Neuberger Berman Breton Hill ULC

Neuberger Berman Breton Hill ULC, a corporation with 19 employees including 19 advisors, was approved by the US Securities and Exchange Commission on October 24, 2016. The number of clients served by the company is unknown.

• HEATHER P. ZUCKERMAN

  DIRECTOR owns less than 5%

• JOSEPH VINCENT AMATO

  DIRECTOR owns less than 5%

• NB ACQUISITIONCO ULC

  SHAREHOLDER owns 75% or more

• RAYMOND BERNARD CARROLL

  CHIEF EXECUTIVE OFFICER, DIRECTOR owns less than 5%

• VIVIANA K R A BELTRAMETTI WALKER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• WILLIAM ALFRED ARNOLD

  CHIEF FINANCIAL OFFICER owns less than 5%

• NBSH ACQUISITION, LLC

  MEMBER owns 75% or more

• NEUBERGER BERMAN CANADA HOLDINGS LLC

  SHAREHOLDER owns 75% or more

• NEUBERGER BERMAN GROUP LLC

  MEMBER owns 75% or more

• MORGAN STANLEY & CO. LLC
  United States

• Sprott Asset Management LP
• DAC Davis Investment Counsel Inc
• Burgundy Asset Management Ltd
• Richardson GMP USA Limited
• BMO Nesbitt Burns Securities Ltd
• BMO Private Investment Counsel Inc
• Gryphon Investment Counsel Inc
• Generation Portfolio Management Corp
• Invesco Canada Ltd
• CORTEX APPLIED RESEARCH INC.

• Breton Hill Capital Ltd.'s Q2 2017 vs. Q3 2017: A Look at the Fund's Holdings Shifts

• ABBVIE INC $13,495k
• EATON CORPORATION $13,176k
• DUKE ENERGY CORP $10,200k
• AEP $10,119k
• CISCO SYSTEMS INC $3,320k
• Bank of America Corp. $3,027k
• DowDuPont, Inc. $2,673k
• BEST BUY INC $2,545k
• Apple Inc $2,225k
• CAPITAL ONE FINL CO $2,100k