NB Alternatives Advisers LLC

NB Alternatives Advisers LLC, a Delaware Limited Liability Company, operates with a team of 186 employees, including 131 advisors. Though it is unclear how many clients they serve, their SEC status is current and active, having been approved in 2009.

• ANTHONY DAVID TUTRONE

  CHIEF EXECUTIVE OFFICER owns less than 5%

• BRIEN PATRICK SMITH

  MANAGING DIRECTOR AND CHIEF OPERATING OFFICER owns less than 5%

• JOHN PAUL BUSER

  PRESIDENT owns less than 5%

• MARK DANIEL SALZBERG

  CHIEF COMPLIANCE OFFICER owns less than 5%

• NB ALTERNATIVES HOLDINGS LLC

  HOLDING COMPANY owns 75% or more

• NEUBERGER BERMAN AA LLC

  HOLDING COMPANY owns less than 5%

• NBSH ACQUISITION, LLC

  MEMBER owns 75% or more

• NEUBERGER BERMAN GROUP LLC

  HOLDING COMPANY owns 75% or more

• BANK JULIUS BAER & CO. LTD.
  Switzerland
• BEL AIR SECURITIES LLC
  United States
• BTG PACTUAL CHILE INTERNATIONAL LIMITED
  Chile
• CPB ALTERNATIVE INVESTMENTS
  United States
• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• CROSSBAY CAPITAL PARTNERS
  United States
• KELSON CAPITAL LLC
  United States
• KELSON CAPITAL LLC
  United States
• MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC
  United States
• MORGAN STANLEY
  United States
• MORGAN STANLEY
  United States
• STIFEL, NICOLAUS & COMPANY, INCORPORATED
  United States
• UBS FINANCIAL SERVICES INC.
  United States
• UBS FINANCIAL SERVICES INC.
  United States
• UBS SWISS FINANCIAL ADVISERS
  Switzerland
• WELLS FARGO CLEARING SERVICES, LLC
  United States

• Highland Capital Management LP
• Tolleson Private Wealth Management LP
• Capital Advisory Group Inc
• First Southwest Asset Management LLC
• Nexpoint Advisors LP
• Hilltop Securities Independent Network Inc
• Congruent Investment Partners LLC
• Concorde Financial Corporation
• LD LOWE Wealth Advisory Inc
• Turnbridge Capital LLC