATON VANCE MUNI INCOME TRUS (27826U108)
|
130,212 |
$1,620k |
|
|
BLACKROCK MUNIYIELD NY QLTY (09255E102)
|
120,611 |
$1,533k |
|
|
NUVEEN SR INCOME FD (67067Y104)
|
256,900 |
$1,523k |
|
|
Delaware Investments Minnesota Municipal Income Fund II Inc (24610V103)
|
108,537 |
$1,396k |
|
|
Nuveen California AMT-Free Municipal Income Fund (670651108)
|
90,907 |
$1,327k |
|
|
SPROTT PHYS GLD&SILV (85208R101)
|
100,000 |
$1,323k |
|
|
BLACKROCK MUN 2030 TAR TERM (09257P105)
|
51,400 |
$1,194k |
|
|
UBS AG LONDON BRH (90270L842)
|
80,835 |
$1,168k |
|
|
NUVEEN FLOATING RATE INCOME (67072T108)
|
103,600 |
$1,020k |
|
|
EATON VANCE SR INCOME TR (27826S103)
|
158,853 |
$990k |
|
|
AVAYA HLDGS CORP COM (05351X101)
|
77,133 |
$918k |
|
|
Eaton Vance Floating Rate Income Trust (278279104)
|
67,602 |
$912k |
|
|
EATON VANCE FLTG RATE INCOM (278284104)
|
59,682 |
$893k |
|
|
EATON VANCE LTD DUR (27828H105)
|
70,000 |
$886k |
|
|
Eaton Vance Sr Fltg Rate Trust (27828Q105)
|
67,579 |
$885k |
|
|
EATON VANCE (27828A100)
|
79,558 |
$878k |
|
|
INVESCO DYNAMIC CR OPP FD (46132R104)
|
68,488 |
$765k |
|
|
BARINGS BDC INC (06759L103)
|
75,000 |
$738k |
|
|
VOYA PRIME RATE TR (92913A100)
|
149,715 |
$713k |
|
|
BLACKROCK CALIF MUN INCOME T (09248E102)
|
52,355 |
$694k |
|
|
WESTERN ASSET CORPORATE LN F (95790J102)
|
70,296 |
$672k |
|
|
FEDERATED PREM MUN INC FD (31423P108)
|
45,927 |
$631k |
|
|
FIRST TR SR FLOATING RATE 20 (33740K101)
|
68,595 |
$610k |
|
|
INVESCO ADVANTAGE MUNICIPAL INCOME (46132E103)
|
52,772 |
$580k |
|
|
NUVEEN TEXAS QLTY MUN INCME (670983105)
|
42,216 |
$578k |
|
|
NUVEEN MINESOTA QLT MUN INC (670734102)
|
42,072 |
$576k |
|
|
Eaton Vance Tax Adv Bd Opt S (27829M103)
|
60,474 |
$570k |
|
|
Blackrock Muniholdings In Ii (09254C107)
|
42,879 |
$539k |
|
|
INVESCO PENN VL MUNI (46132K109)
|
38,095 |
$486k |
|
|
BLACKROCK MUNIVEST FD INC (09253R105)
|
50,000 |
$458k |
|
|
Invesco Van kampen Municipal Opportunity trust (46132C107)
|
35,372 |
$435k |
|
|
IVY HIGH INC OPPORTUNITIES F (465893105)
|
29,751 |
$404k |
|
|
URBAN ONE INC (91705J204)
|
195,783 |
$384k |
|
|
WESTERN ASSET INTM MUNI FD I (958435109)
|
40,582 |
$364k |
|
|
FIRST TR SR FLG RTE INCM FD (33733U108)
|
28,964 |
$349k |
|
|
BLACKROCK MUNIYIELD PA (09255G107)
|
23,160 |
$325k |
|
|
BLACKROCK MUNI INTER DR FD I (09253X102)
|
20,912 |
$294k |
|
|
UBS AG LONDON BRH (90269A302)
|
16,593 |
$238k |
|
|
PIONEER FLOATING RATE TR (72369J102)
|
22,189 |
$237k |
|
|
KAYNE ANDERS MLP/MID (486606106)
|
15,000 |
$230k |
|
|
NUVEEN ARIZONA QLTY MUN INC (67061W104)
|
17,263 |
$226k |
|
|
AllianceBernstein National Municipal In (01864U106)
|
15,895 |
$214k |
|
|
BLACKROCK MUNI HLDGS (09255C106)
|
15,914 |
$209k |
|
|
BLACKROCK MUNICIPL INC QLTY (092479104)
|
14,976 |
$206k |
|
|
NEUBERGER BRMAN CLIFRN MUNI (64123C101)
|
13,979 |
$190k |
|
|
CLEARBRIDGE ENERGY MIDSTRM O (18469P100)
|
20,000 |
$184k |
|
|
CREDIT SUISSE AG NASSAU BRH (22539T217)
|
10,000 |
$164k |
|
|
Blackrock Munienhanced Fund (09253Y100)
|
12,652 |
$140k |
|
|
FST TR NEW OPPORT MLP & ENE (33739M100)
|
14,400 |
$136k |
|
|
BLACKROCK CR. ALLOC (092508100)
|
10,000 |
$130k |
|
|
NUVEEN GA QUALITY MUNI INCOME CEF (67072B107)
|
10,090 |
$125k |
|
|
J JILL INC (46620W102)
|
40,000 |
$80k |
|
|
OHR PHARMACEUTICAL (67778H309)
|
16,653 |
$57k |
|
|
DILLARDS INC-CL A (254067101)
|
16,800 |
$55k |
Call |
|
Tesla Inc (88160R101)
|
19,500 |
$47k |
Put |
|
ISHARES TR IBOXX HI YD ETF (464288513)
|
230,000 |
$42k |
Put |
Many people have been burned by frauds and Ponzi schemes. So we created this website to help you, the potential investor, get the facts, find the best, and avoid fraud and Ponzi schemes.
All information provided on this website is provided without warranty and for informational purposes only.
InvestingReview.org does not provide investment advice. InvestingReview.org is not an investment adviser and is not endorsed by or affiliated with any U.S. or non-U.S. regulatory agency.
Recently Searched Firms
Please note: Search data is accumulated by 3rd party and refreshed once per day.