National Asset Management Inc

National Asset Management, Inc. is a Washington-based corporation registered with the U.S. Securities and Exchange Commission since 2005. With a team of 268 employees, 233 of which serve as advisors, the firm provides financial advisory services to a client base of 10. The SEC has approved National Asset Management, Inc.'s status, attesting to the firm's credibility in the industry.

• DANIEL ORTEGA

  CHIEF SUPERVISORY OFFICER owns less than 5%

• DONALD KENNETH RUNKLE

  CHIEF REGULATORY OFFICER owns less than 5%

• GLENN CHARLES WORMAN

  DIRECTOR owns less than 5%

• HAROLD GERARD CHAFFEE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• HENRY EDWARD KAPLAN

  PRESIDENT & CHIEF OPERATING OFFICER owns less than 5%

• JOHN A KOENIGSBERG

  DIRECTOR OF OPERATIONS owns less than 5%

• JOHN CHARLES DESENA

  SECRETARY owns less than 5%

• MICHAEL ANTHONY MULLEN

  DIRECTOR owns less than 5%

• MICHAEL ANTHONY MULLEN

  EXECUTIVE CHAIRMAN owns less than 5%

• NATALIA TOVAR WATSON

  TREASURER owns less than 5%

• NATIONAL HOLDINGS CORPORATION

  PARENT COMPANY owns 75% or more

• THOMAS DAVID KOWALCZYK

  CHIEF EXECUTIVE OFFICER owns less than 5%

• THOMAS DAVID KOWALCZYK

  DIRECTOR owns less than 5%

• WILLIAM LAWRENCE GROENEVELD

  VICE PRESIDENT owns less than 5%

• B.RILEY FINANCIAL, INC

  SHAREHOLDER ( COMMON STOCK) owns more than 25% but less than 50%

• NHC HOLDINGS LLC

  SHAREHOLDER (COMMON STOCK) owns more than 25% but less than 50%

• NATIONAL SECURITIES CORPORATION
  United States

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• B. Riley's Q4 2022 13F Holdings: Mixed Results in Shares and Value

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