Medley Capital LLC

MEDLEY CAPITAL LLC is a DE Limited Liability Company with 67 employees, including 32 in advisory roles, though the number of clients served is unknown. It has remained approved by the U.S. Securities and Exchange Commission since its registration on Apr 8, 2013.

• BROOK BULGER TAUBE

  MANAGER owns less than 5%

• JEFFREY BENNETT TONKEL

  MANAGER owns less than 5%

• JOHN DONNAN FREDERICKS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MEDLEY LLC

  MEMBER owns 75% or more

• RICHARD THOMAS ALLORTO

  CHIEF FINANCIAL OFFICER owns less than 5%

• SETH BULGER TAUBE

  MANAGER owns less than 5%

• BROOK BULGER TAUBE

  TRUSTEE

• BROOK TAUBE TRUST

  MEMBER owns more than 25% but less than 50%

• MEDLEY MANAGEMENT INC.

  MANAGING MEMBER

• SETH AND ANGIE TAUBE TRUST

  MEMBER owns more than 25% but less than 50%

• SETH BULGER TAUBE

  TRUSTEE

• NH INVESTMENTS & SECURITIES CO., LTD.
  Korea, South

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