Maxim Financial Advisors LLC

Maxim Financial Advisors LLC is a New York-based limited liability company consisting of a team of 51 employees, 35 of which serve in advisory roles. Although the firm's number of clients served is unknown, they have been approved by the U.S. Securities and Exchange Commission since January 26, 2006.

• ANTHONY DICLEMENTE

  PRESIDENT/CHIEF ADMINISTRATIVE OFFICER owns less than 5%

• EDWARD LAWRENCE ROSE

  GENERAL COUNSEL owns less than 5%

• FRANCO VINCENT ZAPPONE

  MANAGING DIRECTOR OF BUSINESS DEVELOPMENT owns less than 5%

• JAMES PAUL ORAZIO

  PRESIDENT/CHIEF ADMINISTRATIVE OFFICER- EMERITUS owns less than 5%

• JOHN JAMES GARRITY

  EXECUTIVE MANAGING DIRECTOR OF SALES owns less than 5%

• JOHN PETER SERGIO

  CHIEF OPERATING OFFICER owns less than 5%

• MAXIM PARTNERS LLC

  MANAGING MEMBER owns 75% or more

• MICHAEL RABINOWITZ

  CHAIRMAN/CHIEF EXECUTIVE OFFICER owns less than 5%

• TIMOTHY GERARD MURPHY

  CHIEF FINANCIAL OFFICER owns less than 5%

• TIPTON EVANS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MJR HOLDINGS

  OWNER owns 75% or more

• Cross Lake Partners LP
• CB Capital Advisors LLC
• COVE Property Group LLC
• Muirfield Capital Global Advisors LLC
• Resource Real Estate LLC
• Northstar Capital Funds LLC
• Fields Gottscho Capital Management LLC
• Alpha Group Capital LLC
• Merrill Lynch Pierce Fenner & Smith Incorporated
• JUNA Equity Partners LP