Mariner Investment Group LLC

Mariner Investment Group, LLC is a professional investment management firm with a total of 158 employees, of which 87 are advisory personnel. Founded in 2003 and based in Delaware, their registration status with the SEC is approved. While their client base remains undetermined, the company has been successfully managing assets for nearly two decades.

• CHARLES RAYMOND HOWE

  PRESIDENT owns less than 5%

• CURTIS YATES ARLEDGE

  CHAIRMAN & CHIEF EXECUTIVE OFFICER owns less than 5%

• JOHN KELTY

  CHIEF OPERATING OFFICER owns less than 5%

• MIG HOLDINGS, LLC

  CORPORATE PARENT owns 75% or more

• PETER JOSEPH O'ROURKE

  GENERAL COUNSEL owns less than 5%

• RUSSELL A. THOMPSON

  CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL owns less than 5%

• BRIAN CHRISTOPHER DILLON

  CHIEF COMPLIANCE OFFICER owns less than 5%

• OAM CAPITAL, LLC

  MAJORITY SHAREHOLDER owns more than 50% but less than 75%

• OAM HOLDINGS, LLC

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX CAPITAL MARKETS, LLC

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX CORPORATION

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX CORPORATION USA

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX GLOBAL ASSET MANAGEMENT, LLC

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX OPCO HOLDINGS, LLC

  MAJORITY SHAREHOLDER owns 75% or more

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• Heydorn Stone Capital Management LLC
• Dundon Advisers LLC

• Revamping Mariner Investment Group LLC: A Deep Dive Into the Third and Fourth Quarter 2022 13F Holdings
• Curtis Arledge Joins Mariner Investment Group as Chairman and CEO and Head of ORIX USA Asset Management

• DWS MUNICIPAL INCOME TRUST $4,955k
• NUVEEN CREDIT STRAT $4,725k
• BLACKROCK MUNIYIELD QLTY FD $2,701k
• BLACKROCK MUNIHLDNGS CALI QL $2,579k
• BLACKROCK MUNIHLDS INVSTM QL $2,192k
• BLACKROCK FLOAT RATE OME STR $1,900k
• Blackrock Munyld Ca Ins $1,839k
• NUVEEN FLTNG RTE INCM OPP FD $1,745k
• BLACKROCK FL RT TR $1,635k
• EATON VANCE MUNI INCOME TRUS $1,620k